Texas: Recuse the Civil Trial Judge (Advanced
#2)
YouKnowItAll.com
©2004 A. Hawkins
Suitability
This course is suitable for lawyers who are serious
students of the law, who want to know all about this topic, regardless of
experience.
Scope and Objective
This is an advanced course. The introductory
course covering recusation,
disqualification, assignment, and objections should be taken first. This course
assumes that you have taken that course and have the text from that
course. This is one of two advanced
courses. The material is
arbitrarily divided in two parts.
Anyone who is serious about the topic is advised to take both advanced
courses.
Our goal for the advanced courses on this topic is
that you will learn the technicalities of recusation law, and the historical
court interpretations.
This course is focused on civil litigation.
Recusation in criminal courts is covered in separate courses. The recusation
rule is the same, but it is imterpreted differently in criminal and civil
cases. Even if you only litigate
civil, or criminal, cases, to full knowledge of Texas recusation law requires
understanding how courts hate constued recusation law in the other kind of
case.
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* * * * *
This course is primarily a case study which relies
on the words of the courts which are quoted so that you may read them
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selected quotations, deleted
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Commentary by the teacher is included in the text and in footnotes. Five
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The teacher is available for an optional personal
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Table of Contents for Both Advance Civil Trial
Judge Recusation Courses
Texas: Recuse the Civil Trial Judge (Advanced #1)
The Role of the Judges
and
The ethical, professional, and financial risk for
the lawyer.
Greenberg v. Howell 676 S.W.2d 431 (Tex.App. - Dallas 1984)
Greenberg v. Howell 685 S.W.2d 694 (Tex.App. - Dallas 1984)
Joachim v. Chambers 815 S.W.2d 234 (Tex 1991)
Ludlow v. Deberry 959 S.W.2d 265 (Tex.App. - Houston [14th Dist.] 1997)
Blanchard v. Krueger 916 S.W.2d 15 (Tex.App. Houston [1st Dist.] 1995).
Yahoo! Sex in the City
Judge Sues Over Allegations Made in Yahoo Suit
Inquiry focuses on two judges
Tape unravels into lawyer vs. judge
Commission Releases Details of Allegations in
Gibson Case
Jenevein v. Friedman September 8, 2003 (TexApp5 Dallas 2003)
The Judge is Blind to Love and Marriage
The View Is Clear: More Laser Surgery Lawsuits
__________________
Voluntary Recusal After Everything Is Done
Urdiales v. Concord Technologies September 30, 2003 (Tex.App.14 Houston
2003)
Recuse and Rescind the Recusation
Parker v. Parker August 14, 2003 (TexApp2 Ft. Worth 2003)
Oath
and Treason
Mortland v. Dripping Springs I. S. D. and Hays
County July 23, 2003 (TexApp3 Austin 2003)
Is Bias Judicial or Extrajudicial?
In the Interest of M.O., A Minor Child July 16, 2003 (TexApp4 2003) Memo
Orders While Recusation Motion is Pending - Good
Cause
Investment Performance v. Richardson June 26, 2003
(TexApp1 2003)
Lawyer Error, Preservation of Judicial Error &
The Record on Appeal
Figueroa v. West 902 S.W.2d 701 (Tex.App. - El Paso 1995)
Galvan v. Downey 933 S.W.2d 316 (Tex.App. - Houston [14th Dist.] 1996)
Ceballos v. El Paso Health Care 881 S.W.2d 439 (Tex.App. - El Paso
1994)
Youngs v. Choice 868 S.W.2d 850 (Tex.App. Houston [14th Dist.] 1993).
Birnbaum v. Law Offices of Westfall October 23, 2003 (TexApp5 Dallas 2003)
Danklefs v. Danklefs August 6, 2003 (TexApp4 San Antonio 2003)
In re Marriage of Sheshtawy December 18, 2003
(TexApp14 2003)
C & D Brokerage v. Compass Bank
April 3, 2003 (Tex.App. Houston (14th Dist.) 2003)
Spigener v Wallis (June 12, 2002 TexApp Waco 2002)
Davis v. Davis March 27, 2003 (TexApp Ft Worth 2003)
Hope's v. Chase July 17, 2003 (TexApp5 Dallas 2003)
In re Hearn
August 29, 2003 (TexApp4
San Antonio 2003)
_________________
Texas: Recuse the Civil Trial Judge (Advanced #2)
Timeliness and Ten Days - Before Judgment
Society of Separationists v. Strobel 593 S.W.2d 855
Tex.Civ.App. -Austin 1980)
Waste Water v. Alpha 874 S.W.2d 940 (Tex.App.
Houston [ f14th Dist.] 1994)
Jamilah v. Bass 862 S.W.2d 201 (Tex.App. - Houston [14th] 1993)
Keene Corp. v. Rogers 863 S.W.2d 168 (Tex.App. - Texarkana 1993)
Leon County v. Grayson July 30, 2003
(TexApp10 Waco 2003)
Vickery v. Texas Carpet 792 S.W.2d 759 (Tex.App. - Houston (14th Dist.] 1990).
Hoggett v. Brown 971 S.W.2d 472 (Tex.App -Houston [14th Dist.] 1997)
Metzger v. Casseb 839 S.W.2d 160 (Tex.App. - Houston [1st dist.] 1992)
CNA v. Scheffey 828 S.W.2d 785 (Tex.App. -
Texarkana 1992)
Timeliness and Ten Days - After Appeal
Winfield v. Daggett 846 S.W.2d 920 (Tex.App. - Houston [1st. Dist.] 1993)
Recuse or Refer - The Basic Requirements
Johnson v. Pamjani August 16, 2001 (Tex. App. Houston [14th Dist] 2001)
Woodruff v. Wright 51 S.W.3d 727
(Tex.App - Texarkana - 2001)
Wirtz v. Massachusetts Mutual 898 S.W.2d 414 (Tex.App. - Amarillo
1995)
Gaines v. Gaines 677 S.W.2d 727 (Tex.App. - Corpus Christi 1984)
Markowitz v. Markowitz April 17, 2003 (TexApp Houston 14th Dist. 2003)
Castano v. San Felipe Agricultural February 12,
2003 (TexApp San Antonio 2003)
Watler v. Watler March 13, 2003 (TexApp Houston 1st Dist. 2003)
In re Wightman-Cervantes (January 27, 2003 TexApp
Dallas 2003)
In the Interest of M.C.M. 57 S.W.3d 27 (Tex.App.-Houston [1st Dist.] 2001)
Investment Performance Corporation v. Richardson
June 26, 2003 (TexApp1 Houston 2003)
Trostle v Trostle May 20, 2002
(TexApp7 2002)
Lynn v. Progressive County Mutual January 16, 2003 (TexApp Houston 14th Dist. 2003)
Mandamous Jurisdiction over Presiding Judge of
Administrative Region
In re Hettler
April 29, 2003 (TexAp7 Amarillo 2003)
Do Inmate Plaintiffs Get a Break?
Carson v. McAdams 908 S.W.2d 228 (Tex.App. Houston [1st Dist.] 1993)
Carson v. Serrano January 24, 2003 (TexApp Texarkana 2003)
Gill v. Texas Department of Criminal Justice 3 S.W.3d 576 (Tex.App. - Houston [1st Dist.] 1999)
Hall v. Treon
39 S.W.3d 722 (Tex.App.-Beaumont 2001)
Probate
Marshall Estate/Anna Nicole Smith
Estate of Teal (March 28, 2002 TexApp. Corpus Christi 2002)
In re Azle Manor (August 28, 2002
TexApp Fort Worth 2002)
Probate - Constitutional County Judge
In re Annette Gonzales June 25, 2003 (TexApp4 San Antonio 2003)
Administrative Proceedings
Walston v. Walston August 29, 2003 (TexApp10 Waco 2003)
Lewis v. Austin Independent School District
(January 16, 2003 TexApp3 Austin 2003)
Even The Best Can be Confused
Morris v. Short 902 S.W.2d 566
(Tex.App. - Houston [1st Dist.] 1995)
Brosseau v. Ranzau 911 S.W.2d 890 (Tex.App. -
Beaumont 1995)
Brosseau v. Ranzau 28 S.W.3d 235 (Tex.App.-Beaumont
2000)
Brouseau v. Ranzau November 1, 2001 (Tex. App. Beaumont 2001)
Brosseau v. Ranzau June 6, 2002 (TexApp. Beaumont
2002)
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The Course Text
Texas: Recuse the Civil Trial Judge (Advanced #2)
________________
Timeliness and Ten Days - Before Judgment
* * * * *
Society of Separationists v. Strobel 593 S.W.2d 855
Tex.Civ.App. -Austin 1980)
Issues: Old case
with a litigant who was famous in her day.
The statute was moved to the Government Code after
this case.
Inartful motion to recuse filed prior to trial, on
day of trial, was effective. Consider what procedure is required by the statute
and whether the rules can create additional requirements that are not in the
statute.
ÒAppellee Susan Lee Jones Strobel filed suit for
slander in the district court of Travis County against appellant Madalyn Murray
OÕHair and The Society of Separationists, Inc. Appellee alleged that OÕHair and
the Society slandered her when OÕHair filed a complaint with the Austin Police
Department claiming that appellee had stolen two computer tapes from the
offices of the Society. After trial to a jury, the district court entered judgment
for appellee for $45,000 representing compensatory and exemplary damages. We
will reverse the judgment.
Ò. . . A threshold point is that the district court
erred in not requesting the presiding judge of the administrative judicial
district to hear and consider appellantsÕ motion to recuse.
ÒThe motion to recuse is found in an inartfully
drawn, Pro se pleading entitled, "Entry of Appearance." The motion
stated two purported reasons why Judge Hume Cofer should not preside over the
trial of the case. In place of requesting the presiding judge to assign another
district judge of the administrative district to hear the motion to recuse,
Judge Cofer heard, considered, and overruled appellantsÕ motion.
ÒThe failure of the district court to request the
presiding judge to assign a judge of the administrative district to hear the
motion to recuse conflicts with Tex.Rev.Civ.Stat. art. 200a ¤ 6. That statute
provides in part:
"A district judge shall request the Presiding
Judge to assign a judge of the Administrative District to hear any motions to
recuse such district judge from a case pending in his court."
ÒThe Supreme Court has considered recently Art.
200a ¤ 6 in McLeod v. Harris.[1] The
Court in McLeod held that by the express terms of Art. 200a ¤ 6 a district judge
has the mandatory duty to request the presiding judge of the administrative
district to assign another judge of the administrative district to hear a
partyÕs motion to recuse.
ÒAppellee argues that appellants, by not filing an
application for writ of mandamus, have "waived" their right to have
appellate consideration of the district courtÕs error. As authority for her
position, appellee relies on Pattison v. Spratlan.[2] and Scott v. Harris[3]
Pattison and Scott, among other cases, hold that the proper practice is
to apply for a writ of mandamus to compel the reporter to prepare the statement
of facts. The rule in such cases is hardly applicable to the case at bar.
ÒAppellantsÕ lack of time to prepare and file an
application for writ of mandamus readily distinguishes their plight from that
of an aggrieved party attempting to obtain a statement of facts from a
recalcitrant court reporter. The Rules of Civil Procedure prescribe a time
certain for the appellant to obtain and file the statement of facts. The Courts
of Civil Appeals may extend the time for filing the statement of facts upon
proof reasonably explaining the need.[4]
After exhaustion of one or more extensions of time, diligent counsel
will prepare and file mandamus proceedings.
ÒAppellants, unlike a party seeking to obtain a
statement of facts, had little or no time to prepare and file an application
for writ of mandamus. The motion to recuse was prepared and filed at 10:32 A.M.
on October 23, 1978, immediately after appellant OÕHair learned that the case
had been assigned to Judge Cofer for trial. The motion to recuse was considered
and overruled by the court just before trial time on October 23.
ÒGiven sufficient time, appellants probably could
have obtained redress by application for writ of mandamus.[5] Under
the circumstances, however, appellants elected to correct the district courtÕs
error by appeal. AppellantsÕ selection of appeal resulted in no harm other than
delay necessarily incident to the appellate process. AppellantsÕ choice to
refrain from seeking relief by mandamus does not preclude them from asserting
the district courtÕs error on appeal.
ÒThe filing of a motion to recuse, of course, does
not disqualify the judge. Article 200a ¤6 only requires that the presiding
judge assign another judge to determine the merits of the motion.[6]
ÒThe judgment is reversed and the cause is remanded
for new trial.
* * * * *
Waste Water v. Alpha 874 S.W.2d 940 (Tex.App.
Houston [ f14th Dist.] 1994)
Issue: Procedural
10 day requirement.
ÒWaste-Water argues that the trial court erred by
overruling their motion for recusal. This point is likewise without merit. The
procedural rules in Texas require a party to file a motion for recusal at least
ten days before the date set for trial or any other hearing.[7] The requirements
of Rule 18a(a) are mandatory. Where a party fails to comply with those
requirements, he waives his right to complain of a judgeÕs failure to recuse
himself.[8] Ó
* * * * *
Jamilah v. Bass 862 S.W.2d 201 (Tex.App. - Houston [14th] 1993)
Issue: Is a motion to recuse filed less
than 10 days before a trial or hearing effective?
Attorney contempt.
Is an attorney who does not
understand Texas contempt law for Òofficers of the courtÓ saved by a judge not
following recusation law?
ÒIn this original proceeding, relator seeks a writ
of mandamus directing respondent to set aside his orders holding relator in
contempt and his order denying her motion for recusal. We conditionally grant
the relief sought.
ÒTo avoid confusion, only a brief recitation of the
facts will be given. Our record reflects that relator was the attorney of
record for John Esquivel, petitioner in a divorce action in the lower court.
The present case emerged out of that initial representation. On June 30, 1993,
the underlying divorce action came to be heard before Judge Ogden Bass, of the
300th District Court of Brazoria County. Both parties to the divorce appeared,
as well as the attorney for Mrs. Esquivel. Relator, who was attorney of record
for Mr. Esquivel, failed to appear because of her belief that her presence was
unnecessary due to an agreement between the parties.1[9] As a
result of not appearing, Judge Bass ordered relator to appear in court on July
9, 1993, to show cause for her failure to appear in court on June 30, 1993. On
July 9th, relator again failed to appear for the scheduled show cause hearing.
The record reveals the second absence was due to the influence of medication
taken by relator, and that the absence was not intentional.
ÒOn July 13, 1993, Judge Bass once again ordered
relator to appear to show cause for her failure to appear in court on July 9th.
The hearing was set for July 19th. Relator was notified of the July 19th show
cause hearing on July 14, 1993. The following day relator filed a motion for
recusal, requesting that Judge Bass recuse himself from the case. On July 19,
1993, Judge Bass tried relator on the motions for contempt for failure to
appear in his court on June 30th, and July 9, 1993.2[10] After
extensive argument by relator, Judge Bass found that relator offered no
explanation on her failure to appear, and as a result, found relator in
contempt on both counts and fined her $750.00 plus court costs.
ÒRelator now seeks relief by mandamus on the
allegations that respondent had a duty to act and failed to act pursuant to the
provisions of ¤21.002(d) of the TEX.GOV'T CODE. . . . Section 21.002 . . . provides the court with contempt
powers. Subsection (d) specifically speaks to an officer of the court being held
in contempt. This subsection reads as follows:
An officer of a court who is held in contempt by a
trial court shall, on proper motion filed in the offended court, be released on
his own personal recognizance pending a determination of his guilt or
innocence. The presiding judge of the administrative judicial region in which
the alleged contempt occurred shall assign a judge who is subject to assignment
by the presiding judge other than the judge of the offended court to determine
the guilt or innocence of the officer of the court.[11]
ÒRelator contends that Judge Bass was without
authority to hear the motions for contempt because he was relator's accuser.[12]
Relator maintains that once Judge Bass cited her for contempt, the judge
was then required to transfer the contempt proceeding to the presiding judge of
the administrative judicial region for a determination of her guilt.
ÒThe statute is clear that there must first be a
finding of contempt and second, a proper motion filed in the offended court
before any duty of the judge becomes effective.[13][14] A review
of the record reveals that relator has not filed a proper motion in the
offended court. Relator, having failed thus far to fulfill the requirements of
¤21.002(d), is no position to complain of the judge's failure to act.3[15]
However, this is not dispositive of this proceeding.[16] Our
review of the record shows that Judge Bass was without authority to hear the
motions for contempt due to relator's filing of a motion for recusal prior to
the contempt hearing.[17]
. . .
ÒRelator's motion for recusal sought the have Judge
Bass either recuse himself or forward the case to the presiding judge of
Brazoria County.[18]
Respondent argues that the recusal motion is not a proper motion in that
it was untimely filed and failed to state a ground for recusal. This court has
previously held that the procedural requirements of Rule 18a are mandatory and
a party who fails to comply with them waives the right to complain of a judge's
failure to recuse himself.[19]
ÒHowever, the contempt hearing in the present case
was set for July 19th. Relator was notified of the setting on July 14th. She
filed her motion to recuse the next day. On these facts, we hold the trial
judge had but two options: to recuse himself or refer the case to the presiding
judge.[20] This
is so regardless of the timeliness of the motion or the sufficiency of the
grounds for recusal.[21] By
pursuing an option unavailable through the Rule, the trial judge violated his
plain duty and abused his discretion as a matter of law.[22]
* * * * *
Keene Corp. v. Rogers 863 S.W.2d 168 (Tex.App. - Texarkana 1993)
Issues: The 10 day requirement is not mandatory
if there is good cause for the late filing of a motion to recuse.
If
a law firm hires the judgeÕs son-in-law during the trial, must the judge
recuse?
ÒRECUSAL
ÒKeene first contends that the trial judge and the
presiding judge of the administrative judicial district erred in overruling the
two motions for recusal. Keene takes the position that because Judge BrownÕs
son-in-law worked as an associate for the firm representing the plaintiffs, the
trial judge abused his discretion in not recusing himself and the presiding
judge abused his discretion in upholding the trial judgeÕs decision.
ÒThe appellees contend that both of KeeneÕs motions
to recuse were untimely under Rule 18a that requires such motions to be filed
"[a]t least ten days before the date set for trial or other
hearing." The ten-day
requirement was placed in the rule to avoid having a party wait until the last
minute to file such a motion and thus disrupt the commencement of a trial. This
ten-day requirement of Rule 18a does not contemplate the situation in which a
party cannot know the basis of the recusal until after a motion for recusal is
no longer timely.[23] An
incident that occurs during trial may take on added significance due to the
very timing of its occurrence. In the present case, although Keene made its
motion almost two weeks into the trial, the motion sought recusal based on a
relationship between the judge and appelleesÕ counsel, which did not exist until
the day before Keene filed the motion. Although not timely filed under the
rule, good cause existed for the late filing because the basis of the motion to
recuse did not exist at the time the trial began.
ÒKeene based its motion on two parts of TEX.R.CIV.P.
18b, the substantive rule on recusals. On an appeal from the denial of a
recusal motion, the reviewing court may reverse the trial courtÕs decision only
if the trial court abused its discretion.[24] Rule
18b(2)(a) states that "[a] judge shall recuse himself in any proceeding in
which his impartiality might reasonably be questioned." Rule 18b(2)(f)(ii)
requires recusal of a judge if the judge or the judgeÕs spouse or anyone within
the third degree of relationship to either of them, or the spouse of such a
person "is known by the judge to have an interest that could be
substantially affected by the outcome of the proceeding." Keene contends
that the fact that Baron & Budd represented the appellees on a contingency
fee basis indicates that the judgeÕs son-in-law had a substantial stake in the
outcome of this case and, therefore, Judge Brown should have recused himself
from the case under either rule 18b(2)(a) or rule 18b(2)(f)(ii).
ÒJudge BrownÕs son-in-law, however, is a salaried
associate and, as such, he owns no interest in the firm and has no direct
financial interest in the outcome. Several federal courts have examined the
federal equivalent to Rule 18b(2) and have found that a trial judgeÕs
relationship to an employee of a law firm appearing in his court does not
disqualify the judge unless the relative actually works on the case.[25] Keene
has failed to show that Judge BrownÕs son-in-law worked on this case, and, in
fact, this would be unlikely given that the firm did not hire him until two
weeks into the trial.
ÒThe fact that a lawyer-relative of the judge is
affiliated with a law firm participating in a trial does not of itself provide
a reasonable basis for questioning the judgeÕs impartiality. Each situation has
to be determined on an ad hoc basis, considering such factors as whether and to
what extent the lawyer-relative of the judge is participating in the case and
whether the lawyer-relative will be substantially affected by the outcome of
the proceeding. In the present case, there is no showing of any participation
by the lawyer-relative; there is no showing that the lawyer-relative will be
substantially affected by the outcome of the proceeding; and there are no other
significant factors that militate toward requiring a recusal.
ÒIn summary, the record does not reflect that Judge
Brown knew of anyone related to him or his spouse within the third degree of
relationship who had an interest that could be substantially affected by the
outcome of these cases, nor that the judgeÕs impartiality could reasonably be
questioned under these facts. We find that Judge Brown did not abuse his
discretion in refusing to recuse himself under either Rule 18b(2)(a) or Rule
18b(2)(f)(ii), and that the presiding judge, who heard the motions, did not
abuse his discretion in denying the recusal motions. We therefore overrule this
point of error.
ON MOTION FOR REHEARING
ÒJustice Bleil, dissenting.
ÒOriginally, I concurred with the majorityÕs
decision to affirm the trial courtÕs judgment. Upon further consideration, I
have concluded that I cannot join in the decision. Therefore, I dissent.
ÒMy disagreement with the majorityÕs decision
concerns the RECUSAL portion of the courtÕs opinion, specifically the portion
pertaining to TEX.R.CIV.P. 18b(2)(a), which provides for a judge to be recused
when his impartiality might reasonably be questioned.
ÒThe judiciary must strive not only to give all
parties a fair trial but also to maintain a high level of public trust and
confidence.[26]
Sometimes the judge may need to recuse himself, or be recused, even
though he has no actual bias and would do his very best to weigh the scales of
justice equally between contending parties.[27] The
problem is that people who have not served on the bench are often all too
willing to indulge suspicions and doubts concerning the integrity of judges.[28]
ÒThis court has previously affirmed the noble
public policy that lies at the foundation of our recusal rules. In CNA Ins. Co. v. Scheffey,[29] we
wrote that,
ÒPublic policy demands that a judge who tries a
case act with absolute impartiality.[30] It
further demands that a judge appear to be impartial so that no doubts or
suspicions exist as to the fairness or the integrity of the court.[31]
Judicial decisions rendered under circumstances that suggest bias,
prejudice or favoritism undermine the integrity of the courts, breed skepticism
and mistrust, and thwart the principles on which the judicial system is based.[32]
ÒThis court today takes a further step toward
recognizing the significance of maintaining the integrity of the judicial
system by recognizing the existence of a good cause exception to allow the late
filing of a motion to recuse in instances in which the basis for the motion
arises untimely. I agree with and applaud the recognition that the law must
allow a motion to recuse to be filed late when the grounds arise late or with
due diligence are discovered late.
ÒI agree with the majority that the trial judge in
this case was not legally disqualified because his son-in-law took a job with a
law firm that was participating in the trial. The reason for my disagreement
with the majority is simple: I believe that when a judgeÕs son-in-law is
associated with a law firm which is participating in a case before that judge,
then that judgeÕs impartiality might reasonably be questioned.8[33] The
majority erroneously bases its resolution of this question on no showing of
financial interest in the litigation and no showing of active participation in
the trial. It fails to consider the appearance of partiality that might be given.
It fails to see the difference between what is and what appears to be.
Consequently, it fails to see that under the circumstances Judge BrownÕs
impartiality might reasonably be questioned.
ÒIt appears to me that the majority views the issue
as one concerning disqualification, not recusal. Where the majority and I part
philosophically is when it says that the record shows that the judgeÕs
impartiality could not reasonably be questioned. The reasons it gives are
essentially that (1) the son-in-law has no direct financial interest in the
litigationÕs outcome, and (2) several federal courts have examined the
"federal equivalent to Rule 18(b)(2)" and have found that a trial
judgeÕs relationship to an employee of a law firm appearing in the case does
not require recusal unless the relative actually works on the case.
ÒThese reasons simply are not valid when they are
closely scrutinized. The first reason, no direct financial interest, is
patently not relevant to 18b(2)(a) (impartiality might reasonably be questioned)
inquiries. And, we are not discussing disqualification under Texas Rule 18b(1)
or recusal under 18b(2)(e), (f), (g). This reason fails.
ÒThe "federal equivalent to Rule
18b(2),"-with-supporting-federal-cases reason likewise cannot bear
scrutiny. The fact is that the Texas rule covers disqualification and recusal,
whereas the federal rule only covers disqualification. In Texas courts a procedural means is
provided for airing the motion to recuse before an assigned, neutral judge.
TEX.R.CIV.P. 18a. Under the federal rule, no procedural means is provided and
the federal district judge simply decides whether he or she is disqualified.
The federal Judiciary and Procedure Rule, 28 U.S.C. ¤ 455, does not even
mention the word recusal.10[34] ÒAlthough the terms disqualification and recusal
of judges are sometimes used interchangeably, such use is erroneous.[35] The
majority may have fallen into error by failing to recognize this distinction.
In Texas, the requirements and procedures governing disqualification and recusal
are separate and distinct.[36]
Within the federal system, disqualification is governed by 28 U.S.C.A. ¤
455. Recusal does not appear to be governed by any written rule.
ÒThe federal counterpart to Rule 18b(2) simply is
not the "equivalent" of that rule. 11[37] And
the federal cases the majority cites fail to make its decision any sounder. In
the federal cases cited by the majority, the relativeÕs active participation in
the pending litigation was a decisive factor in determining whether the judge
was automatically disqualified under 28 U.S.C.A. ¤ 455(b)(5)(ii) because a
close relative was acting as a lawyer in the proceeding.[38] None
of these cases, however, says that a reasonable question regarding the judgeÕs
impartiality can arise only if the relative actually works on the case.
ÒDuring the trial of this complex litigation, the
trial judgeÕs son-in-law started work at the plaintiffÕs attorneyÕs law firm.
This fact might or might not cast doubt on the trial judgeÕs impartiality.
Here, as soon as this fact was learned, KeeneÕs attorneys moved to recuse the
judge, questioning his impartiality. Under the circumstances of this case and
the law of this state, this court errs in holding that the judgeÕs impartiality
might not reasonably be questioned. Because the trial judgeÕs impartiality was
reasonably questioned, the trial judge should have been recused.
* * * * *
Leon County v. Grayson July 30, 2003
(TexApp10 Waco 2003) (Memorandum)
Issue:
Timeliness. We see public
servants protecting the public interest from public servants and saving money
by spending money. Consider what
this case says of judicial and governmental economy.
Majority opinion by Justice Vance, joined by Chief
Justice Davis
This is a direct appeal from an order authorizing a
writ of mandamus. Appellants are the county commissioners of Leon County, the
county judge, and Leon County. The procedural history is central to
understanding the issues, and we describe it in some detail.
BACKGROUND AND PROCEDURAL HISTORY
The district judges having jurisdiction in a county
have the authority to appoint the county auditor.[39] The
county auditor may submit a list of assistant county auditors to the district
judges who may approve the list and the salary to be paid each person on the
list; the commissioners court Òshall order the salaries to be paid.Ó[40] The
judges may appoint temporary assistants and determine their salaries if an
ÒemergencyÓ exists.[41]
On February 13, 2003, two of the three district
judges in Leon County, Judge Keeling and Judge McAdams, [1][42] held
a special public meeting to appoint a county auditor and an assistant.
Apparently there had not been a county auditor for two and one-half months, and
there had not been an assistant for nine and one-half months. The two judges
signed an order appointing Susan Pugh as county auditor with an annual salary
of $42,000 and an order appointing Linda Grayson as assistant county auditor
with an annual salary of $29,500. Grayson had formerly served as assistant
county auditor from 1998 to May 2002, when she left the position. Her last
salary was $20,058.30.
On March 10, 2003, the commissioners court adopted
two orders, one setting Grayson's salary at $20,659.98, and the other not
approving a salary of $29,500. The commissioners courtÕs position was that it
had authority under section 111.013 of the Local Government Code to approve, or
not approve, any salary for an assistant county auditor if it exceeded the
salary for the previous fiscal year by over five percent.[43]