Death - May a Guardian
End a Ward's Life Support? (#2) (2002-3)
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©A.Hawkins
Suitability
No special expertise is
required. However, some of the
concepts, facts and issues may be emotionally difficult.
The CLE Process
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* * * * *
The
Teacher’s Comment on Our Life and Death Courses
I did not set out to
find topics that are as profound as life and death. These topics found me. In
2001, two state Supreme Courts issued major opinions. One was on a dispute over
custody of frozen “preembryos” or “test tube babies” that arose when couples
divorced before completing in vitro fertilization. The other involved a dispute
over a guardian’s power to stop life support of a ward who has only slight
cognitive brain function. In 2002, Ted
Williams died and his body was preserved for “reanimation” as a living human.
Our courses cover:
• life
before life (frozen test tube babies that have not been implanted in the womb);
• life
after death (a frozen corpse that awaits “reanimation”); and
• death
(removing artificial “life” support for a person with slight cognitive
function).
Each topic is interesting in itself, but much
more interesting when studied as a group with the concepts compared. For example, compare:
(1) a fertilized human
egg frozen for later use to create a baby
with
(2) an 85 year old brain
frozen to grow a new body for the brain;
or compare
(1) a
person with slight cognitive brain function kept on life support
with
(2) a brain that is
frozen for use when a body can be regrown.
The issues are
profound. What is life? What is death? What is human
life? As technology makes some amazing
techniques routine and gives hope for other amazing techniques, courts decide
the meaning of life and death.
Lawyers represent people who
face these issues.
Are lawyers ready for
these issues? The cases show that, on
both substantive and procedural levels, courts are not ready. Courts don’t know the answers, yet they take
years to decide what to do with a test tube baby, a corpse, or a person on life
support.
Have you considered
whether a frozen “test tube baby” or a frozen corpse which awaits new life is a
person or property? Does someone own
the “baby” or the corpse? Does the property division upon divorce divide the
“babies” in the freezer, or is it the child custody provision that
controls? If the “parent” dies, does
the residuary clause of the will bequeath the frozen “test tube babies” or does
the guardianship appointment give the guardian control over implanting
them? If the “frozen test tube babies”
are property, may creditors attach them?
If they are not property, are they people who have a right to life and a
right to a lawyer? If they are
“killed,” is it murder? May test tube
babies be given away? If they are not
property or people, what are they?
When a person no longer
has the ability to think, is the “person” still a person and human being? Is the person “alive?” At what point does the law allow, or
require, removal of life support? When
does a “person” become a “corpse?” May
a guardian decide whether to keep a ward on life support or end life support
and allow the ward to be declared dead?
Traditionally the
decedent’s body was disposed of respectfully by one of many accepted
methods. It was not preserved for later
use. It was not an asset to be sold. It is no longer simple. Is a corpse
property, a human being, or something else?
Does a corpse pass as part of
the residue of an estate? Can a Will
control the disposition of the corpse?
Bodies and body parts may be donated for use by others. Today, Ted Williams’s body is preserved for
Ted’s personal reuse. You might say
that Ted made an anatomical gift of his body to himself. Wow!
How the world changes. Is Ted’s
corpse property? Is it human? What is it?
One of Ted’s daughters said that the plan was to sell Ted’s DNA for use
in cloning humans. If that sounds
unbelievable, consider that Texas A&M cloned a cat. Perhaps the future will
include freezing a corpse, harvesting the DNA to create test tube babies which
grow old and are on life support, removing the life support, and freezing the
corpse. Perhaps “from dust to dust”
will be replaced with “from freezer to freezer.”
Profound issues of life
and death are covered by these courses.
Lawyers face them with increasing frequency. We hope that this cluster of courses provides useful and interesting
insights for you.
This comment is repeated
in each life and death course, so you may skip it if you take more than one
course.
* * * * *
This
course
Some people have mental
deterioration that leaves them in a permanent vegetative state Some have somewhat less mental deterioration
and are left in a condition just above a vegetative state. This topic is on American law in the second
category of cases. There is still some
level of mental awareness, but very little.
A feeding tube is required for food and water. This course looks at the American state Supreme Court cases that
decide whether a guardian[1] for such an
individual may remove a ward’s feeding tube.
This is a courses in two
parts. It is in two parts for a simple
reason. If it was in one course, it
would be too long. Each part covers two
cases. Together, they cover all four of
the opinions American state supreme courts[2] on the topic. Very little has been omitted because almost
all of the opinions are interesting.
The facts are important, so they are included in full.
Part #1 covers Conroy
and Martin, decided by the New Jersey and Michigan supreme courts in 1985 and
1995.
Part #2 contains Edna M.
F., a 1997 Wisconsin Supreme Court case
and Wendland, the California Supreme Court case decided in August 2001 which
inspired this course. The judges who
decided these cases are wordy. They
seem determined to appear wise, thoughtful, careful, and caring. They obviously expect these opinions to be
read and discussed. Some courts
produced multiple opinions. These
courts are creating the law as they go along.
They see that as their duty. By
your study, you may question whether traditional courts are suited to play a
role in this kind of case.
The facts and law in the
cases in this course raise the issue of what life is, and when it ends. but the
courts do not address these fundamental issues. As you review the facts, consider what you think is required to
say that a mechanically functioning human body contains human life. Is mental function required? If so, how much and what kind? If not, what is required, in your
opinion? Do others agree? Is there a consensus? Is there an accepted cultural norm? Is “human life” a body, a mind, both body
and mind, or either body or mind?
Medical technology is raising issues that used to be academic. They are not academic any more. The courts do not discuss these concepts in
these cases. Is it because they don’t
know what to say, or because they didn’t recognize these issues?
Life and death courses
raise numerous difficult factual and legal matters. You will have feelings as well as thoughts. In addition to studying as a lawyer, you may
also consider what you would want for yourself, if you were the ward or if you
were the ward’s guardian, spouse, child, friend, partner, or family. These issues are personal and difficult.
In your opinion, how
long is reasonable time for a court to decide the question, “should the ward’s
feeding tube be removed?” Is one day
reasonable? Is one week? Is one year? No case was decided within a year. That is the same pattern as in the preembryo custody cases. Courts take years to decide these cases of
life and death. People die. Preembryos die. Bodies cease to function. Courts ponder ponderously.
A Comment and Prediction
by the Teacher
The cases in this course
suggest three critically important issues that I have never seen discussed
elsewhere. They are not mentioned by
these courts. It is unlikely that the
judges thought of them. Sooner or
later, someone will think of them. You
will be prepared.
First, consider the
factual situation of a person who dies after the feeding tube is removed and
would not have died otherwise.
Second, mix in a legal
conclusion that the feeding tube should not have been removed.
Yikes!
The consequence has
civil and criminal legal implications.
Was it murder? Maybe so.
If not murder, maybe it was another crime against the person. Is the person who removed the tube
vulnerable? Sure. Is the person who ordered the removal
vulnerable? Sure. Are you vulnerable? Maybe.
The person who “commits the murder” is at risk. That might be a medical professional. There might be more than one involved. The one who ordered removal is also at
risk. Consider the result of hiring
someone to commit a murder. Both the
person buying the service, and the murder service provider are subject to
criminal penalties. The belief of the
killer that the victim should die is not a great defense to a murder
charge. What about the risk to those
who advise, conspire, aid, abet, and facilitate? It seems impossible to rule out a criminal charge if the advice
or other role is substantial. It may be
best for a lawyer to be very cautious about their words and representation. Imagine the jury listening to the defendant
saying, “my lawyer told me that it was ok to remove the feeding tube and let
George die” or “George’s lawyer told me that it to remove the feeding tube and
let George die.”
A slayer’s rule issue is
present. If the death was caused by a
beneficiary, does that beneficiary lose the right to inherit, receive insurance
proceeds, or receive other property as a result of the death. This may get sticky. It is a fight between beneficiaries. Feelings may be intense. Imagine a subsequent spouse causing removal
of a feeding tube, and the children from a prior marriage seeking to disqualify
her as a beneficiary. I expect this
issue to be litigated with some frequency when lawyers and laymen realize the
implications.
A tort claim is
possible. Is wrongful removal of the
feeding tube a wrongful death? Will the
children in the prior fact situation also sue for all of the spouse’s
money? Will they sue for the money of
the lawyer who said “go ahead” or the doctor who removed the tube?
I think that the
consequences are substantial. All of
this is predicated on a removal that is wrongful. Study of these cases will tell you whether that is a risk. However, being right isn’t enough. If you have been charged with murder and
acquitted, sued and successfully defended, or charged as a slayer and shown
that the killing was not wrongful and that the slayer’s rule does not cause
forfeiture, you will realize that the process that you went through was not as
much fun as playing golf, but that it cost more than green fees. Even if you are right, the process is
horrible.
Comments About the
Course Material
This course is a case
study in which the cases are presented case by case, rather than issue by
issue. In the main text comments by the
author are in italics with a wider margin than the quotations from the
opinions. Other comments are in
footnotes. Quoted court opinions are
indented. Cues and comments by the
author of this text are included before the text to which they relate. Rhetorical questions are incorporated to
stimulate your thoughts.
There are two important
terms. “Cognition” is thought. Reflex
is not thought. Thoughtful movements
indicate cognition. Breathing may be a
reflexive response. Eye movements may be random. Intentional winking, when a person is asked
to wink, requires cognition.
Persistent, or permanent, vegetative state basically means there is no
evidence of cognition. The concurring
opinion of Justice Bablitch includes a detailed definition and discussion. Justice Bablitch notes that a “persistent
vegetative state” is a diagnosis and “permanent vegetative state” is a
prognosis, i.e., an irreversible persistent vegetative state.
Table of Contents
Course #1
In the Matter of Claire Conroy 486 A.2d 1209, 48 A.L.R.4th 1, 53 USLW 2372
(New Jersey 1985)
In re Michael Martin 538 N.W.2d 399 450 Mich. 204, 64 USLW 2156, 7
NDLR P 165 (Mich. 1995)
Course #2
In the Matter of the Guardianship and Protective Placement
of Edna M.F. 563
N.W.2d 485 (Wis. 1997)
Conservatorship of the Person of Robert Wendland (August 9, Cal. 2001)
* * * * *
In the Matter of the Guardianship and Protective Placement
of Edna M.F.[3] 563 N.W.2d 485 (Wis.
1997)[4]
* * * * *
Death - May a Guardian End a Ward's Life Support? (#2)
(2002-3)
Don’t Ask,
Don’t Tell, Just Remove the Tube
Edna’s medical condition is discussed in the
concurrences which are must reading.
This is a “pass the buck” case in which the court expresses its opinion,
avoids responsibility, and suggests that the guardian can try again without asking
the court.
Edna Timeline
1988 Permanent feeding tube is surgically
implanted.
1994 Ethics Committee Approves removal of
feeding tube.
1994 1994
Statement, Medical Aspects of the Persistent Vegetative State was published
by the Multi-Society Task Force on Persistent Vegetative State,
1995 Petition filed in trial court.
1997 Opinion issued by Wisconsin Supreme Court[5]
“¶1 DONALD W. STEINMETZ, Judge.
“Betty Spahn (Spahn) seeks
review of a decision by the Circuit Court for Wood County, Judge Dennis D.
Conway, denying her request to withdraw artificial nutrition from her sister,
Edna M.F. The court held that it was
without authority to grant Spahn's request because Edna is not in a persistent
vegetative state. This case presents this court with two issues:
“¶2 1 Whether the
guardian of an incompetent person who has not executed an advance directive and
is not in a persistent vegetative state has the authority to direct withdrawal
of life sustaining medical treatment from the incompetent person; and
“¶3 2) Whether in
this case, notwithstanding the fact that she is not in a persistent vegetative
state, there is a clear statement
evidenced in the record of Edna's desire to die rather than have extreme
measures applied to sustain her life under circumstances such as these.
“¶4 Relying on this court's previous decision in In re
Guardianship of L.W.[6] we hold that a guardian may
only direct the withdrawal of life-sustaining medical treatment, including
nutrition and hydration, if the incompetent ward is in a persistent
vegetative state and the decision to withdraw is in the best
interests of the ward. We further hold that in this case, where the only
indication of Edna's desires was made at least 30 years ago and under different
circumstances, there is not a clear statement of intent such that Edna's guardian
may authorize the withholding of her nutrition.
“¶5 Edna M.F. is a 71-year
old woman who has been diagnosed with dementia of the Alzheimer's type. She
is bedridden, but her doctors have indicated that she responds to stimulation
from voice and movement. She also appears alert at times, with her eyes open,
and she responds to mildly noxious stimuli. 1[7] According to these doctors, her condition
does not meet the definition[8] of a persistent vegetative state. In 1988, a permanent feeding tube was surgically inserted in Edna's body. Edna
currently breathes without a respirator, but she continues to receive
artificial nutrition and hydration. Edna's condition is not likely to improve.
“¶6 Edna's sister and
court-appointed guardian, Betty Spahn, seeks permission to direct the
withholding of Edna's nutrition, claiming that her sister would not want to
live in this condition. However, the
only testimony presented at trial regarding Edna's views on the use of
life-sustaining medical treatment involves a statement made in 1966 or 1967.
At that time, Spahn and Edna were having a conversation about their mother, who
was recovering from depression, and Spahn's mother-in-law, who was dying of
cancer. Spahn testified that during this conversation, Edna said to her:
"I would rather die of cancer than lose my mind." Spahn further
testified that this was the only time that she and Edna discussed the subject
and that Edna never said anything specifically about withholding or withdrawing
life-sustaining medical treatment.
One relative did not sign a consent. That is not the same as disagreeing. No one affirmatively disagreed.
“¶7 In October of 1994,
the Ethics Committee at the Marshfield
Nursing and Rehabilitation, the facility where Edna lives, met to discuss the
issue of withholding artificial nutrition from Edna. The committee approved the
withholding of the nutrition if no family member objected. However, one of
Edna's nieces refused to sign a statement approving the withdrawal of
nutrition.
Since no one opposed removal, the court
appointed an attorney to argue against removal.
“¶8 On January 12, 1995,
Spahn filed a petition in Wood County Circuit Court as guardian of an
incompetent person, Edna M.F., asking the court to issue an order confirming
Spahn's decision to withhold nutrition from Edna. On January 13, 1995, the court
appointed Mark Wittman (Wittman) as the guardian ad litem. The court
denied Spahn's petition. The case is now before this court on a petition to
bypass the court of appeals. However, because both Spahn and Wittman are arguing to withhold nutrition, this court has
appointed Attorney Howard Eisenberg as respondent-designate to argue for
sustaining the life of Edna M.F.
“¶9 The issue of the right to terminate life-sustaining
medical treatment first came to the national forefront in the controversial
case In re Quinlan.[9] In Quinlan, Joseph Quinlan petitioned the
court to be appointed guardian of his 21-year old daughter, Karen. Karen was in
a chronic persistent vegetative state 2[10] and her father sought the express power to
authorize "the discontinuance of all extraordinary medical procedures now
allegedly sustaining Karen's vital processes and hence her life...."[11] Because Karen existed in a persistent
vegetative state, and there was no hope of her ever recovering from this state,
the court granted Joseph Quinlan's requests.[12]
“¶10 Fourteen years later, the United States Supreme Court
considered whether the state of Missouri could require clear and convincing
evidence of an incompetent's wishes before authorizing the withdrawal of
life-sustaining medical treatment, including
nutrition and hydration, when the incompetent is in a persistent
vegetative state. 3[13] Cruzan v. Director, Missouri Department of
Health[14] In making its decision, the Court determined
that the states have an interest in protecting the lives of their citizens and
that that interest is demonstrated, among other ways, "by treating
homicide as a serious crime."[15] On the other hand, the Court notes that
"[i]t cannot be disputed that the Due Process Clause protects an interest
in life as well as an interest in refusing life-sustaining medical
treatment."[16] The Court concludes that the rights of the
state and the individual must be balanced: "we think a State may properly
decline to make judgments about the 'quality' of life that a particular
individual may enjoy, and simply assert an unqualified interest in the
preservation of human life to be weighed against the constitutionally protected
interests of the individual."[17]
“¶11 The Court upheld the decision of the Missouri Supreme
Court to require that a guardian meet a "clear and convincing"
standard before terminating an incompetent's life-sustaining medical treatment,
including artificial nutrition and hydration. 4[18] The Court explained that these
life-and-death decisions have great consequences, and that an erroneous
decision to terminate cannot be remedied:
An erroneous decision not to terminate results in a
maintenance of the status quo; the possibility of subsequent developments such
as advancements in medical science, the discovery of new evidence regarding the
patient's intent, changes in the law, or simply the unexpected death of the
patient despite the administration of life-sustaining treatment at least create
the potential that a wrong decision will eventually be corrected or its impact
mitigated. An erroneous decision to withdraw of life-sustaining treatment,
however, is not susceptible to correction.[19]
“¶12 Two years after the Cruzan decision was rendered, this
court was faced with a similar case, In re Guardianship of L.W..[20] In L.W.,
this court considered the issue of whether an incompetent individual in a
persistent vegetative state has the right to refuse life-sustaining medical
treatment, including nutrition and hydration. The court further considered
whether a court-appointed guardian may exercise that right on behalf of the
incompetent patient. This court began its analysis of the situation with an
exploration of the possible constitutional rights implicated by these circumstances,
and concluded "that an individual's right to refuse unwanted medical
treatment emanates from the common law right of self-determination and informed
consent, the personal liberties protected by the Fourteenth Amendment, and from
the guarantee of liberty in Article I, section I of the Wisconsin
Constitution."[21]
“¶13 This court further
concluded that the right to refuse unwanted treatment applies to both competent
and incompetent individuals, and that the right of the incompetent to refuse
may be exercised by his or her guardian.[22] The court in L.W.
then faced the choice of what standard the guardian should apply in determining
whether to continue life-sustaining medical treatment. The guardian argued for
a subjective test considering the ward's past values, wishes, and beliefs (the
"substituted judgment" standard), and the guardian ad litem argued in
favor of the standard upheld in Cruzan requiring "clear and convincing
evidence" of the ward's desires. Noting that this court has rejected the
substituted judgment standard in the past 5[23] and that the clear
and convincing evidence standard would be too strict, this court concluded that
an objective "best interests" standard was the appropriate standard
to apply when deciding whether to withdraw life-sustaining medical treatment
from an incompetent ward in a persistent vegetative state.[24] The only thing that
matters in the decision-making process is what would be in the ward's best
interests.[25] Of course, the
court noted, if the wishes of the ward are clearly evidenced, then it is in the
best interests of the ward to have his or her wishes honored.[26]
“¶14 In sum, this
court concluded in L.W. "that an incompetent individual in a persistent
vegetative state has a constitutionally protected right to refuse unwanted
medical treatment, including artificial nutrition and hydration," and that
a guardian may consent to withholding or withdrawal of such treatment without
prior approval of the courts if to do so is in the "best interests"
of the ward.[27] However, this court stressed the fact that
the opinion in L.W. "is limited in
scope to persons in a persistent vegetative state."[28]
“¶15 Spahn asks this
court to extend L.W. beyond its current scope to include incompetent wards who
are not in a persistent vegetative state. Spahn notes that in L.W., this
court concluded that the right to refuse unwanted medical treatment applies to
competent and incompetent people alike, even if there has been no advance
directive on the part of the incompetent ward.
“¶16 In the case In re Guardianship of Eberhardy,[29] this court was faced with the request to
authorize a guardian of an incompetent to consent to the sterilization of the incompetent, a mentally disabled woman. The
guardian argued that since the competent person has the right to sterilization,
that right should not be withheld from the incompetent. This court explained in
Eberhardy that even though all citizens have the same constitutional rights,
the United States Supreme Court has recognized that "the uninhibited
exercise of those rights may be hedged about with restrictions that reflect the
public policy of protecting persons of a distinct class."[30] For example, this court notes that the
Supreme Court has recognized that the decision by a minor to have an abortion
could be circumscribed by action requiring a showing of maturity or "best
interests" to make a decision without parental involvement.[31] Additionally, a state may require a
physician to notify a minor's parents before agreeing to perform an abortion.[32]
“¶17 The Eberhardy court proceeded to explain that the
mentally disabled are a similar class to minors in that they are also subject
to "special protections of the state" because many mentally disabled
adults are "not competent to exercise a free choice."[33] The court explained that "[w]hile the
Constitution would generally mandate a free choice for sui juris adults, a free
choice is an empty option for those who cannot exercise it."[34]
“¶18 This brings us to the situation at hand--whether this court should allow surrogate
decision makers to decide to withhold or withdraw life-sustaining medical
treatment from an incompetent adult who is not in a persistent vegetative state.
This court in Eberhardy said that for the purposes of sterilization,
incompetent people are to be considered "a distinct class to whom the
state owes a special concern."[35] So, although incompetent adults have the
same constitutional rights as competent adults, they do not have the same
ability to exercise those rights. Someone
must instead act in the best interests of that person to make a decision
regarding whether to withhold or withdraw life-sustaining treatment. However,
if that person is not in a persistent vegetative state, this court has
determined that, as a matter of law, it is not in the best interests of the
ward to withdraw life-sustaining treatment, including a feeding tube, unless
the ward has executed an advance directive or other statement clearly
indicating his or her desires.
Is it logical to say
that if a person is not in a vegetative state, they therefore feel pain? No.
Perhaps they can, perhaps not.
The courts statement is unsupported by authority or logic. Could Edna’s pain, if any, be
alleviated? If a directive of a person
whose pain can’t be alleviated will not be honored, are the statements of the
courts which recommend directives misleading?
Would the court ignore a directive by Edna? Should it? Also note that
the court will not remove the feeding tube of a person who feels pain but will
remove it from a person who cannot feel pain. The result is that people who
feel pain will continue to do so. Is that a humane concept? Would a person wish
to be preserved in a condition in which they can feel pain but not in a
condition in which they can’t feel pain?
“¶19 One of the main
reasons that this court in L.W. limited the scope of its holdings is the fact
that The American Academy of Neurology explains that people in a persistent
vegetative state do not feel pain or discomfort. L.W.[36] In the case at bar,
Edna M.F. is not in a persistent vegetative state and could therefore
likely feel the pain and discomfort of starving to death. Even a competent
person cannot order "the withholding or withdrawal of any medication,
life-sustaining procedure or feeding tube" if "the withholding or
withdrawal will cause the declarant pain or reduce the declarant's
comfort" unless the pain or discomfort can be alleviated through further
medical means.[37] In the case where
withdrawal of life-sustaining medical treatment, including nutrition or
hydration, will cause pain or discomfort, then, the competent and incompetent
person have exactly the same rights. 6[38]
Is this court deciding based on this case, or
based on a hypothetical future case?
Are future courts incapable of making proper distinctions?
“¶20 This court has
established a bright-line rule in L.W. that the guardian of an incompetent ward
possesses the authority to direct withholding or withdrawal of life-sustaining
medical treatment, including artificial nutrition and hydration, if it is in
the best interests of the ward and the ward is in a persistent vegetative
state. Spahn now asks this court to extend the scope of L.W. to include those incompetent
patients who are afflicted with incurable or irreversible conditions of
health. We decline to go down this slippery slope, for the consequences and the
confusion may be great. One author explains as follows:
“While at first euthanasia may be institutionalized only for
those in terrible pain, or those who are terminally ill, or those for whom it
is otherwise appropriate, the pressure of the allocation of health care
resources will inevitably enlarge the class for whom euthanasia is deemed
appropriate. Every society has a group who are deemed to be socially unworthy
and members of that group--the uneducated, the unemployed, the disabled, for
example--will become good candidates for euthanasia.[39]
“This court has drawn a bright-line in L.W., and we will not
venture down the slippery slope of extending it when there is insufficient
evidence of the ward's desires.
“¶21 Even though Edna M.F. is not currently existing in a
persistent vegetative state, if her guardian can demonstrate by a preponderance
of the evidence a clear statement of Edna's desires in these circumstances,
then it is in the best interests of Edna to honor those wishes. 7[40] [41] The
reason this court requires a clear statement of the ward's desires is because
of the interest of the state in preserving human life 8[42] and
the irreversible nature of the decision to withdraw nutrition from a person.
This court explained the magnitude of this type of decision as compared to
other, less permanent, decisions in Eberhardy:
Importantly, however, most determinations made in the best
interests of a child or an incompetent person are not irreversible; and
although a wrong decision may be damaging indeed, there is an opportunity for a
certain amount of empiricism in the correction of errors of discretion. Errors
of judgment or revisions of decisions by courts and social workers can, in part
at least, be rectified when new facts or second thoughts
prevail....Sterilization as it is now understood by medical science is,
however, substantially irreversible.[43]
“Like sterilization, the decision to withdraw
life-sustaining medical treatment is also not reversible, because death is not
reversible. It is for this reason, then, that we require a guardian to show a
clear statement of the ward's desires by a preponderance of the evidence.
“¶22 We now turn to
the case at bar to determine whether there is sufficient evidence in the
record to reflect a clear statement of desire by Edna M.F. while she was still
competent. The trial court did not make an explicit factual finding as to
whether the guardian met this burden. However, it did mention in its memorandum
decision that none of the witnesses who presented letters and affidavits to the
court ever discussed the matter with Edna M.F., and that the only testimony as
to Edna's opinions on the situation dates back to 1966 or 1967. Generally,
findings of fact shall not be set aside unless they are clearly erroneous,[44] but in a situation where there are no
explicit factual findings, "this court may affirm the judgment if '[a]
perusal of the evidence shows that the court reached a result which the
evidence would sustain if specifically found.' "[45]
Does the court create an impossible test? Must a person specify their precise future
condition? How specific must they
be? Do directives contain the level of
specificity this court requires? If
not, do they have any effect?
“¶23 The record speaks
very little to what Edna's desires would be under the current circumstances. We
know from the record that she was a vibrant woman, a gifted journalist, and a
devout Roman Catholic. We know that she was and is loved dearly by her family
and friends, and that the majority of them feel that she "would not want
to be kept alive" in this condition. We know that in 1966 or 1967 during a
time of family crisis, she said that she "would rather die of cancer than
lose [her] mind." But we do not have any clear statement of what her
desires would be today, under the current conditions. Her friends and
family never had any conversations with her about her feelings or opinions on
the withdrawal of nutrition or hydration, and she did not execute any advance
directives expressing her wishes while she was competent.
“¶24 There is a
presumption that continuing life is in the best interests of the ward.[46] The only evidence in the record of Edna's
desires is the general statement she made to her sister in 1966 or 1967. We
understand how difficult Edna's illness has been on her loved ones, and we
sympathize with their plight, but the
evidence contained in the record is simply not sufficient to rebut the
presumption[47] that Edna would
choose life.
A perusal of the record and the
insufficiency of the evidence contained therein supports the result the trial
court reached, even though there was no explicit factual finding by the
trial court on this issue.
“¶25 In conclusion, this court declines to extend the scope
of L.W. beyond those incompetent wards who are currently in a persistent
vegetative state; we will not apply L.W. to those with incurable or
irreversible conditions. As such, we
re-affirm the decision of this court in L.W. that the threshold at which this
court will authorize the withholding or withdrawal of life-sustaining medical
treatment is the point at which trained medical doctors diagnose a patient as
being in a persistent vegetative state.
Is the court passing the buck to the
doctor? Is the court encouraging the
doctor to lie? May the ward shop for a
doctor who will find a persistent vegetative state? Is the court avoiding responsibility by placing the
responsibility, and liability, upon the doctor? Is the doctor exposed to liability? What happens if the doctor passes the buck back to the court by
insisting on a court order? What
happens in a situation like the case at bar in which one relative refuses to
consent and the medical people require all to consent? Can the doctor or institution be sued for
refusing to remove the tube? Will the
court refuse the case? Can the court
really avoid these cases?
“¶26 Whether or not a
patient is in a persistent vegetative state is a medical, not legal,
determination. If Edna M.F.'s doctors determine she is now in a persistent
vegetative state and the guardian determines that it is in the best interest of
Edna, she may be authorized to withhold nutrition and hydration. As it now
stands, however, the facts of this case do not support a finding that Edna M.F.
is in a persistent vegetative state. That is the rule of L.W. and we decline to
extend that rule.
The holding.
A persistent vegetative state is a prerequisite. Many questions are raised by this
holding. How “recent” is recent? What is the “best interest”? What “circumstances” are not “different” and
what is a“clear” statement?”
“¶27 Consequently, we
hold that a guardian may only direct the withdrawal of life-sustaining medical
treatment, including nutrition and hydration, if the incompetent ward is in a
persistent vegetative state and the decision to withdraw is in the best
interests of the ward. We further hold that in this case, where the only
indication of Edna's desires was made at least 30 years ago and under different
circumstances, there is not a clear statement of intent such that Edna's
guardian may authorize the withholding of her nutrition.
“The decision of the Wood County Circuit Court is affirmed.
“¶28 SHIRLEY S.
ABRAHAMSON, Chief Justice (concurring).
“I join in the mandate. I agree that In the Matter of
Guardianship of L.W.,[48] should not be extended to persons not in a
persistent vegetative state. 1[49]
“¶29 I write separately because I believe (1) that the majority opinion's characterization of Ms. F.'s
condition is incomplete and (2) that further discussion of the application of
L.W. to the present case is needed.
“¶30 I write first to explain my disagreement with the
majority opinion's characterization of some parts of the record.
“¶31 The majority's discussion of Ms. F.'s condition does
not do justice to the factual record. The majority describes Ms. F. as
bedridden, responsive to stimulation and appearing alert at times. While this
description is true, it conveys an inaccurate picture of Ms. F.'s medical
situation. Ms. F. breathes without
assistance but in all other respects is dependent on others for her care and
continued existence. Ms. F.'s muscles have deteriorated to the point where her
limbs are contracted and immobile. She demonstrates no purposeful response,
such as withdrawal, to tactile, aural or visual stimuli; she makes non-specific
responses to pinching or tapping of the arm or sternum. There is also some
testimony suggesting Ms. F. occasionally may track movements in the room with
her eyes.
“¶32 Two attending physicians testified; only Dr. Erickson, however, was asked to
opine on whether Ms. F. was in a persistent vegetative state at the time of
his examination of her. Dr. Erickson testified as follows:
The definition [of persistent vegetative state] as described
in the journal of neurology in 1989, January, 1989, requires that there be no
behavioral response whatsoever over an extended period of time, and that no
voluntary action or behavior of any kind is present. As I testified before,
Edna, in my opinion, has provided evidence of some minimal response to
stimulation from her surrounding, and so in the strict definition, I would have
to say that she approximates but does not entirely meet that definition of the
persistent vegetative state.[50]
“¶33 The circuit court made the following finding of fact,
in accord with the guardian's position and the evidence presented: "Edna
M.F. is a 71 year old woman whose mental condition approximates but does not
meet the clinical definition of persistent vegetative state." Given the record in this case the circuit
court's finding that Ms. F. is not in a persistent vegetative state is not
clearly erroneous.2[51]
“¶34 The other
important factual question is whether Ms. F. made a clear expression of her
wishes regarding life-sustaining medical treatment. I agree with the majority
opinion that the record supports the finding that she did not and the circuit
court's memorandum decision implies such a finding. That finding is not
clearly erroneous.
II.
“¶35 I have some concern about the majority opinion's
characterization of several aspects of the L.W.
decision.
“¶36 L.W. largely controls our decision in the present case.
L.W. held that a guardian may consent to the withholding or withdrawal of
life-sustaining medical treatment on behalf of one who was never competent, or
a once competent person whose conduct was never of a kind from which one could
draw a reasonable inference upon which to make a substituted judgment, 3 [52] when: (1) the attending
physician and independent physicians determine with reasonable medical certainty
that the patient is in a persistent vegetative state and has no reasonable
chance of recovery to a cognitive and sentient life; and (2) the guardian
determines in good faith that the withholding or withdrawal of treatment is in
the ward's best interests.[53]
“¶37 I feel it necessary to state what I believe L.W. does
and does not stand for and to offer further discussion of the application of
L.W. to the facts of this case.
“¶38 First, L.W. held that a person's right to refuse
life-sustaining medical treatment includes the right to refuse the provision of
nutrition and hydration.[54] 4[55] It is therefore of no moment that the United
States Supreme Court "merely assumed" this fact in Cruzan v.
Director, Missouri Dep't of Health,[56] as the majority opinion states.[57] There is no longer any doubt that the
provisions of nutrition and hydration by artificial means are forms of medical
treatment in Wisconsin.
“¶39 Second, L.W.
held that a surrogate decision maker must apply a best interests test to
determine the propriety of withholding life-sustaining medical treatment to a
person who was never competent or a person whose conduct while competent was
never of a kind from which one could draw a reasonable inference upon which to
make a substituted judgment.[58] L.W.
did not establish whether a substituted judgment test or other test is
appropriate to determine the propriety of withholding life-sustaining medical
treatment from a person who gave indication while competent of his or her
wishes regarding such treatment. Nor did L.W. address the proper test to be
used when the incompetent person is not in a persistent vegetative state. L.W.
was concerned with a person in a persistent vegetative state who by all
indications had never been competent. There was, therefore, no basis on which a
guardian or a court could make a substituted judgment and only under such
circumstances did the court rule out a substituted judgment test.[59] It would be
inaccurate to conclude that the substituted judgment test has been rejected in
other circumstances.
“¶40 I take the majority opinion to imply that L.W. rejected
the substituted judgment test for all persons in a persistent vegetative state:
Noting that this court has rejected the substituted judgment
standard in the past[60] and that the clear and convincing evidence
standard would be too strict, this court [in L.W.] concluded that an objective
"best interests" standard was the appropriate standard to apply when
deciding whether to withdraw life-sustaining medical treatment from an
incompetent ward in a persistent vegetative state.[61] The only thing that matters in the
decision-making process is what would be in the ward's best interests.[62]
But
the court in L.W., having considered the two cases cited by the majority
opinion in the present case, Pescinski and Eberhardy, stated explicitly that
substituted judgment may be the appropriate test in some circumstances:
[N]either of these cases should be construed to mean that a
surrogate decision maker could not make a substituted judgment or decision that
was designed to carry out the wishes of the incompetent if the incompetent's
wishes were knowable.... To hold that all substituted judgments are ipso facto
rejected would probably constitute an unconstitutional holding for it would
deprive an incompetent of the constitutional right of choice a right that
is universally recognized when the
choice is ascertainable.[63]
The
court has no reason to address the appropriate test in the present case because
according to the record Ms. F. was not in a persistent vegetative state and her
wishes were not knowable. The majority opinion therefore should not be read to
change or add to L.W.'s limited statement regarding the appropriate test for a
court or guardian to apply in determining the propriety of withholding life-sustaining
medical treatment. 5[64]