Texas
Slayers Rule: May A Killer Inherit? (2002-3)
YouKnowItAll.com
©
A. Hawkins 2002
The Essence of the
Slayer’s Rule
The
essence of the Slayer’s Rule is that a person who intentionally and wrongfully
causes the death of another person may not benefit from the death by receiving
property as a result of the death. The
Slayer’s Rule is not a “rule” in the technical sense of the word. It is a blend of common law and statutory
law.
The
Slayer’s Rule Courses
This is one of a cluster
of two courses on the Texas Slayer’s Rule.
The Slayers’s Rule determines if someone who causes the death of another
may receive an inheritance, life insurance, or other property as a result of
the death. This course concentrates on
probate assets and nonprobate assets other than life insurance. The other
course concentrates on life insurance.
The material overlaps so both courses are required for a complete
knowledge of either category of assets.
These courses, in combination, are provide a comprehensive review of the
Texas Slayer’s Rule.
The
Process
1. Study this text.
2. When you finish this text, go to
www.YouKnowItAll.com to observe the discussion. You may choose to ask questions or make comments, or you may
choose to just observe any discussion posted by others.
3. Keep track of your actual study hours
and dates. After you complete your
study, you certify your actual study hours at wwwYouKnowItAll.com and you
choose to whether to pay by check or credit card.
4. YouKnowItAll.com provides a
certificate of your attendance with the course name, course number, and the CLE
credit hours you earned. If you are in the Texas bar, we report your credit to
the State Bar of Texas. If you are in
another bar and need something else, let us know.
* * * * *
This course is primarily
a case study which relies on the words of the courts which are quoted so that
you may read them yourself. The teacher
has selected quotations; deleted
original emphasis, added the authors emphasis; and moved citations to
footnotes. Commentary by the teacher is included in the text and in
footnotes. Five asterisks ( * * * * * )
identify each new case, If a case doesn’t interest you, just search for * * * *
* to find the next one. This also helps if you wish to go back to reread a
case.
There are three kinds of
footnotes.
1.
Footnotes by the court retain the court’s original number. Our footnote is a
footnote to that number.
2.
Footnotes that move citations to the footnotes are intended to make the
material more readable. The footnote will have the court’s citations.
3.
Footnotes by the author contain commentary.
If you read this course
online, your browser will probably let you click on a footnote number to go to
the footnote and click on the number in the footnote to return to the
text. If you print the text, you may
wish to staple the footnotes separately so you may easily refer to them. They
are at the end because of
technicalities of the internet.
This is a Microsoft Word document displayed as a web page. You may copy
it into a word processor to print it if you like. If you have any problems, let us know.
*
* * * *
Table of Contents
Introduction
Slayers in the Headlines
Millionaire's assets go
to slain ex-wife's survivors
Murder-suicide suspected
Man convicted of killing
mom for not paying for female escort
Mayhew to go on trial in
civil court for slaying
Siblings'
lawyers debate motive in Mayhew trial
Millionaire's
son found responsible for slaying
Dead Woman's Parents Sue
Husband Who Withdrew Air Bag Suit
Official: Nepal Crown
Prince Kills 8
Acting king blames 'accidental' gunfire in royal
slayings; protests erupt
Princess dies in
helicopter crash
“Suspect’s
wife speaks out about mistress’ slaying
Love Triangle Leads To
House Fire
Yates
Woman runs
over husband, dies in car wreck, police say
Girl's
maturity weighed in brother's killing
Woman arrested in
parents' slayings
Texas Law
American Slayer’s Rule
Concepts
The Texas Slayer’s Rule
Pritchett v. Henry 287 S.W.2d 546 (Tex.Civ.App. - Beaumont
1955)
Bounds v. Caudle 560
S.W.2d 925 (Tex. 1978)
Bounds v. Caudle 611 S.W.2d 685 (Tex.App. - Corpus Christi
1980)
Ford v. Long 713 S.W.2d 798 (Tex.App. - Tyler 1986)
Ovalle v. Ovalle 604 S.W.2d 526 (Tex.Civ.App. 1980)
Thompson v. Mayes 707 S.W.2d 951 (Tex.App.
- Eastland 1986)
Sanderson v. Sanderson 591
S.W.2d 623 (Tex.Civ.App. - Austin 1979)
Parks v. Dumas 321 S.W.2d 653 (Tex.Civ.App. -Ft. Worth 1959)
Dopps v. Dopps 636 S.W.2d 723 Tex.App. - Corpus Christi
1982)
Gordy v. Alexander
550 S.W.2d 146 Tex.App. - Amarillo 1977)
Mejorada v. Gonzalez 663 S.W.2d 891
(Tex.App.- San Antonio 1983)
Ragland v. Ragland 743 S.W.2d 758 (Tex.App. - Waco 1987)
Weldon v. Hill 678 S.W.2d 268 (Tex.App. - Ft. Worth 1984)
Medford v.
Medford January 31, 2002 (Tex.App. - Ft. Worth 2002)
Mitchell
v. Akers 401 S.W.2d 907 (Tex.Civ.App. - Dallas 1966)
Other cases that involve
issues that are common in Slayer’s Rule cases.
Johnston v. American Medical 36 S.W.3d 572 (Tex. App. Tyler 2000)
Thompson v. State 676 S.W.2d 173 (Tex.App. -Houston [14th Dist.] 1984)
Future Texas
Slayer’s Rule Issues
Is
Withdrawal of Artificial Life Support A Slaying?
*
* * * *
Course
Text
Texas Slayers Rule: May A Killer Inherit?
Introduction
1996 closed a century of
development of the Texas Slayer’s Rule which holds that a person who intentionally
and wrongfully kills should not benefit from taking that life. The rule that a Slayer may not profit from
his wrongful and intentional killing is legally sound, morally right, and
intuitively correct.
The author first
encountered a Slayer’s Rule case when he assisted the sisters of a slaying
victim. The victim was a mother of an only child, a thirteen year old girl. The
daughter strangled her mother to death.
The slayer was the beneficiary of her mother’s estate plan which
included a will, a trust, and insurance.
Various facts occured in five states.
Texas was not significantly involved.
The case was emotionally difficult and intellectually interesting.
That one case covered
several issues that have arisen in Texas Slayer’s Rule cases, as well as issues
that have not yet arisen in Texas. This
course covers Texas law. Several
potential issues have not yet been litigated in reported Texas cases. They will be as Texans continue killing
their friends, parents, children, siblings, relatives, and lovers. The Slayer’s Rule is not as simple to apply
as it may seem. Sometimes Texas slayers
lose their inheritance. Sometimes they don’t.
After the slaying, there is plenty to litigate.
Before turning to the
law books, we look to the news headlines for
interesting Slayer’s Rule fact situations that raise classic Slayer’s
Rule issues of Shakespearean proportions. The facts in news reports often raise
interesting Slayer’s rules issues of accidental death, self defense, killing
someone other than the intended target, insanity, and divinity. The next time you read in a newspaper about
an intentional or accidental death, consider the Slayer’s Rule issues presented
by the facts, and those that would arise if the facts were slightly different.
The law books and
newspapers demonstrate an interesting phenomenon. Slayer’s Rule situations are common.
Slayers in the Headlines
* * * * *
A classic Slayer’s Rule
case.
Millionaire's assets go
to slain ex-wife's survivors[1]
The assets of a
millionaire Central Texas businessman who arranged the murder of his ex-wife
while she was home with her toddler quadruplets will be distributed among the
slain woman's family, a judge has ruled.
A district judge this week lifted the freeze on
the assets of Allen Blackthorne, who
paid to have Sheila Bellush killed in Florida in 1997.
Mr. Blackthorne's assets
will be distributed among Ms. Bellush's survivors as part of an out-of-court
settlement of their wrongful death claim against him.
Earlier this year, Mr. Blackthorne's stock in
the privately held company RM Medical was estimated to be worth close to $4.5 million. But lawyers aren't saying
how much the survivors might share.
"Our first mission was to do everything we
could to get Allen Blackthorne convicted. The secondary mission was, if we were
ever able to trap any proceeds, to get every dollar we could over to the
children and Jamie Bellush," the victim's widowed husband, said J. Ken
Nunley of Boerne, Texas, lawyer for Sheila Bellush's survivors.
The amount of money to be divided among Sheila
Bellush's six children and other relatives will depend on the outcome of the
liquidation of Mr. Blackthorne's stock holdings, lawyers told the Houston
Chronicle for Friday's editions.
The sale, which could be completed Friday, was
authorized by state District Judge Pat Boone, who lifted his March 2001
injunction barring Mr. Blackthorne and his second wife from disposing of the
stock.
Formal distribution of the stock sale proceeds
to the victim's survivors should occur next week, officials said.
Mr. Blackthorne was sentenced in a San Antonio
federal court to two life prison terms for arranging Ms. Bellush's murder. Ms.
Bellush was slashed and shot to death in her home in Sarasota, Fla., in front
of her quadruplets, who were 23 months old at the time.
Three other men were convicted of federal
conspiracy charges. Daniel A. Rocha, a former golfing buddy of Mr.
Blackthorne's, and Sammy Gonzalez were found guilty of helping arrange the
killing by assailant Jose Luis Del Toro. All are serving life terms in federal
prisons.
Mr. Blackthorne, 46, also was fined $250,000 and
ordered to pay $17,020 in restitution.
But survivors later filed wrongful death claims
in state and federal court in an attempt to secure Mr. Blackthorne's funds.
Mr. Blackthorne had made millions marketing
equipment to stimulate muscles, lawyers said.
* * * * *
A Life-like attorney and
a Slayer’s Rule Case. Consider the procedural and substantive issues that will
arise in sorting out who survives, and who takes the estates of the various
related decedents. This would be
difficult without a Slayer’s Rule issue.
Note also that the possible slayer, if dead, will not be convicted of a
crime.
Murder-suicide suspected
Killing of 2 neighbors
linked to missing businesswoman
By
ROBERT THARP / The Dallas Morning News 01/04/2002
Relations between the co-founder of a Carrollton
prosthetics clinic and her eldest son grew increasingly bitter in the months
before the two vanished and later became the subject of a murder-suicide
investigation that also claimed the lives of two of the woman's neighbors.
The 21-year-old family business, Life-like Laboratories, was caught in
the middle as Inger Buckner accused her son, Michael Buckner, of taking $60,000
and destroying the business by stealing company computers, attacking his
younger brother, and clandestinely transferring telephone numbers in an attempt
to divert customers, according to court documents.
The two disappeared Dec. 15. Ms. Buckner's
next-door neighbors in the 6500 block of Meadowcreek Drive – Ralph Throneberry
and Joan Wildenhaus – were also last seen on that day.
Police discovered the couple's bodies inside
their home Wednesday afternoon, and investigators were trying to determine
whether a third body was that of Ms. Buckner, 62. Medical investigators said
they will rely on dental records to identify the body.
Concerns about a
murder-suicide arose because Michael Buckner's body was recovered from
Lewisville Lake on Sunday, and authorities said it appeared that he had shot
himself on the family's powerboat and fallen overboard.
The three bodies found
inside the home were badly decomposed and had likely been inside for several
days or weeks, authorities said. Medical investigators said it appeared that
the three had been shot.
Court documents show that Michael Buckner was
increasingly at odds with his mother and younger brother, Mark Buckner.
In a Collin County lawsuit, Ms. Buckner's
attorneys accused Michael Buckner of bilking the company and intentionally
disabling the business. Michael Buckner,
who was a certified public accountant and a nonpracticing attorney, removed
company computers that contained accounts and billing information and changed
passwords linked to financial information, the lawsuit charged.
Money missing?
He also pirated the company's telephone numbers
and used those phone lines to interfere with the business and compete with the
company, the suit said. Besides a $60,000 check that he wrote to himself, the
lawsuit charged, another $100,000 was missing.
An injunction signed by a judge days before the
two disappeared ordered Michael Buckner to discontinue the alleged actions and
return the money.
The lawsuit resulted in a temporary restraining
order against Michael Buckner and his "significant other," former
Life-like employee Michelle Scott, the lawsuit said.
The lawsuit claims the couple, who lived
together in Plano, were wrongfully trying to compete with Life-like. Ms. Scott
could not be reached at her apartment in Plano on Thursday.
Michael Buckner, 41, assumed control of the
business after his father, Horst Buckner, died in 1997. Family members could
not be reached for comment Wednesday.
Residents in the Far North Dallas neighborhood
where Ms. Buckner lived next door to the ranch-style house shared by Mr.
Throneberry and Ms. Wildenhaus said the two households were close.
Mr. Throneberry, 58, retired in 1999 from a
career in commercial finance, most recently as a regional vice president for
Bank of America. He and Ms. Wildenhaus, 59, owned several pieces of commercial
and residential property that they leased. They also liked to ski, and Ms.
Wildenhaus was often seen in her older-model orange Corvette.
"He was an easygoing, calm and collected
person," Said Larry Brown, a family friend. "He had a multitude of
friends."
Neighbor shocked
Although police were working to confirm whether
the third body was Ms. Buckner, Mr. Brown said he believes his two friends were
probably shot trying to help Ms. Buckner.
"It's just unbelievable," he said.
"It's one of those situations where a person is in the wrong place at the
wrong time. I wouldn't be at all surprised if Ralph and Joan were trying to
help her and got caught in an unfortunate situation."
* * * * *
Mom didn’t
pay the bill for the services her son sought, and he was miffed. If this case was governed by Texas law,
would the Slayer’s Rule also preclude the son’s inheritance? What do you think of the accidental death
defense and the drug impairment defense.
Although the slaying was “wrongful,” was it accidental? Is it possible to be so lacking in mental
capacity that “intent” is not possible?
This is a great example of the influence of jury an judge appeal. This is not an appealing slayer.
Man convicted of killing
mom for not paying for female escort[2]
A Scottsdale man was
convicted of first-degree murder Friday for killing his mom after she refused
to pay for a female escort.
Dean Glick had agreed to
pay Soledad Villalpando a $1,500 tip on top of the $350 two-hour fee to her
agency.
Glick planned to pay the
$1,850 with his mother's credit card.
"It's
clear by the facts in this case the defendant was just bothered by his
mother," said prosecutor Juan Martinez during closing arguments Thursday.
According
to the prosecution, Glick became frustrated with 82-year-old Juanita Glick and
beat her with a plastic flashlight, hitting her 10 to 20 times.
The
beating took time as Glick's mother struggled to keep her only child at bay,
Martinez said.
When
police entered Juanita's home about 1:15 a.m. on Sept. 17, 2000, they found the
5-foot-5, 102 pound, elderly woman lying on the bathroom floor with a
six-by-seven inch bruise on her face. She had a faint pulse but was moments
from her death.
Glick, who had cocaine and phenobarbital in his system,
had tried to keep police out by barricading the door. Shortly after they
arrived, the escort and her driver left the house when Glick and his mother
argued over the money, which was to be paid in advance. They later called
police.
Glick,
41, sobbed as his attorney painted a different picture of what could have
happened that night.
Defense lawyer Daniel
Patterson said a pushing-and-shoving match had gone too far and that perhaps
Glick had broken his mom's ribs and sternum during an attempt to revive her
through CPR.
Patterson asked the jury
to find his client guilty of negligent homicide.
Neither
Glick's emotion or Patterson's scenario swayed the jury, which returned a
verdict after about four hours of deliberation.
"It's
satisfying that the jury found it's way to a first-degree murder conviction
given the fact that it was his mother he killed," Martinez said.
Patterson
had no comment on the trial.
Glick's sentencing has
been scheduled for April 26. He could face life in prison without parole.
* * * * *
The reporter thinks it
odd to have a Slayer’s Rule case without a prior conviction. A conviction is
not required. If it was, the Life-like
attorney and slayer would be in the clear as well as in the drink. Mayhew might have more jury appeal if he had
not threatened to kill his father before someone did just that.
Mayhew to go on trial in
civil court for slaying[3]
Trial involves
not-so-civil siblings in case of father's death
Chuck Mayhew is about to become a rarity in the
annals of Dallas County justice. The scion of a wealthy industrialist is going
on trial in civil court Tuesday in a slaying he has not been charged with
committing.
His accuser is not the state of Texas but his
sister, Amanda Mayhew Dealey, a one-time Dallas socialite whose 1972 kidnapping
produced the longest prison sentences assessed at that time by an American
jury.
Ms. Dealey, 51, contends in a lawsuit that her
brother shot and killed their father in a drunken rage March 1, 1998, while
81-year-old Charles M. "Charlie" Mayhew Sr. lay asleep in his
Sunnyvale home.
Chuck Mayhew, who has a record of
alcohol-related offenses and shooting dogs and once boasted of being a paid
assassin, has acknowledged making numerous threats on his father's life. But he
has denied involvement in the slaying and filed a countersuit accusing his
sister of defamation.
Mr. Mayhew, 49, declined to be interviewed last
week. "I guess we'll do our talking about it when we get to the
courthouse," he said from his home in Longview.
His attorney, Bill Hommel of Tyler, did not
return several phone calls to his office. But he has said in court filings that
Ms. Dealey has no evidence "other than circumstantial speculation."
The slaying remains unsolved. A spokesman for
the Dallas County Sheriff's Department said the case was still open, but
investigators have not been able to accumulate enough evidence to present to a
grand jury.
"We have not cleared anyone," Sgt. Don
Peritz said.
Several sheriff's investigators have been
subpoenaed by Ms. Dealey's attorneys, and Sgt. Peritz said they would be
interested to learn any new evidence that may be presented after testimony
begins Wednesday.
Frustrated
detectives
"This is one of those big cases where you
want to see it closed and see to it that justice is done," Sgt. Peritz said.
"The detectives are frustrated, but they are patient."
Ms. Dealey's lawsuit, which she filed without an
attorney four days before the civil statute of limitations expired in March
2000, is an example of a growing national trend of suing alleged wrongdoers.
What makes Ms. Dealey's suit exceptional is that
it is going to trial before any criminal charges have been filed. Typically, as
in the O.J. Simpson case, such civil trials follow completion of a criminal
proceeding.
The primary advantage Ms. Dealey enjoys over
prosecutors is a lesser burden of proof. To prevail, she must prove her
accusations against Mr. Mayhew by a "preponderance of the evidence"
rather than the more rigorous criminal standard of "beyond a reasonable
doubt."
Her attorneys have already compelled Mr. Mayhew
to give a lengthy deposition, and he can be summoned to testify. If he chooses
to invoke his right against self-incrimination, jurors may be told of that
decision.
Unlike in a criminal case, where a unanimous
decision is required, only 10 of the 12 jurors have to agree to reach a
verdict.
Ms. Dealey, who has lived in Austin for the last
two decades, initially filed court papers seeking $5 million in damages to
compensate herself and her father's estate for his wrongful death. She could
not be reached for comment last week.
Her lead attorney, Steve Sumner, said his
client's primary intent was to fulfill what she believes would have been her
father's wish to have a jury declare Chuck Mayhew to be his murderer.
"The fact of the matter is that Mandy is
very principled and feels very strongly that she wants her day in court and her
brother held accountable for what he did," Mr. Sumner said.
Ms. Dealey was formerly married to Joe Dealey
Jr., who is the son of the late former Dallas
Morning News president and publisher Joe M. Dealey Sr. She is also an
investor and civic activist in Austin and ran unsuccessfully for the state
Legislature in 2000.
Mr. Sumner, who defended millionaire Cullen
Davis in a wrongful death suit arising from two 1976 slayings at his Fort Worth
mansion, said he has developed a strong circumstantial case against Mr. Mayhew.
The case should have been presented to a grand
jury, he said. "I can tell you I have defended other [murder] cases that
had far less evidence than in this case," he said.
Development
project
Mr. Sumner said he intends to show Charlie
Mayhew's slaying was the result of years of bad feelings between the victim and
his only son that revolved around a protracted legal battle over a land
development project.
Father and son were partners in a company they
formed to subdivide about 1,200 acres of land in Sunnyvale to build 5,000
houses.
The project was blocked by a Sunnyvale town
ordinance that required home lots to be 1 acre or larger. In 1987, the Mayhews
sued to overturn the ordinance, claiming it discriminated against middle-class
homeowners.
The Mayhews won their case and an $8.5 million
judgment against Sunnyvale in 1992, but the decision was overturned on appeal.
They were awaiting a ruling by the Texas Supreme Court when Charlie Mayhew
died.
According to Ms. Dealey's lawsuit, her father's
legal battle with the city he once served as mayor left him frail and nearly
broke.
The financial stress was a constant source of
friction between Charlie Mayhew and his son, court records show. Things got
worse in March 1995 after Charlie Mayhew accepted his son's resignation from
the partnership. Chuck Mayhew said his offer to quit had not been serious.
Chuck Mayhew, a world-class sports shooter who
attended St. Mark's School for Boys and Southern Methodist University,
developed a chronic alcohol problem, which often led to violent outbursts, the
suit said.
"When Chuck's father denied him what he
wanted, Chuck would threaten to kill him. He stated he was going to kill him,
and he described how. That's the way it worked in the Mayhew household,"
Ms. Dealey's attorneys stated in a court motion filed last September.
Chuck Mayhew told Ms. Dealey and his father's
longtime secretary in 1996 that he had entered his father's home late at night
and put a gun to the old man's head. He later said his story was not real but
meant to illustrate how easy it would be to harm his father, court documents
stated.
At the time of his death, the elder Mr. Mayhew
was taking steps to remove his son as a beneficiary on his life insurance
policy, Mr. Sumner said. The elder Mr. Mayhew also tried several weeks before
his death to have his son committed to a mental health facility because of his
behavior.
Chuck Mayhew admitted in a deposition last year
that he had threatened to kill his father "at least a thousand times"
without intending to do so. He said their last argument was the day before his
father's death.
Gunshot
wound
The night of the killing, Mr. Mayhew said, he
had an argument with his wife and told her he was going to his father's home.
But instead, he said, he went to a bar in Sunnyvale and then to his wife's home
in Forney.
Mr. Mayhew said he did not know his father was
dead until his sister's son, Christopher Dealey, called him about 1 p.m. on
March 1, 1998.
According to court records, Mr. Dealey found his
grandfather in his bed with the covers pulled around his head. When he touched
Mr. Mayhew's neck, he discovered a gunshot wound below the left ear.
The medical examiner ruled that Mr. Mayhew died
from a single shotgun blast that was fired close enough that paper wadding from
the fired shell was found imbedded in the wound.
Sheriff's deputies found a 12-gauge shotgun in
the Mayhew home that appeared to have been fired recently, but they were unable
to identify it as the weapon that killed Mr. Mayhew. The 12-gauge belonged to
Chuck Mayhew.
Investigators found no evidence of forced entry
into the Mayhew home and no signs of a struggle or a burglary.
Sgt. Peritz said the investigators have
"suspicions" about who committed the crime, but he declined to
elaborate.
Mr. Sumner said his investigation points the
blame at Chuck Mayhew. He was deeply in debt, dependent on his father for
support and increasingly fearful that he was about to be cut off, Mr. Sumner
said.
"Mr. Mayhew had no enemies," Ms.
Dealey's attorneys stated in a court filing last year.
"No one had a motive to kill Mr. Mayhew
other than his son, who knew his father was divesting him bit by bit of financial
authority, who had no finances of his own and easily could have seen the note
in his father's car regarding changing insurance beneficiaries."
Mr. Sumner said he also has a witness who saw
Chuck Mayhew driving away from his father's home during the 11 p.m. to 1 a.m.
time period that the medical examiner estimated the elder Mayhew was slain.
Ms. Dealey's attorney said he had not shared his
evidence with the Sheriff's Department or the Dallas County district attorney's
office but would be willing to do so at the conclusion of the trial.
* * * * *
Siblings'
lawyers debate motive in Mayhew trial[4]
An unusual murder trial in a Dallas civil court
opened Wednesday with the accused man's attorney contending that the case
against his client is "a house of cards" rooted in his sister's
lifelong envy.
Chuck Mayhew, 49, may have had a
sometimes-bitter relationship with his father, former Sunnyvale Mayor Charles
M. "Charlie" Mayhew Sr., but he had no motive to commit murder,
attorney Bill Hommel said.
"It doesn't make sense that Chuck Mayhew
would be the one to take his father's life," Mr. Hommel said.
Mr. Hommel made his remarks during opening
statements to the jury in the $5 million wrongful-death lawsuit filed against
Mr. Mayhew by his sister, Austin socialite Amanda Dealey.
The suit, which has come to trial in civil court
before any criminal charges have been filed, accuses Mr. Mayhew of fatally
shooting his father on March 1, 1998, while the 81-year-old man lay in bed in
his rural Sunnyvale home.
The elder Mayhew, who amassed a
multimillion-dollar estate through oil drilling and investments, died from a
shotgun blast to the neck.
The investigation into his death remains open
but has not produced enough evidence to seek a grand jury for indictment,
according to a spokesman for the Dallas County Sheriff's Department.
Mr. Hommel told the jury that Ms. Dealey
harbored a lifetime of jealousy for her brother because of his close
relationship with their father.
"This is not Father Knows Best," Mr. Hommel said. "This is a family
that operates differently than any other family represented in this
courtroom."
He contended that Chuck Mayhew had no role in
his father's slaying, suggesting that Charlie Mayhew told a longtime confidant
on the day of the slaying that he was afraid of a neighbor whom he suspected of
involvement in equipment thefts from his property.
The civil case has generated national interest
because, unlike other high-profile suits stemming from homicides, it has come
to trial before any criminal proceedings. The trial is expected to last up to
three weeks.
Ms. Dealey, 51, is a prominent figure in Austin
social circles and ran unsuccessfully for the Texas Legislature in 2000. She
was previously married to the son of a former publisher of The Dallas Morning News .
Her lead attorney, Steve Sumner, told the jury
that he has "strong circumstantial evidence" that Mr. Mayhew killed
his father because he feared losing access to a large inheritance.
"I believe the evidence will show no one
else had the motive to murder him because he just didn't have any
enemies," Mr. Sumner said.
Mr. Sumner spent more than an hour describing to
jurors how he expected his witnesses to show that Chuck Mayhew engaged in an
escalating campaign of abusing his father in the years before his slaying.
"He was a man consumed with killing,"
Mr. Sumner said.
At the time of his death, Charlie Mayhew was
increasingly fearful of his son and was in the process of shifting control of
his estate and business affairs to Ms. Dealey and her son, Christopher Dealey,
Mr. Sumner said.
Ms. Dealey sued her brother to see that justice
is done, he said.
"It's not about money. It's not about
greed. It's not about sibling rivalry," Mr. Sumner said. "It's about
him being held accountable and his dad's wishes being fulfilled."
* * * * *
Millionaire's
son found responsible for slaying[5]
A Dallas
civil court jury awarded $26 million Friday to former socialite Amanda Dealey
after deciding her brother caused the death of their elderly father despite never
being charged with his slaying.
After a three-week trial, jurors deliberated
five hours before finding Charles "Chuck" Mayhew Jr., 49, responsible
for the 1998 shotgun slaying of his 81-year-old father, former Sunnyvale Mayor
Charles "Charlie" Mayhew.
No
criminal court has heard the matter, although that may change because of the
verdict in the wrongful-death lawsuit Ms. Dealey filed.
Mr. Mayhew,
now of Longview, acknowledged that he
had a love-hate relationship with his father but denied any involvement in his
death. His attorney accused Ms. Dealey of blaming her brother to try to strip
him of his large inheritance.
Mr. Mayhew left the courtroom without speaking
to reporters. His attorney, Bill Hommel, said Mr. Mayhew was "pretty tore
up" by the verdict. He continued to maintain that his client is innocent.
"We didn't feel like the evidence supported
the verdict," he said, adding that Mr. Mayhew did not have much money and
could not pay the judgment.
Attorneys for Ms. Dealey contended that it was
Mr. Mayhew's fear of losing access to his father's wealth that drove him to
kill his father. Although she asked for
$5 million, she said her aim was to seek justice for her father.
"It's a relief to have it over," Ms.
Dealey, 51, said after the verdict. "And I think it will give the closure
we all needed."
Don Peritz, a spokesman for the Dallas County
Sheriff's Office, said detectives will review the evidence they collected along
with that in the civil case and decide whether to submit a case to a grand jury.
"It appears the jury in the civil case has
spoken and justice has been served in that venue," Mr. Peritz said.
Mr. Peritz said no one, including Mr. Mayhew,
has been ruled out as a suspect in the elder Mayhew's death.
The elder Mr. Mayhew was found dead in bed at
his rural Sunnyvale home March 1, 1998. The Dallas County medical examiner
ruled that he died from a single blast
to the neck fired at close range from a .12-gauge shotgun.
Investigators
ruled out robbery as a motive because there was no forced entry into the house
and no property was taken.
There was
little physical evidence to help identify the killer.
Mr. Mayhew was questioned at least three times
by investigators. He and his wife were advised of their rights, a routine
practice when investigators consider someone a suspect.
The lead detective, Howard Sparks, testified
that his office did not refer the case
to the grand jury after a senior-level prosecutor advised him in 1998 that
there was not enough evidence to get a
conviction.
Evidence produced by Ms. Dealey's attorneys
showed that Mr. Mayhew, an avid hunter,
had threatened repeatedly to kill his father for years.
Acquaintances testified that it was routine for Mr. Mayhew to angrily berate
and insult his father in front of others. One witness said she once saw him
hit his father in the face and point a
gun at him another time.
Ms. Dealey's attorneys said that Mr. Mayhew's
behavior became increasingly more threatening in the years after his father
accepted his resignation from their troubled real estate partnership in 1995.
The partnership, which had sought to develop
5,000 homes on 1,200 acres in Sunnyvale, was mired for more than a decade in a
lawsuit to try to overturn a town ordinance that required lot sizes to be an
acre or larger.
The legal battle, which the Mayhews lost, cost
the elder Mr. Mayhew his multimillion-dollar fortune. His son also lost a $1
million investment and had no other income besides money from his father.
In the months leading up to his death, business
associates said, Mr. Mayhew changed his
will to reduce his son's share of his estate, gave Ms. Dealey more control of
his business affairs and was about to eliminate his son as a beneficiary on his
life-insurance policy.
The day
Mr. Mayhew died, his son admitted that he became intoxicated from drinking beer
and had an argument with his father over the phone regarding their longstanding
business disputes.
Mr. Mayhew
said he did not go to his father's home the night of the slaying, but he gave
conflicting accounts of his whereabouts in the hours around the time that the
medical examiner said his father was killed.
A neighbor, Pat Stiager, said he saw Mr. Mayhew
driving on the road to his father's house, but in the opposite direction,
sometime before midnight. But Mr. Stiager also admitted he had been smoking
marijuana.
Mr.
Hommel, the defense attorney, said to jurors in his closing arguments Friday
that Ms. Dealey and her attorneys had no evidence but were trying to smear Mr.
Mayhew with his unsavory behavior.
After the
verdict, he agreed that the jury was swayed by the depiction of his client as a
vile, hateful son.
"I
think that had a lot to do with it," he said.
Mr. Hommel had suggested throughout the trial
that a neighbor of the elder Mr. Mayhew had killed him because of a dispute
over the ownership of a deer stand and a gooseneck trailer.
Ms. Dealey's lead attorney, Steve Sumner,
ridiculed the accusation. "It's an ABC defense, Anybody But Chuck,"
he told jurors.
Mr. Sumner and his co-counsel, Rebecca Hamilton,
contended there was more than enough evidence to meet the legal requirement
that it was more likely than not that Mr. Mayhew had killed his father.
"We
believe we have enough evidence to present to a grand jury," said Ms.
Hamilton, who urged jurors to use their verdict to send a message urging
District Attorney Bill Hill to prosecute Mr. Mayhew.
The jury
foreman, Jim Schutz, said the panel structured the amount of their verdict to
send a message about the damage inflicted on Ms. Dealey and her father. He said
he had no opinion on a criminal prosecution.
"I
think it would be a difficult case to prove given the evidence," said
another juror, Ursula Bourgeois.
Ms. Dealey was married in the 1970s to Joe
Dealey Jr., son of a former publisher of The
Dallas Morning News. She now lives in Austin and is married to Larry Speck,
dean of the University of Texas School of Architecture.
* * * *
*
A slayer should avoid
filing suits that may prove culpability.
Dead Woman's Parents Sue
Husband Who Withdrew Air Bag Suit[6]
A dentist who sued Ford Motor Co. claiming a
faulty air bag caused his wife's death, then withdrew the case when Ford
proffered evidence of his own culpability, has been hit with a suit himself --
lodged by his former in-laws.
Last Monday, Doris and Donald Rose, of Hyannis,
Mass., sued Eric Thomas, of Cape May Court House, N.J., for the wrongful death
of their daughter, Tracy, who was found dead behind the wheel of her Ford
Explorer on Feb. 9, 1997. The federal court suit, filed in Camden, N.J., seeks
compensatory and punitive damages and to deny Thomas a share of her estate.
The Roses filed a separate complaint in the Cape
May County Superior Court Chancery Division, asking to have Thomas ousted as
administrator of Tracy's estate and replaced with Doris Rose, who also seeks to
be appointed guardian ad litem of the couple's daughter, Alix.
"We are determined to achieve some measure
of justice for this family and ferret out the truth of Tracy's death. We
believe the evidence will point directly to Dr. Thomas," says the Roses'
attorney, Maplewood, N.J., solo Robert Pickett.
Local
authorities had concluded that the death was caused by blunt force trauma from
the passenger-side air bag, which had deployed in a minor crash. But in the
course of discovery in Thomas' product liability suit against Ford, a defense
expert said that Tracy's injuries appeared consistent with strangulation.
Discovery also showed that Thomas lied under oath about having an extramarital
affair and that the days before his wife's death he made dozens of phone calls
to his mistress, whom he later married.
Last July, Thomas withdrew his civil suit
against Ford, saying the litigation was becoming too costly.
The
investigation into Tracy's death was reopened last year following the discovery
disclosures, but Acting Cape May County Prosecutor J. David Meyer said on Feb.
21 that his office would not charge Thomas unless it received additional
information.
Meyer said the differing opinions of numerous experts would make it difficult
for a jury to conclude beyond a reasonable doubt that the death was a homicide.
As of Friday, Thomas had not yet been served
with the federal complaint, which lists Does 1-10 as unknown co-conspirators.
Pickett says he has no specific information suggesting others were responsible
for Tracy's death. He says the Roses have a theory about how she died but he
declines to discuss it.
*
* * * *
The crown prince of
slayers.
Official: Nepal Crown
Prince Kills 8
By Binaj Guruacharya Associated Press Writer
Friday, June 1, 2001
“KATMANDU, Nepal –– Nepal's crown prince opened
fire in the royal palace Friday, killing the king, queen, a prince, and five
others before shooting himself, a senior military official said.
“The official said Crown Prince Dipendra, 30, killed
all the members of the royal family. The dead included his parents, King
Birendra and Queen Aiswarya, and his younger brother, Prince Nirajan.
“According to the official, who spoke on
condition of anonymity, the shooting was caused by a dispute over the marriage
of the prince because his mother, the queen, reportedly objected to his choice
of bride. No other details were immediately available.
“The crown prince, educated at Britain's Eton
College, was heir to the throne.
“King Birendra, the constitutional monarch, was
stripped of power in 1990 and a parliamentary government was established.
“Hundreds of people lined the streets of
Katmandu last Dec. 29 to greet King Birendra on his 55th birthday. Schools and
government offices were closed as well.
“The Himalayan kingdom of Nepal is located in
South Asia, to the north of India.
* * * * *
Acting king blames 'accidental' gunfire in royal
slayings; protests erupt[7]
“KATMANDU, Nepal — Nepal's acting king today
blamed ‘accidental’ machine-gun fire for killing most of the royal family, an
explanation that provoked angry disbelief in the Himalayan nation.
“Hundreds of people burned tires in the center
of Katmandu, the capital, demanding to know the truth behind the Friday night
killings. Many city residents shaved their heads — a Hindu sign of respect that
typically follows a father's death.
“Senior government and palace officials today
privately disputed the acting king's version of events, reiterating that Crown
Prince Dipendra gunned down his parents — the king and queen — and six other
relatives during a family dinner before turning his weapon on himself.
“The prince, who remains in critical condition,
was reportedly angry that he had been denied his bride of choice.
“Publicly, however, officials began backing away
from that explanation over the weekend — possibly because Dipendra, even though he was reportedly placed on life support systems,
is now technically king and monarchs are above reproach in this Himalayan
kingdom.
“Dipendra's uncle, Prince Gyanendra, was named
acting king due to his nephew's health.
“Eight people died in the attack Friday night
and three people besides Dipendra were injured. Details have remained sketchy,
provided by military sources within the royal palace and officials familiar
with the workings of the royal family.
“Victims of the shooting included King Birendra,
55, Queen Aiswarya, 51, his brother and sister, Prince Nirajan, 22, and
Princess Shruti, 24.
“The royal family had gathered for dinner to
discuss the wedding of Dipendra. Sources close to the family said that the
prince wished to marry the daughter of a former government minister who is a
member of the aristocratic Rana family, which ruled Nepal until 1951.
“Gyanendra issued a statement Sunday blaming
"accidental firing of an automatic weapon'' for the deaths of King
Birendra, the queen and six other royals.
“The late king's younger brother did not say who
did the shooting, but many people mourning the loss of their king — viewed by many as an incarnation of the Hindu deity Vishnu
— found Gyanendra's explanation preposterous.
“ ‘How can a gun go off and shoot a dozen people
in all different directions?’ asked Dhan Gurung, a rickshaw driver. ‘This is
ridiculous.’
“ ‘I've been in the army, and I know,’ agreed Bal
Bahadur Tamang, a retiree out shopping. ‘There is no such thing as a freak
accident like this. Accidents can claim one life, but not spray bullets over
eight people.’
“Many
Nepalese said they cannot accept Dipendra as king because they believe he killed
his revered, soft-spoken father — but now that Dipendra is king, it would be
difficult for Nepalese officials to publicly accuse him of anything.
Monarchs here have little formal power, but public criticism is taboo. The constitution
says: ‘No question shall be raised in any court about any act performed by his
majesty,’ and even the Parliament is prohibited from discussing the affairs of
the royal family.
On Sunday, an
old photograph of Dipendra in royal attire ran on page one of the government
newspaper, The Rising Nepal. The newspaper mentioned no gunfire and said the
previous king had died in ‘an unanticipated incident.’
Government officials could not be reached for
comment Sunday — a five-day period of mourning had been declared, and any
statements were to be issued through the official news agency.
Prime Minister Girija Prasada Koirala said late
Saturday that the government would investigate the killings, but he may have
been seeking to preserve calm, since only
the king can order investigations into matters involving the royal family.
“Koirala visited the new King Dipendra and three
injured royal family members in the military hospital Sunday and described the
king’s condition as ‘extremely critical.’
“During a royal funeral procession at sunset
Saturday, hundreds of thousands of mourners lined the streets. They wailed,
clasped their hands in respect and offered flowers as the bodies were taken for
cremation according to Hindu rites.
“Some suspected the government in the palace
massacre. Officials have said there was no involvement by Maoist rebels who
have sought to overthrow the monarchy.
“Birendra was remembered Sunday as a monarch who
used his influence to improve things for this highly impoverished,
predominantly Hindu nation which only opened to the outside world a
half-century ago.
“ ‘We have, in short, lost a visionary monarch
who ably guided his nation through thick and thin,’ The Katmandu Post said in a
front-page editorial. ‘It will no doubt be difficult to replace such a leader
who had won the people's heart and symbolized Nepal’s move toward a modern era.[8] ’
*
* * * *
Another accident, or a
slaying?
Princess
dies in helicopter crash[9]
THE sister-in-law
of the Nepalese king was killed when her private helicopter crashed into into a
lake, according to state television.
Princess Preksha's body was pulled from Rara
Lake and taken to the capital Kathmandu, Monday. Two others, including a
doctor, were rescued and are said to be in a serious condition in hospital.
Rescuers are searching for three others.
Preksha was the widow of
Dhirendra, the youngest brother of late king Birendra who was among 10 royals
killed in the June 1 palace massacre carried out by a drunken crown prince
Dipendra.
The helicopter was flying from Nepalgunj when it
lost contact with the airport tower. The
reason for the crash is not known.
The three missing passengers were identified as
the pilot Rabin Kereriya, retired government employee Dan Bahadur Shahi and
Iswsor Basnyet.
*
* * * *
The Nepalese face
several issues, some of which are familiar to Texas lawyers who litigate
Slayer’s Rule cases. The application of
the Slayer’s Rule to an accidental death, proof of the facts, lack of a
criminal conviction, the impact of the Slayer’s Rule on an indirect
inheritance,[10] whether a diety is slayed or a diety slays, whether the
slayer becomes King or is disqualified, and of course, what court has
jurisdiction are issues that might arise in a Nepalese Slayer’s Rule case. If the slayer was 13 instead of 30, there
would be an issue of applicability of the rule to a minor. If he is insane or severely retarded, there
is a question of applicability to a person who lacked the capacity to intend a
killing or understand the implications.
* * * * *
Headlines reveal
frequent slayings. In Florida, a minor
was tried for taking a pistol to school, aiming, firing, and killing his
teacher with a shot to the head. He successfully claimed that the shooting was
an accident. A few years back, a pair
of brothers in California shot and killed their parents and went on a spending
spree that ultimately included paying for their defense on murder charges.
Apparently they used their inheritance from their parents for these expenses,
and the slayer’s rule was not applied to stop them. In Nepal the victim was a diety. In Texas, one slayer (who was
later slayed) was God (or so he said).
“Suspect’s
wife speaks out about mistress’ slaying
By FRED
RAMOS Valley
Morning Star
“HARLINGEN — The wife of the man who killed his
mistress Sept. 18 said the mistress died because an Edinburg court mishandled
papers to have him committed.
“Mary Carranza said her husband’s mistress,
Yolanda Jackson Valdez, died needlessly after Valdez worked to have Gustavo
Gonzalez released from jail Sept. 15.
“La Feria police officer Jerry Ramirez shot
Gonzalez to death the next day when he tried to escape from police custody at
Valley Baptist Medical Center in Harlingen.
“Gonzalez was being held as a suspect in
Valdez’s death.
“Carranza had Justice of the Peace Charlie
Espinosa, of Edinburg, sign papers ordering that Gonzalez be committed to
Tropical Texas Center for Mental Health and Mental Retardation because of his
violent behavior and threats of violence.
“The order states that Gonzalez had been
previously diagnosed with bipolar
disorder.
“‘(He)
has episodes of physical aggressiveness, losing sense of reality. At times
believes he is god,’ reads the report.
‘Hears the
devil talk to him, expresses and has ideas involving death. Made a threat to
burn house down.’
“The order, signed April 26, concluded that
Gonzalez’s mental condition could continue to "deteriorate" if
medical attention was not sought immediately.
“Gonzalez was arrested later in April after the
order papers were signed because he set fire to his wife’s home while she was
inside.
“Originally, he was charged with attempted
murder but 92nd state District Court Judge Eduardo Aparicio reduced the charges
to misdemeanor assault.
“But Carranza said Aparicio reduced Gonzalez’s
bail on an arson charge Sept. 15, from $50,000 to $25,000, at the urging of
Valdez.
“ ‘I had an order to have him committed to MHMR
because he had already been making death threats against people,’ said
Carranza.
“ ‘The court went against those wishes and they
reduced his bond. I had already warned them of the possibilities of him getting
out and hurting somebody and she
(Valdez) went ahead and got him out and only to her demise because he killed
her,’ she said.
“Aparicio did order a competency hearing.
“Under the hearing order, two psychiatrists would
have evaluated Gonzalez to determine if he was competent to stand trial.
“However, a
competency hearing did not take place because Gonzalez died.
“But Espinosa, who signed the commitment order
April 26, said Gonzalez should have been transferred to MHMR in Harlingen
immediately after he was released.
“Aparicio said he was unaware that Gonzalez was
to be transferred to the mental hospital the moment he was released on bond.
“ ‘That was never brought to the court’s
attention. How am I able to find out about something that was never brought to
the court’s attention?’ ” asked Aparicio.
“ ‘The paperwork was never brought to the court,
to the district courts. It was never brought to the district clerks. It was
never presented by the district attorney’s office nor was it ever presented by
the defense counsel,’ he said.
“Espinosa said it was Aparacio’s responsibility
to make sure the commitment order was executed once he received notice.
“ ‘If the paperwork was in place and they knew
about it, yes. But I can’t tell you when the officers — the sheriff’s officers
— or the police department got hold of the section 28 (commitment order)
ordering them to get him and take him over to MHMR. I can only tell you when I
signed it.’
“But Carranza said county officials told her
they were aware of the commitment order and stated that once Gonzalez was
released, he would be sent immediately to MHMR and not released.
“‘My understanding was that once he was released
the order would take effect immediately," said Carranza. "I took the
papers to the county personally."
Carranza said county officials told her the
commitment papers would be placed in Gonzalez’s arrest folder.
"I was in Minnesota. I was under the
impression that he was still in jail," said Carranza.
"I would call periodically to make sure he
was there. And when they told me he was released, they told me they were sorry
but he bonded out. I was in disbelief," she said.
“She said that by failing to remand Gonzalez to
MHMR upon his release, two people died needlessly.
“ ‘Not only did they fail, they put me and my
three children at risk,’ ” said
Carranza.[11]”
If the
mistress’s Will named her slayer as her beneficiary, what effect would the
bipolar disorder, or the killing of the slayer, have on the application of the
Slayer’s Rule? Yes, life creates
interesting situations. When the object
of a person’s bounty kills the bountiful person, there are usually some
interesting issues.
* * * * *
Consider a situation in
which an arsonist Slayer tries to burn only the spouse’s lover, but kills the
spouse in error, or tries to burn only the spouse’s lover, but the spouse
accidentally dies looking for a dog in the burning house.
Love Triangle Leads To
House Fire[12]
A love triangle lead to an early Friday morning
house fire, authorities said. The fire
broke out shortly after 1:30 a.m. at the home, located near the intersection of
Eastwood and Polk near downtown. Fire
investigators told News2Houston that a woman
allegedly started the blaze after she caught her boyfriend with another woman.
Flames and heavy smoke could be seen billowing from the two-story house. No
injuries have been reported. A neighbor was arrested after police said he
became combative with firefighters who refused to let him inside the burning
house to look for his missing dog. The exact cause of the fire is under
investigation. The home suffered heavy fire and smoke damage.
*
* * * *
Yates
Consider the result
under the Slayer’s rule if a mother kills her children, but does it because she
is depressed and she decides it might be good for them. Does she inherit from their estates?
* * * * *
Sometimes, a slayer
wannabe misses her target and kills herself.
If a person makes a
spouse so angry that the spouse “goes airborne,” does the slayer’s rule apply?
Woman runs
over husband, dies in car wreck, police say[13]
LUBBOCK, Texas – A woman ran over her husband during an altercation Wednesday, then died
when she lost control of her car and crashed into a tree in a rural area just
east of Lubbock, police said.
Trina Richardson, 34, died at the crash site in
her 1993 Cadillac DeVille, Lubbock Police Sgt. Greg Gregg said.
"She went airborne after crossing a high
intersection, then slid sideways before hitting a tree," Gregg said.
Her husband, L.D.
Richardson Jr., 39, was taken to Covenant Medical Center in Lubbock with a cut
on his head, and a possible broken arm and broken leg, Gregg said.
The altercation apparently began while the two
were driving in separate cars. L.D.
Richardson got out of his car and began walking toward his wife's car at an
intersection when she accelerated into him, Gregg said.
When an officer arrived, Trina Richardson took
off, Gregg said. The officer chased her but only got within about a half-mile
when she crashed, Gregg said.
The reason for the fight was unclear, but Gregg
said the couple had a long history of domestic violence.
"This
has been an ongoing feud between those two for years, and there's just no
telling with those two," said Gregg, who said he and several other
officers have been called to the Richardsons' residence over the years.
* * * * *
Girl's
maturity weighed in brother's killing[14]
Hundreds
mourn slain 6-year-old Lewisville boy
The question of whether a 15-year-old Lewisville girl should stand trial as an adult in the slaying of her younger brother is
complicated by reports of her stunted
emotional and mental development, law and psychology experts said.
The girl and her 10-year-old brother are being
held at the Denton County Juvenile Detention Center. Police have said the siblings confessed to stabbing
6-year-old Jackson Carr to death behind their Lewisville home.
Funeral services for the 6-year-old boy were
Friday in Plano. Hundreds of people attended the ceremony, in which Jackson's
uncle described by him as a happy boy who loved to play with toy cars and gave
his heart to Jesus at a young age.
Meanwhile, authorities said the cases will be
submitted to the district attorney's office next week.
"One of the issues ... is that the defense
attorney has to make sure that they put on evidence to make sure the court
knows the actual mental age and the developmental level of the child,"
said professor Ellen Marrus, director of the Southwest Regional Juvenile
Defense Center in Houston.
The center provides technical assistance,
training and support services to attorneys representing children in delinquency
cases.
"You can have a cognitive level that is
higher than your developmental level," Dr. Marrus said. "Possible
abuse in the home also delays a child's developmental level."
The 15-year-old
girl, who is in the seventh grade, had admitted trying to set a Garland
elementary school on fire when she was 11 years old, according to public
records. A classmate in the girl's
sixth-grade geography class said she saw the girl corner another classmate and
hold a pair of scissors to his face last year.
"Fire-setting is considered one of the most
significant symptoms of mental and behavioral disturbance, and it calls for an
immediate and concerted response on the part of the family to get the needed
treatment," said Dr. Barbara Rila, a Dallas psychologist. "Aggression
with the use of a weapon is not any less serious."
Another indicator of the 15-year-old's maturity
is her grade placement, Dr. Rila
said, which is two years behind her age.
"A healthy, developmentally on-target
adolescent who hadn't had some of the deficits would more likely be certified
[as an adult]," she said. "I think there's some room in this case to
discuss some of the special needs this child has."
Child Protective Services had investigated four
reports of abuse at the Carr home over the last several years. None was
substantiated, CPS spokeswoman Marleigh Meisner said.
Another
legal issue will be whether confessions by the siblings should be considered.
Research done throughout the state shows juvenile confessions to be unreliable, Dr. Marrus said.
That is
not widely known among defense attorneys, and confessions are often used as key
evidence against juvenile offenders, she said.
Dr. Marrus, who opposes certifying children to
stand trial as adults, said it should also be considered that a child does not
have the experience to understand the implications of speaking to police.
"They don't understand what's going on, so
there's not a connection between the punishment and what they did," Dr.
Marrus said.
Other
issues facing the family include the likelihood that the younger sibling's
defense will rest on blaming the older child. And scrutiny is likely to turn to the
parents to explain their children's behavior, Dr. Marrus said.
The legal issues prompted the girl's parents,
Michael and Rita Carr, to retain Dallas attorney Dan Hagood. They will face the
dilemma of seeking justice for their youngest son's death while ensuring fair
treatment of their two remaining children, the attorney said.
"This is a very strange piece of terrain
they are on," Mr. Hagood said. "They are in a position where they are
going to need to cooperate with both the prosecution and the defense, and
cooperate truthfully."
There is no confidentiality privilege between
parents and children, as there is between husbands and wives, experts said.
"Parents can be put in a very difficult
position of knowing incriminating facts about their kids, and since there is no
parent-child privilege, they have to testify," said Frederick Moss, former
federal prosecutor and professor of criminal law at Southern Methodist
University.
Part of Mr. Hagood's role could be to lobby the
district attorney that the 15-year-old girl should receive treatment rather
than a severe jail sentence, Mr. Moss said.
"It must be an exquisitely difficult
position to be in because they may agree that their kids killed their other
child, but they may be in a position where they strongly disagree with the
state over what ought to happen to those kids," he said.
Friday, the couple buried Jackson after a quiet,
solemn service in Plano. Dozens of white roses adorned his coffin in the
funeral home chapel, where hundreds gathered to say goodbye.
Jackson was described by his uncle, Bruce Carr,
and by others as a happy boy who gave his heart to Jesus, loved to play with
Hot Wheels toy cars and gave unreservedly.
"Right now I picture Jack and Jesus,
sitting Indian-style across from each other, rolling Hot Wheels back and forth,
playing, laughing and enjoying one another's company," the boy's uncle
said.”
* * * * *
Woman
arrested in parents' slayings[15]
Father was
fingerprint expert, former detective for Fort Worth police
FORT WORTH – Police arrested the daughter of a
longtime fingerprint expert Friday and charged her with capital murder in
connection with the slaying of her elderly parents.
Loyd
Courtney, 75, and his wife, Agnes, 71, were found bludgeoned and stabbed to
death in their Fort Worth home in November. Police said they collected blood at
the crime scene that led them to arrest the couple's daughter, Deborah
Pieringer.
Mrs.
Pieringer, a 48-year-old wife and mother, was in the Mansfield City Jail on Friday
evening in lieu of $500,000 bail. She did not respond to requests for an
interview.
Investigators declined to give a motive for the
slaying or comment on their conversations with Mrs. Pieringer.
"It was far from a normal relationship, but
there was nothing there to say that anyone could have anticipated this,"
said Sgt. J.D. Thornton, homicide supervisor. "There were no previous
altercations, and nothing led us at the time to suspect her initially."
Mr. Courtney retired as a Fort Worth detective
in 1984 and began work as a civilian fingerprint analyst in the Police
Department's identification bureau. When he didn't show up for work Nov. 2, his
co-workers asked patrol officers to visit his home in the 4900 block of Stadium
Drive.
There was no answer at the door and the officers
saw the home in disarray through the window. After finding a neighbor with a
key, police discovered the couple's bodies.
The Tarrant County medical examiner ruled that
the couple died from blunt-force trauma and stab wounds. Police declined to say
Friday whether they had been killed at the same time.
Detective Matt Hardy began his investigation by
looking for people suspected of committing assaults in the area.
"He did not focus on her [Mrs. Pieringer]
solely from the beginning," Sgt. Thornton said. "He interviewed her
initially, along with all the family members, as part of the
investigation."
Analysts
spent four days at the crime scene and recovered what they described as a large
amount of evidence. That evidence was sent to a lab, and the DNA report
revealing Mrs. Pieringer's blood at the scene was sent to investigators
Thursday, police said.
An arrest warrant was issued, and at about 8
a.m. Friday morning, officers arrested Mrs. Pieringer in the 4300 block of
Western Center Boulevard while she was driving home, police said.
Capital murder is punishable by life in prison
or death. If Mrs. Pieringer is indicted, prosecutors in the Tarrant County
district attorney's office will determine whether they will seek the death
penalty.
Records show that Mrs. Pieringer does not have a
criminal history in Texas.
Although the police investigation is not over,
Sgt. Thornton said, he does not expect other suspects to emerge.
"There were some problems [between the
Courtneys and their daughter] that had occurred in the past, and we are still
trying to examine those," he said, declining to elaborate.
The Courtneys' other daughter could not be
reached for comment.
Mr. Courtney had been with the Fort Worth Police
Department for more than 50 years and was well-respected.
"His experience, I think, is why most
people looked up to him," Sgt. Thornton said.
*
* * * *
Texas Law
Texas Slayer’s Rule law
dramatically changed in the second half of the 20th Century. Prior to that
change, Texas courts obeyed provisions of the Texas constitution and statutes
which prevented forfeiture of estates or insurance proceeds except in specified
circumstances. After the change, Texas
courts gave lip service to the law, while substantively overturning it for one
simple reason - the courts did not like the law. The law allowed some people to kill and
benefit from their victim’s estate or insurance. Understandably, the court didn’t like that result.
Texas courts adopted a
Texas Slayer’s Rule that allows the slayer to receive bare legal title but to
lose the use of the property. Texas
courts impose a constructive trust to achieve that result. The result is easy to like, although the
method is less desirable than simple forfeiture of the estate.
The most troubling
aspect of the approach chosen by the Texas courts is that Texas courts
pretended that their Slayer’s Rule is consistent with the letter and intent of
the statute and constitution. It
isn’t. The reality is that the court is
trumping the right to receive an inheritance or other benefit. That may be the correct result, but the
court doesn’t admit that it is doing that.
The early court opinions create the impression that the court was
unwilling to own up to what it was doing.
If the court is doing the right thing, it should do it openly and
honestly. If it has to deceive, maybe
it shouldn’t do it.
The court could have
followed the law and let the legislature and voters change the constitution and
law. That change would have
occured. The idea of a slayer
inheriting from the victim is repugnant.
Changing the law would have been easy and inevitable.
The court could have
announced that equity prohibits the slayer from benefiting, and that it would
impose a constructive trust to prevent the benefit, despite the constitution
and law.
Instead, the court
announced that it would impose a constructive trust, but claimed that its
action was consistent with the law that provided that the slayer would not
forfeit. The result is desirable. The
method is intellectually dishonest. The
dishonesty also makes the Texas Slayer’s Rule analysis more confusing. Honesty and clarity go hand in hand. Texas lacks that clarity that accompanies
honesty, so we deal with what exists.
Texas courts do not use
the term “Slayer’s Rule.” They seem to
be unfamiliar with the terminology even though is the accepted terminology in
America. It is useful terminology, and
we use it. Texas has a Slayer’s Rule,
even though it does not call it that.
The Texas Slayer’s Rule was created by the courts. It is not named or clearly defined. It develops on a case by case basis.
Before examining the
Texas cases, we set the scene as it existed before the 1955 case of Pritchett
v. Henry. Too often the study of law is
the study of the law as it is today without historical perspective. Historical perspective is important. It is very important to a thorough
understanding of the Slayer’s Rule.
We turn back the clock
100 years.
In 1897 Professor Ames
submitted to the legal profession a monograph discussing the question “Can a
murderer acquire title by his crime and keep it?” At that time there were very few cases in which this question had
been presented to the courts. Professor
Ames suggested three possible answers to his question:
(1) that
the murderer takes the property and keeps it;
(2) that
the murderer does not take the property;
(3) that
the murderer takes the property but holds it upon a constructive trust.
He suggested that it
would run counter to the principles of equity to permit the murderer to enrich
himself by his crime. On the other
hand, he suggested that it would violate the Statute of Wills or statute of
distributions to hold that the legal title did not pass to the murderer. He advocated the third view, that ‘the legal
title passes to the murderer, but equity will treat him as a constructive
trustee of the title because o the unconscionable mode of its acquisition, and
compel him to convey it to the heirs of the deceased, exclusive of the
murderer.’ ”[16]
Fifty six years later,
and two years before the Texas case of Pritchett v. Henry, Atkinson’s Handbook of the Law of Wills[17] described the state of American Slayer’s Rule law.
“Murder of the Ancestor
“When an heir or a
distributee feloniously kills the intestate, it seems shocking to allow the
former to succeed to the latter’s property.
However, in absence of statute, the majority of cases have held that he
may. In at least one such decision it
appeared that the slaying was for the purpose of obtaining the property. The chief reason assigned for this view is
that as the statutes of descent and distribution make no exception for the
situation, the courts should not imply one.
Some of the opinions also mention constitutional and statutory
provisions forbidding forfeitures for crime.[18] There is a strong
minority view, denying recovery to one who has killed his ancestor, largely
upon the broad ground that one should not be permitted to take advantage of his
own wrong. Most of the recent cases
take this position. Some of them
proceed upon the theory that the murderer takes no legal title to the property,
while others assume that legal title passes to him but a trust ex maleficio
will be impressed. The procedure may
differ according to which of these theories is adopted. However, this distinction ordinarily would
make little difference in ultimate effect, except that under the trust theory
an innocent purchaser from the murderer would be protected, which would not be
true if no title passed to the slayer.[19]
“Theoretically it may be
more justifiable to deny recovery to the legatee or devisee who has murdered
the testator than in the case of the heir who has killed the intestate. It is conceivable that a court might imply a
condition to the will, but refuse to create an exception to the intestate
statute. On the other hand the
constructive trust doctrine seems equally applicable to the cases of both will
and intestacy. In the few decided cases
involving the will situation, it is held that the guilty beneficiary is not
entitled to the testator’s bounty. It
should be noticed, however, that these cases were not decided in jurisdictions
which adhere to the majority rule in intestacy cases permitting the heir to
take.
“Public sentiment has
not regarded with favor the decisions enabling the murderer to inherit his
victim’s property. A large number of
states have passed statutes to prevent this result. Much of this legislation was brought about by decisions
permitting such an heir to take.
Unfortunately many of these laws were framed with the facts of a single
case in mind. Thus, in some
jurisdictions it is provided that the heir who ‘murders’ his ancestor is
barred. Under such a statute it has
been held that one who is guilty of
manslaughter only may take. Again some
of the statutes require conviction of the crime to work a forfeiture. In these jurisdictions it is held that if
the murderer prevents conviction by suicide, his estate or his heirs are
entitled to the property. The statutes
are also strictly construed with reference to the sorts of property interests
which are forfeited. Unless the
particular kind of interest comes clearly within the terms of the legislation
the murderer is entitled thereto.
“When the murderer is
denied the property of his victim, as is now usually the case either by statute
or by decision, what becomes of the property?
An Oregon case held that the murderer’s child, who was the grandchild of
the slain man, could not take as he was not the heir of his grandfather in the
lifetime of the murderer.
Inconsistently the same court held later that the deceased’s sister took
in a contest with the state claiming by escheat. In effect, these holding work corruption of blood. A better result was reached in a Kentucky
case which allowed the grandchild to take as if his parent, the slayer, were
dead. Of course the spouse of the
murderer, or one who can claim only from the latter, has no right to the estate
of the victim.
“Murder of One Joint
Tenant by Other Joint Tenant
“In case of a tenancy in
common, the killer should neither lose his moiety, nor be entitled to the
interest of the slain co-tenant by survivorship. Where the tenancy is joint and there are rights of survivorship,
the problem becomes acute. This
question is not one of succession, though it is reasonable to expect that a
court will follow here its general position on the matter of the slayer’s right
to take by descent or will from his victim.
However, many of the statutes designed to deny the right in case of
succession do not cover the joint tenancy situation, in which case the question
must be determined on a non-statutory basis.
“There is a conflict in
the few cases dealing with an ordinary joint tenancy; it has been held that the
murderer forfeits all interest to the representatives of the victim, and on the
other hand he has been given the entire interest as the survivor of the tenancy. Most of the decisions involve a tenancy by
the entireties, which cannot ordinarily be terminated by the sole act of either
spouse and which under modern law entitles each spouse to half of the income
during their joint lifetimes. A variety
of results have been reached. It has
been held that the murderer is entitled to the entire interest as the survivor,
while other cases have awarded half the property to the murderer and half to
the heirs of his slain spouse. Most of
the entirety cases have applied the doctrine of constructive trust,
however. In doing so the courts have
usually presumed that the slain spouse would have been the survivor in normal
course, or at least have treated the situation as if he would have
survived. A New York decision imposed a
trust for the entire interest in favor of the representatives of the slain
spouse, but this is subject to the objection that his own vested life interest
is forfeited for his crime. A more
reasonable application of the constructive trust doctrine would be to allow the
slayer to retain a half interest for his life, free of the trust which is
otherwise imposed in favor of the representatives of the slain spouse.
“Murder of Insured by
Beneficiary of Policy
“Both because of the
policy against allowing one to take advantage of his own wrong, and because of
the principle of insurance law that one cannot recover for a loss which he has
intentionally caused, a beneficiary who has murdered the insured cannot recover
on the policy. Usually the insurer
cannot defeat payment of the policy on this ground and the insured’s personal
representative can recover the full amount.
By the prevailing and better doctrine the guilty beneficiary is not
entitled to share in the proceeds so recovered by the estate though he is one
of the distributees. However, there are
some cases to the contrary.[20]. . . .
American Slayer’s Rule
Concepts
The Slayer is precluded
from benefiting whether or not he knows of the benefits he will receive as a
result of the death, and regardless of whether these benefits motivated the
killing.
If the death is
accidental or negligent, but not intentional or criminal, the Slayer’s Rule
does not apply.
If the Slayer was so
insane that the act is not criminal, the Slayer’s Rule does not apply.
A killing in self
defense does not come within the Slayer’s Rule.
Involuntary manslaughter
may be outside the Slayer’s Rule but an intentional act constituting
manslaughter might fall within the Rule, depending on the intent and nature of
the act.
The Slayer’s Rule
applies if the act is committed. A
criminal conviction is generally not required, although some statutes require
conviction. Proof is made as in civil
cases generally.
The Slayer’s Rule
applies to the enhancement of the Slayer’s interest in property. Thus, a Slayer may not enjoy a future
interest which is contingent upon the death of the victim.
The Slayer’s Rule
applies when a life insurance beneficiary kills the insured. The life insurance Slayer’s Rule may be
different from the probate slayer’s rule.
The Slayer’s Rule
applies even if there is no alternative beneficiary, and the benefits escheat
to the state.
* * * * *
The Texas Slayer’s Rule
Pritchett began the
modern era of the Texas Slayer’s Rule.
Activist judges did not like the result of previous adherence to the
constitutional and statutory law so they adopted the constructive trust
fiction. They gave lip service to the
law while achieving the opposite result.
They prevented the Slayer from benefiting from the death. In 1955, World War II was over, the nation
was prosperous and at peace, gasoline, sugar, sliced white bread, plastic,
automobiles and babies were plentiful, and the “modern view” of law was in
vogue. In Pritchett, the court adopted
the “modern view” of doing what the court thought was best instead of following
the law. The end justified the means.
Pritchett v. Henry 287 S.W.2d 546
(Tex.Civ.App. - Beaumont 1955)
“Howard Pritchett and his wife, Clyda Pritchett,
the appellants, filed their suit against . . .
Percy B. Henry, and certain life insurance companies; they alleged that
they are the parents of Melba Henry, who
had been the wife of appellee Percy B. Henry; that on or about January 8,
1955 Percy B. Henry shot and killed his
wife, Melba Henry, unlawfully and
illegally killing and murdering her in Houston, Harris County, Texas; they
further alleged that on said date of the alleged killing there was in existence
the will of Melba Henry and that
after her death such will was admitted
to probate in the Probate Court of Harris County, Texas, and that said Percy B. Henry is named as beneficiary
in said will. They further alleged that . . . there were in existence several
policies of life insurance insuring the life of Melba Henry and the said Percy B. Henry was the beneficiary in said life insurance policies. They further alleged that they were the
next of kin of the deceased, Melba Henry, after the appellee Percy B.
Henry, and prayed the court to forfeit
the interests of the appellee Henry in all policies of life insurance by virtue
of Article 21.23 of the Insurance Code. . . . .
“They
also prayed the court to declare the will of Melba Henry, deceased, inoperative
as to any of the terms thereof which make Percy B. Henry beneficiary and also
to declare and impress upon the property passing by inheritance from Melba
Henry, deceased, to Percy B. Henry a constructive trust for the benefit of the
appellants as the heirs of the said Melba Henry, deceased, other than Percy B.
Henry.
“They also alleged that the appellee, Percy B. Henry, had been indicted by the Harris County Grand Jury for the murder of
his wife, Melba Henry, the daughter of the appellants.
“They also alleged an
action in tort against Percy B. Henry for the wrongful death of Melba Henry.
“The appellee answered by plea in abatement,
alleging that the first and third counts of the original petition filed by the
appellants failed in their entirety to allege a cause of action upon which
judgment might be awarded to appellants, as a matter of law. These two counts
related to the causes of action alleged other than the pleading as to the
proceeds of the life insurance policies on the life of Melba Henry, deceased.
“The
trial court, upon a hearing of the pleas in abatement, sustained the
contentions of the appellee and dismissed
the cause of action of the appellants as to all matters alleged except those
involving the proceeds of the life insurance policies. By stipulation
between the parties the suit involving the insurance proceeds was severed from
the other causes of action pleaded and no appeal is taken from the court's
order or judgment in regard to the proceeds of the life insurance policies. The
appellants, however, have perfected their appeal from the order of the court
sustaining the plea in abatement. In their brief appellants make no point and
present no authority concerning the court's action in sustaining the plea in
abatement as to their third count, the tort action for wrongful death. The
trial court's action in that respect is affirmed.
“This
appeal squarely presents for the first time, insofar as we have been able to
find from the cases reported in Texas, the law question whether in this state a
person who willfully and unlawfully kills another may take title to property as
an heir or legatee of his victim and retain it free of a constructive trust
sought to be impressed upon such property by law for the benefit of the
victim's heirs at law other than the killer.
“The appellee contends that the question has
long been settled in Texas under the holding in the case of Hill v. Noland,
Tex.Civ.App.[21] In that case, by the Texarkana Court of
Civil Appeals, in 1912, the court held that our statutes provide that upon
dissolution of the marriage relation by death all property belonging to the
community estate of the husband and wife shall go to the survivor should there
be no children or their descendants; that the article in plain and unambiguous
language designates the person to whom the estate shall descend upon death and
that there is neither condition nor exception debarring or forfeiting the
estate or the right of succession to the wife or husband; that as the rule of
inheritance is explicit and imperative, the courts would not be warranted in
reading into the statute a clause disinheriting a survivor for the crime of murdering
the deceased spouse. The opinion further states that in such facts, that is,
where the survivor had murdered the deceased spouse, it is the intestate law
alone that casts the estate and right of succession to the wife, and this law
is absolute and peremptory. Writ of error was denied by the Supreme Court.
“We do not consider this authority as the final
expression of our Supreme Court on this question. In Greer v. Franklin Life
Ins. Co.,[22] by the Supreme Court, in 1949, the opinion
by Justice Garwood referred to the case of Hill v. Noland, supra, and stated,
‘in that case, incidentally, the more modern view of imposing a constructive
trust upon property inherited by a murderer from his victim, for the benefit of
the heirs other than the murderer, was evidently not suggested or
considered.’ This decision did not
involve directly the question under consideration here, but was concerned with
the application of the statute which eliminates the interest of the beneficiary
in a life insurance policy where the beneficiary willfully brings about the
death of the insured. We look upon it, however, as a statement by our Supreme
Court that it inclines to the more modern view of imposing a constructive trust
upon the property inherited by a murderer from his victim.
“The decision in the case of Pope v. Garrett,[23] by the Supreme Court, in an opinion by the
late Justice Smedley, has fully convinced us that the law in Texas now is in
keeping with such a more modern view,
and that the law will impress a trust upon the property of Melba Henry,
deceased, which passed to Percy B. Henry, either by inheritance or as a
beneficiary in her will, if the proof is sufficient to sustain the appellants’
allegation that he willfully and unlawfully caused her death.
“In Pope v. Garrett, supra, the facts are
extraordinary and were such as to present broadly the question of whether or
not the law will impress a constructive trust upon property inherited by an
heir of a deceased person when such person, by his own fraudulent or unlawful
act, would otherwise benefit from his own wrong doing. In that case Carrie
Simons, a few days before her death, had her will prepared leaving all of her
property to Claytonia Garrett, who was not related to her. The will was brought
to her and read to her in the presence of witnesses she had summoned; she
declared it to be her last will and as she prepared to sign her name to the
will, two of her heirs by physical force or by creating a disturbance prevented
her from carrying out her intention to execute the will. Shortly thereafter she
lapsed into a semi-comatose condition and died three days later. The court held
that a trust would be impressed upon the property of Carrie Simons in favor of
Claytonia Garrett, and that such trust would be impressed not only upon the
interests inherited by those who participated in the acts of violence that
prevented the execution of the will in favor of Claytonia Garrett, but that it
also should be impressed upon the interests inherited by all the heirs of
Carrie Simons. The court held this to be a case which is a typical one for the
intervention of equity to prevent a wrongdoer, who by his fraud or otherwise
wrongful act has acquired title to property, from retaining and enjoying the
beneficial interest therein, by impressing a constructive trust upon the
property in favor of the one who is truly and equitably entitled to the same.
The court cites and quotes from numerous cases and texts which enunciate this
rule. Two of the authorities cited and quoted from are Scott on Trusts, Vol. 3,
Sec. 489.4 and Restatement of the Law of Restitution, Sec. 184.
“We also rely on the following from Scott on
Trusts, Section 492: ‘Acquisition of Property by Murder.’ In 1897 Professor
James Barr Ames submitted to the legal profession a monograph discussing the
question, ‘Can a murderer acquire title by his crime and keep it?’ Professor
Ames suggested three possible answers to his question: (1) that the murderer
takes the property and keeps it; (2) that the murderer does not take the
property; (3) that the murder takes the property but holds it upon a
constructive trust. He advocated the third view, that legal title passes to the
murderer but equity will treat him as a constructive trustee of the title
because of the unconscionable mode of its acquisition, and compel him to convey
it to the heirs of the deceased, exclusive of the murderer. Scott adopts the
view that Professor Ames' answer is a sound one, as a matter of policy and as a
logical application of a well-settled principle. He says that in the absence of
a statute otherwise providing, it would seem that the legal title to the
property should pass to the murderer and he is chargeable as constructive
trustee. This seems to be the case where the Statute of Wills and the Statute
of Descent and Distribution is silent on the matter and there is no other
statute with respect to it. Where the Statute of Wills and the Statute of
Descent and Distribution make no provision as to the effect of murder of the
decedent by the legatee or heir, the property passes under the will or by
intestacy to him. It is then that the equitable principle as to unjust
enrichment becomes applicable. That principle is as applicable where the title
to property is acquired by murder as it is where the title is acquired by fraud,
duress or undue influence. By imposing a constructive trust upon the murderer,
the court is not making an exception to the provisions of the statutes, but is
merely compelling a murderer to surrender the profits of his crime and thus
preventing his unjust enrichment. In some cases the courts have permitted the
murderer to take and keep the property of the decedent because they thought it
would be a violation of the provisions of the Statute of Wills or the Statute
of Descent and Distribution, to deprive him of the property. These courts, the
writer says, have failed to see that in order to deprive a murderer of the
property it is not necessary to make an exception to the statute; all that is
necessary is to apply the well-settled equitable principle under which a
constructive trust is imposed upon one who acquires property through his own
wrong.
“The text also discusses that same principle as
applied to murder by spouse. It is pointed out that at common law the widow of
a decedent is entitled to a life interest in one-third of the land owned by her
husband at any time during coverture, and that prior to his death she had an
inchoate right of dower in the land, of which she cannot be deprived by his
will or by a conveyance inter vivos by him without her consent. It is argued
that since she has this interest during his lifetime, she should not be
deprived of it even though she murders him. It would seem, however, that she
should not be permitted to profit by the murder of her husband. If she had
predeceased him she would have taken no interest in the land. By her felonious
act she had made it certain that she survived him. It would seem, therefore,
that she should be precluded from the enjoyment of her dower interest. The same
consideration should apply with respect to the husband's right of curtesy where
he murders his wife. By statute it is frequently provided that the surviving
spouse shall have a certain share of the property of the deceased spouse if the
latter dies intestate. Under such statutes it is clear that there is the same
reason for imposing a constructive trust upon one spouse who murders the other
as where the heir or next of kin murders him.[24] We think the same reasoning applies to the
question of whether this principle shall be applied under our statute of
community survivorship. The surviving spouse should not be permitted to keep or
enjoy the property of the community, since by his willful act he has made
certain that he survives his deceased spouse and he should be precluded from
keeping and enjoying property which he takes as a survivor in community.
“The appellee urges here the holding in the case
of Hill v. Noland,[25] which is mentioned above. He says that our
statutes in regard to Wills and Descent and Distribution are silent as to any
exceptions thereto and that what the appellants are urging on this appeal is an
amendment to the statutes of the State of Texas to provide an exception to our
statutes of Wills and Descent and Distribution. He suggests also that the appellants should address their pleas to the
legislature of the State of Texas and not to this court. We do not agree.
We quote the following from the opinion in Pope v. Garrett:[26] ‘The argument is often made that the
imposition of a constructive trust in a case like this contravenes or
circumvents the statute of descent and distribution, the statute of wills, the
statute of frauds, or particularly a statute which prohibits the creation of a
trust unless it is declared by an instrument in writing. It is generally held,
however, that the constructive trust is not within such statutes or is an
exception to them. It is the creature of equity. It does not arise out of the
parol agreement of the parties. It is imposed irrespective of and even contrary
to the intention of the parties. Resort is had to it in order that a statute
enacted for the purpose of preventing fraud may not be used as an instrument
for perpetrating or protecting a fraud. (Citing cases.) In this case Claytonia
Garrett does not acquire title through the will. The trust does not owe its
validity to the will. The statute of descent and distribution is untouched. The
legal title passed to the heirs of Carrie Simons when she died intestate, but
equity deals with the holder of the legal title for the wrong done in
preventing the execution of the will and impresses a trust on the property in
favor of the one who is in good conscience entitled to it.’
“In keeping with the principles announced above,
in this case we hold that the petition
of the appellants alleged a cause of action in that it alleged a wrongful and
unlawful killing of Melba Henry by . . . Percy B. Henry; it alleged
that he was a beneficiary in her will, that they had no children and as next of
kin he would inherit her property as her heir even if the will was invalid; it
alleged that Melba Henry was their daughter and that they were her next of kin;
and it properly prayed for the imposition of a constructive trust in favor
of the appellants, the parents of the deceased. We hold that it properly alleged that legal title to the property of
Melba Henry, deceased, passed to .
. . Percy B. Henry, either by inheritance or as a beneficiary in
her will, and that the law imposes a
constructive trust thereon for the benefit of the appellants. The judgment
below is reversed and judgment here rendered, overruling the plea in abatement
of the appellee as to appellants' first count in their petition. The cause is
remanded to the district court for trial upon the merits.”
* * * * *
Bounds is the key Texas
case on the slayer’s rule. It is a Texas Supreme Court opinion covering
numerous issues. It addresses the Slayer’s Rule for both insurance and probate
assets. It involved a misdemeanor nolo
contendre plea to negligent homicide,
and defenses of self defense and unintentional killing. The slayer was the only witness. The slayer is the only one who knows what
was in the slayer’s mind.
In Bounds,[27] the Texas Supreme
Court adopts Pritchett’s “modern view” and approves the use of a constructive
trust to trump the constitutional and statutory inheritance rights and rights
to insurance death benefits. The reason is simple. The court doesn’t like the result if the constitution and law is
followed, so it adopts a “modern” legal fiction to overcome the constitution
and law. A court which sometimes claims that it will not tolerate form over
substance uses form over substance to achieve the result it desires. Instead of suggesting changes in the Texas
constitution and law, the Texas Supreme Court effectively nullifies the law
while denying that it is doing so.
Those who believe courts should reach the result they like and announce
that the law supports that result will find Bounds comforting. Those who believe judges should apply the
law, but not make the law, will find Bounds troubling. Regardless of your judicial philosophy, it
is clear that the court thought Bounds was very modern, as viewed in the 1950s,
and even in 1978. Of course, what Texas
courts thought of as “modern” was the view advocated by Professor Ames in 1897,
81 years before Bounds, and presumably
before any party, attorney, or jurist in Bounds was born. That made it only slightly more “modern”
than the constitution and less “modern” than the 1912 case of Hill v. Noland.[28]
Bounds v. Caudle 560
S.W.2d 925 (Tex. 1978)
“This is an appeal from two separate judgments resulting from a consolidated jury trial of
an appeal from a probate proceeding and a tort action. The suits resulted from
the death by gunshot of Mrs. Robbie
Bounds. The children of Mrs. Bounds,
Kerry Tyrone Caudle and Cheryl Kay Caudle, alleged and the jury found that
their stepfather, Dr. L. D. Bounds, intentionally and wrongfully caused their
mother's death. The trial court
rendered judgment in the probate proceeding which admitted the will of Mrs.
Bounds to probate, but disqualified Dr.
Bounds to serve as Independent Executor of the estate. Judgment was rendered in the tort action whereby a constructive trust
in favor of the children was imposed on all of Mrs. Bounds' property which
would have passed to Dr. Bounds under her will, and they were granted the proceeds of a life insurance policy on Mrs.
Bounds' life payable to Dr. Bounds.[29] The
two children were also awarded the damages found by the jury for their claim
under Art. 4651 et seq. for the
wrongful death of their mother. The court
of civil appeals affirmed the judgment in the probate proceeding, and it upheld
the imposition of the constructive trust and the award of the insurance
proceeds. It reversed and rendered a
take-nothing judgment on the claim for wrongful death.[30] We
reverse the judgments of the lower courts and remand the cause to the trial
court for a new trial.
“Robbie Caudle and Dr. Bounds were married in
1962. No children were born of this marriage; however, both had been
married once before and each had two
children by their prior marriages. The shooting ended a nine-year marriage
marked by discord and even some physical abuse. On the night of March 1, 1971, Mrs. Bounds was shot twice and killed in
the bedroom of the family home in Corpus Christi. Only the deceased and Dr.
Bounds were present at the time of the shooting. The evidence is conflicting about whether Dr. Bounds intentionally shot
her or whether she was unintentionally shot while he was attempting to wrest
the revolver from her grasp. Dr. Bounds was indicted for murder, but was
permitted to plead nolo contendere and, upon this plea, he was convicted of
negligent homicide in the first degree, a misdemeanor. . . .
BOUNDS APPLICATION
“The application of Dr. Bounds urges that there
is no legal basis to support the imposition of the constructive trust or the
forfeiture of the life insurance proceeds. He also asserts that there were
several procedural errors in the trial of the case which require a reversal of
the judgment.
“Dr. Bounds contends that before a constructive
trust can be imposed there must be a conviction and sentence for wilfully
bringing about the death of the insured. He urges that since he was convicted
only of the offense of negligent homicide, a constructive trust should not have
been imposed. This contention is largely based on Sec. 41(d) of the Probate Code which provides in part:
Convicted Persons and Suicide. No conviction shall work corruption of
blood or forfeiture of estate, except
in the case of a beneficiary in a life
insurance policy or contract who is convicted
and sentenced as a principal or accomplice, in wilfully bringing about the death of the insured, in which case the
proceeds of such insurance policy or contract shall be paid as provided in the
Insurance Code of this State, as same now exists or is hereafter amended . . .
“Dr. Bounds asserts the Probate Code takes
precedence over Art. 21.23 of the
Insurance Code which provides:
The
interest of a beneficiary in a life insurance policy or contract heretofore or
hereafter issued shall be forfeited when the beneficiary is the principal or an
accomplice in willfully bringing about the death of the insured. When such is the case,
the nearest relative of the insured shall receive such insurance.
“Although
the conviction for negligent homicide implies that the killing was committed
without intent, it is settled law that the judgment in the criminal case was
not binding[31] upon the court in
the civil proceeding.[32] This rule is particularly applicable here
where the conviction was based upon plea bargaining.[33]
“Texas courts have taken
the position that the law will impose a constructive trust upon the property of
a deceased which passed either by inheritance or by will if the beneficiary
wilfully and wrongfully caused the death of the deceased.[34] The trust is a
creature of equity and does not contravene constitutional and statutory
prohibitions against forfeiture because title to the property does actually
pass to the killer.[35] The trust operates
to transfer the equitable title to the trust beneficiaries. Although we have
found no case which considered the relationship of Sec. 41(d) of the Probate
Code to the common law rule which imposes a constructive trust, it was pointed
out in Greer that Art. 21.23 should be held to restate the common law rule
which would bar the beneficiary of a life insurance policy from profiting from
his own wrong.[36]
“We therefore conclude
that the imposition of a common law constructive trust in a situation such as
presented here is not inconsistent with the legislative intent behind Sec.
41(d) which requires an outright forfeiture in the case of a convicted killer.[37]
“The jury
here found: (1) that Dr. Bounds shot and killed Mrs. Bounds; (2) that the
action of Dr. Bounds in shooting and killing Mrs. Bounds was intentional;
and (3) that such action was wrongful. These jury findings fully support
the judgment of the trial court forfeiting his interest in the insurance policy
on the life of Mrs. Bounds and imposing a constructive trust on the property
devised to him under her will.
“Dr. Bounds has also complained in his
application for writ of error that the trial court erred in overruling his
objections to the submission of Special Issue No. 3 which reads as follows:
Do you find from a preponderance of the evidence
that the action of the Defendant, L. D. Bounds, in shooting and killing Robbie
M. Bounds, if you have found that he did, was wrongful?
“Dr. Bounds timely objected to the submission of
this issue in that the court failed to define the word "wrongful" and
further that it did not instruct the jury as to the elements of self-defense.
In connection with this objection, Dr. Bounds submitted a requested instruction
wherein he defined "self-defense" in substantially the form suggested
by this Court in Grieger v. Vega.[38] No question has been raised concerning the
correctness of the requested instruction, but the court of civil appeals found that there was no evidence to raise
the issue of self-defense. The court concluded that since Dr. Bounds
testified that he did not "intend" to shoot Mrs. Bounds, the ultimate
issue was accidental death and not self-defense.
“In support of its holding that the defense of
accidental death and self-defense cannot co-exist, the court of civil appeals
cited Whitehead v. State[39] and Sias v. State.[40] 3[41] The rule in these two cases is best
explained by the description in Sias of the Whitehead holding as follows:
In the relatively recent case of Whitehead v.
State, . . . this Court . . . held it was not error to refuse to give a charge
on self-defense where the defendant testified that the killing was an accident
and he had nothing to fear from the deceased.
“It is significant that in both Sias and Whitehead the fatal weapon was in the hands of the
accused and there was no testimony in either case that the defendant was placed
in fear of imminent death or great bodily harm at the hands of the deceased. It
is such fear which is the essential element of self-defense, not intent to
kill.[42]
“Here the testimony of Dr. Bounds is that when
he and Mrs. Bounds arrived home the argument which had begun at the dinner club
was continuing and that when he came out of the bathroom, she was standing in the bedroom pointing the revolver at him. He
further testified that he was able to grab the gun and, while struggling with
her for possession of the gun, she was shot.
“He testified:
I told you I don't know where my hands were at
the time that we were scuffling over the gun. I know I had at least one hand on
the gun, because that's what I was trying to control, the gun, because I didn't want to get shot. I didn't want
her to get shot, but it happened anyway.
“Also:
Q You said you were going to be able to handle
him (sic). You pulled the gun around this way.
A I told you I grabbed the gun and diverted it away from me. You're doing this.
I'm not doing that.
Q You were pointing the gun at her?
A I was getting it away from me. That was my
main . . .
Q Getting it away from you?
A Yes.
Q And it went towards her?
A It did when it went over.
Q Were you trying to discharge the gun in her
direction?
A I
was trying to protect myself.
“This
evidence, although refuted and rebutted by circumstantial evidence, clearly is
some evidence that Mrs. Bounds was shot during the scuffle which ensued when
Dr. Bounds undertook to disarm her in order to keep from being shot. This
testimony raises the issue of self-defense as well as that of accidental death.
We do not find the two defenses inconsistent under the facts in this case.
The submission of both have been upheld in criminal cases under somewhat
similar facts.[43]
“We are required to apply the "no
evidence" test in determining whether the requested instruction was
required to be submitted to the jury.[44] As a result, we must consider only the evidence and the inferences that may be
reasonably drawn therefrom which are favorable to Dr. Bounds' contention that
he was acting in self-defense, and to disregard all of the evidence and
inferences to the contrary. Under this test, the testimony of Dr. Bounds does
raise the issue that he was acting in self-defense at the time that Mrs. Bounds
was shot and killed. Furthermore, the issue was properly raised by his
trial amendment and was timely requested by him in his instruction to be given
with Special Issue No. 3. The trial
court therefore erred in refusing to give this instruction. This error mandates
a reversal of the judgment and remand for a new trial. . . .
* * * * *
Some evidence may not be
enough. The only person who knows the
truth may not be believed. The result
may depend on the credibility of the slayer’s testimony and whether the slayer
is liked by the judge or jury. We see
that Bounds did not fare well before a second jury. He lost on retrial.
Bounds v. Caudle 611 S.W.2d 685
(Tex.App. - Corpus Christi 1980)
“This is
the retrial . . . under the instructions of the Texas Supreme Court in
Bounds v. Caudle.[45] . . .
“. . .
Trial was before a jury which found the following: (1) that L. D. Bounds
shot and killed Robbie M. Bounds; (2) that such shooting was intentional;
(3) that such shooting was wrongful. . .
“The judgments of the trial court are affirmed.
* * * * *
Ford involves an easy
slayer’s rule case as far as guilt is concerned in that Ford was convicted of
murdering his wife. The interesting
issues are the applicability of the slayer’s rule to homestead rights,
community property, and assets owned jointly by the slayer and the slayed prior
to the slaying.
Ford v. Long 713 S.W.2d 798 (Tex.App.
- Tyler 1986)
“This is
a partition suit. The facts of the case are undisputed. Appellant Paul Ford
(Ford) killed his wife, was convicted of
murder, and is presently in prison. At the time of the murder, Ford and his
wife were in the process of getting a divorce. Ford's wife left a will naming
her sister, appellee Gwendolyn Long (Long), as sole beneficiary of her estate.
Long sued Ford for partition of a 30.4-acre tract of land (formerly jointly
owned by Ford and his wife), including a house and other permanent improvements
thereon; partition of money, debts, and
an automobile; and for possession of certain furniture, which had been the
separate property of Ford's wife. Ford defended by claiming a homestead right
in the real property and by claiming the right to use the furniture, as exempt
property, for the rest of his life. The parties agreed on a division of the
remaining property. The trial court rendered judgment reflecting the
parties' agreement as to the partition of the money, debts, and automobile.
Furthermore, the court imposed a
constructive trust in favor of Long, granting Long's application for partition
of the real estate and possession of the furniture. The court ordered that the
real estate be sold and the proceeds divided equally between the parties. We
affirm.
“Ford brings three points of error, asserting that
the trial court erred in concluding that (1) because Ford was convicted of the
murder of his wife, he forfeited all homestead rights in the 30.4-acre tract of
land; (2) Long is entitled to partition; and (3) Ford is not entitled to the
use and benefit of the furniture for life. In sum, Ford contests the trial court's decision to impose a constructive trust
in favor of Long.
“A constructive trust is based upon the
equitable principle that a person shall not be permitted to profit from his own
wrong.[46]
“Ford argues that because "no conviction
shall work corruption of blood or forfeiture of estate," Tex. Const. art.
I, § 21, the trial court's imposition of a constructive trust amounts to an
unconstitutional penalty for his crime. This argument is without merit.[47] Imposition
of a constructive trust does not deprive a murderer of property lawfully
acquired by him, but merely prevents the murderer from acquiring a beneficial
interest through his unlawful act.[48] Here, had
Ford predeceased his wife, he would have taken no homestead interest in the
land. Since by his willful act Ford made certain his survival, he should be
precluded from keeping and enjoying property he takes as a survivor in the
community.[49]
“We find that the trial court properly imposed a
constructive trust. . . .
* * * * *
Ovalle explores
application of the slayer’s rule to the family allowance, allowance in lieu of
exempt property, exempt personal property, and homestead rights. Ovalle includes a self defense claim, a
justification claim, and a lack of willfulness defense. It also contains an
erroneous collateral estoppel analysis, which is underlined.
Ovalle v. Ovalle 604 S.W.2d 526 (Tex.Civ.App. 1980)
“This is an appeal by the Administrator of the
Estate of Roberto Ovalle, Sr. from final order
of the Probate Court awarding Anita Ovalle (widow of Roberto): 1) $4500.00
family allowance; 2) $500.00 allowance in lieu of exempt property; 3)
furniture, fixtures, tools, personalty, two automobiles; and 4) right of
occupancy of the homestead.
“Roberto
Ovalle, Sr. died on December 31, 1977 leaving
five children and a wife, not the mother of his children. His brother Raul
G. Ovalle (Appellant) was appointed Administrator of his Estate. His widow Anita (Appellee) made application
to the probate court for 1) family allowance; 2) exempt property allowance; and
3) furniture, automobile, personalty and use of the parties' homestead.
“The Administrator and
deceased's children opposed such applications alleging: 1) Anita intentionally
killed the decedent; and 2) that because of Anita's action in wrongfully
bringing about the death of decedent she should not be allowed to collect any
proceeds from his estate.
“Applications were also
made for family allowance and exempt property allowance on behalf of Roberto Ovalle,
Jr., minor child of the deceased.
“Trial was to the court
which rendered final order decreeing: Anita Ovalle recover 1) $4500.00 family
allowance; 2) $500.00 allowance in lieu of exempt property; 3) exempt personal
property (furniture, fixtures, tools, two automobiles); and 4) right of
occupancy of the homestead.
“Such order further
decreed a family allowance of $2500.00 and a $500.00 exempt property allowance,
to the minor child Roberto, Jr.
“The trial court filed Findings of Fact finding
among other matters that "In causing the death of her husband, Anita
Ovalle was justified in using deadly force against her husband, because she
reasonably believed that such force was immediately necessary to protect
herself against the use by Roberto Ovalle of unlawful force".
“Appellant appeals on. . . . 2 main contentions:
“ ‘1) The trial court erred in finding that
appellee was justified in using deadly force against her husband because such
finding is against the great weight and preponderance of the evidence.
“ ‘2) The trial court erred in concluding as
matters of law that appellee should be awarded statutory allowances and rights
from her husband's estate, because she intentionally killed her husband without
justification’.
“There are fundamental maxims of the common law
which say: ‘No one shall be permitted to profit by his own fraud, or to take
advantage of his own wrong, or to found any claim upon his own iniquity, or to
acquire property by his own crime. These maxims are adopted by public policy,
and have their foundation in universal law administered in all civilized
countries’[50]
“Laspy[51] holds that one may
qualify as a widow within the purview of statute authorizing payment of widow's
allowance from the estate of deceased only if she has been reduced to widowhood
by the ordinary and usual vicissitudes of life and not by her own felonious act
which created that condition; and further that a wife who feloniously kills her
husband will not be permitted to take from his estate property and allowances
provided by statute for surviving widows.
“Texas
courts hold that the law imposes a constructive trust upon property of a
deceased which passed either by inheritance or by will if the beneficiary
wilfully and wrongfully caused the death of the deceased; and further that the
legislative intent behind Probate Code,
Sec. 41(d) requires outright forfeiture[52] of all inheritance
and benefits in the case of a convicted killer.[53]
“Appellee
was indicted for murder of her husband, but convicted of voluntary
manslaughter, sentenced to 10 years probation as a result of plea bargaining. The
judgment in a criminal case is not binding upon the court in a civil
proceeding; and this rule is particularly applicable where the conviction is
based upon plea bargaining.[54] [55]
“Thus, the primary issue in this case is whether
the trial court's finding that Anita Ovalle was justified in using deadly force
against her husband is against the great weight and preponderance of the
evidence.
“Appellee was 41 years old, had attended high
school, business college and Austin Community College and was employed by the
City of Austin in a secretarial position. The deceased was 45 years old, an Air
Force retiree, and was with the Austin Police Department assigned as a security
guard at Brackenridge Hospital. Appellee and deceased were married on April 14,
1975, but had lived together since 1961. Appellee was previously married and
has a grown son; the deceased was previously married and has 5 children
including a minor son.
“On December 31, 1971 deceased got off work at
3:30 P.M. and arrived home at approximately 4 P.M. Appellee put the deceased's
gun away in the drawer of a night stand; then went outside and helped deceased
wash the cars; watched TV; ate supper about 6:30 P.M.; deceased had several
drinks during the period from 4 P.M. to 8 P.M. About 8 P.M. appellee and
deceased fussed about "the possibility of him having another woman live in
our house and also the possibility of him dating other women"; "I
tried to talk him out of the way he was, you know, saying you know, that he
wanted to do such things. And I kept on telling him that that wasn't
right"; about 8:30 P.M. a telephone inquiry came with regard to whether
appellee and deceased were going to visit his family that night; there was
friction at this point as to whether they would visit deceased's family or go
to the NCO Club; deceased left the TV
room to get a drink; appellee followed him; deceased told appellee to
"leave me alone"; deceased then went into the bathroom and shut the
door; appellee pushed the door open, stuck her foot in the door; deceased
shoved appellee; slammed the door on her face; appellee scratched deceased;
deceased went back in the bathroom, came back out and said to appellee
"You should never have done that, you are going to regret it";
deceased went back in the bathroom; came out and said to appellee "I'm
sorry"; deceased went back in the bathroom; appellee went to the master
bedroom and got the pistol and stood in the doorway with it holding it with
both hands; deceased came out of the bathroom coming toward appellee down the
hall; appellee fired the gun four times into deceased's head, chest and abdomen;
appellee remembers the first shot only; she
testified she was in fear of her life or serious bodily harm at that point; that
she was "scared to death"; that after that she called the police;
in the past deceased had beaten up appellee but she never reported same to
anyone or went to a doctor; deceased was intoxicated; only deceased and
appellee were present; thereafter that night appellee gave a statement to the
police in which she admitted shooting
deceased.
“Section 9.31 Self Defense Texas Penal Code
provides in pertinent part:
“"(a) Except as provided in Subsection (b)
of this section, a person is justified in using force against another when and
to the degree he reasonably believes the force is immediately necessary to
protect himself against the other's use or attempted use of unlawful force.
“"(b) The use of force against another is
not justified:
“(1) In response to verbal provocation alone;
“(2) * * *
“(3) * * *
“(4) If the actor provoked the other's use or
attempted use of unlawful force, unless:
(A) The actor abandons the encounter, or clearly
communicates to the other his intent to do so reasonably believing he cannot safely
abandon the encounter; and
(B) the other nevertheless continues or attempts
to use unlawful force against the actor.
“"(c) * * *
“"(d) The use of deadly force is not
justified under this subchapter except as provided in Sections 9.32, * * *
".
“Section 9.32 Deadly Force in Defense of Person
provides in pertinent part:
“"A person is justified in using deadly
force against another:
“"(1) if he would be justified in using
force against the other under Section 9.31 of this code;
“"(2) if a reasonable person in the actor's
situation would not have retreated; and
“"(3) when and to the degree he reasonably
believes the deadly force is immediately necessary:
(A) to protect himself against the other's use
or attempted use of unlawful deadly force; or
(B) to prevent the other's imminent commission
of * * * murder * * * ".
“If deceased's actions amounted to unlawful
force or threat of unlawful force, he afterwards said he was sorry; it was
thereafter appellee got the gun and stood in the doorway of the bedroom; appellee
had more than adequate time to have left the house and retreated; and appellee
fired four shots into deceased-anyone of which shots the pathologist medical
examiner of Travis County testified would have been fatal.
“We think that from the evidence as a whole the trial court's finding that appellee was
justified in using deadly force against her husband because she reasonably
believed that such force was immediately necessary to protect herself against
the use by her husband of unlawful force, is against the great weight and
preponderance of the evidence. . . . the judgment awarding benefits to appellee
is reversed and remanded for a new trial.”
* * * * *
Thompson is a “slayer
who slayed the slayer” case in which the slayer killed his father and later
killed himself. The issues included
whether the slayer actually killed his father, whether the slayer’s suicide
nullifies the implementation of the slayer’s rule, and someone who never met
either the deceased or the slayer may testify as an “expert” that the slayer in
fact did, or did not, slay his father, with his “expert” opinion based on brief
conversations with other people about the slayer, review of the slayer’s high
school transcript, and review of a description of the slayer’s “growth and
development” by the slayer’s mother, along with listening to audio tapes made
by the slayer after the slaying. Note
the suicide and lack of a conviction.
Thompson v. Mayes 707 S.W.2d 951 (Tex.App.
- Eastland 1986)
“This is an appeal from a suit to impose a constructive trust on the assets which passed to
Donald Marshall Thompson (Don Thompson) under the will of his father, Jo B.
Thompson. The other devisee under Jo B. Thompson's will is his sister,
Leonette Mayes. On December 19, 1984, Mrs. Mayes brought this suit alleging
that a constructive trust should be imposed upon the assets that Don Thompson
received under his father's will. Don
Thompson committed suicide on January 16, 1985, and Nancy Thompson (Don
Thompson's mother and the former wife of Jo B. Thompson) was substituted as
defendant both individually and as independent executrix under her son's will. The jury found that . . . Don Thompson "intentionally and wrongfully caused the death of Jo B. Thompson by
shooting him with a gun." A
judgment imposing the constructive trust was rendered for plaintiff.
Defendant appeals. We affirm.
“Defendant, Mrs. Thompson, argues in her first
point of error that the trial court erred in overruling her motion for judgment
non obstante veredicto because this suit was barred by limitations. We
disagree.
“Defendant contends that the two-year limitation
period prescribed in Article 5526(5) 1[56] applies in this case. The applicable
portions of this statute provide:
“There shall be commenced and prosecuted within
two years after the cause of action shall have accrued, and not afterward, all
actions or suits in court of the following description:
* * *
* * *
“5. Action for injury done to the person of
another where death ensued from such injury; and the cause of action shall be
considered as having accrued at the death of the party injured.
“A suit to impose a constructive trust is not an
"[a]ction for injury done to the person of another"; rather, it is an
action in equity to prevent unjust enrichment of a person who has wrongfully
acquired property.[57] When the proven circumstances show that the
holder of the legal title may not in good conscience retain the beneficial
interest, then equity converts him into a trustee.[58]
“In her second and third points of error,
defendant contends that plaintiff's suit was barred because: (1) as a matter of
law, plaintiff waived her right to file this suit for constructive trust by
entering into an "Agreement as to Finality of Judgment" 2[59] in a prior suit to probate the will of Jo B.
Thompson; and (2) as a result of her entering into the aforementioned
agreement, plaintiff had unclean hands which was a bar to her suit in equity.
“The "Agreement as to Finality of
Judgment" was signed by Don Thompson and plaintiff. The agreement was made
a part of the record in Cause No. 16,230, which was a suit to probate Jo B.
Thompson's will by bill of review in the 266th District Court of Erath County.
The judgment probating the will and the agreement as to its finality were
signed December 19, 1984. The instant case was filed later that same day.
“Nowhere in the aforementioned agreement is
there a reference to either party's right to file a subsequent lawsuit
involving matters not related to the probate of Jo B. Thompson's will. The
agreement contains no language waiving the right to seek the establishment of a
constructive trust on the assets received under the will. The agreement waives
the right to appeal and makes the probate judgment final. Defendant's second
point of error is overruled.
“With regard to the unclean hands contention,
the legal title of the assets passed to Don Thompson by virtue of his father's
will. Plaintiff agreed that the judgment probating the will would become final
and that she would not seek to disturb the judgment probating the will by appeal
or otherwise. She has not sought to do so. Plaintiff has employed an equitable
proceeding against the holder of the legal title for the wrong done and has
impressed "a trust on the property in favor of the one who was in good
conscience entitled to it."[60] It has not been shown that plaintiff's hands
were unclean. Defendant's third point of error is overruled.
“In her fourth point of error, defendant argues
that plaintiff was not entitled to have a constructive trust imposed under the
facts and circumstances of this case. Defendant contends that the provisions of
TEX.CONST. art. I, sec. 21 and TEX.PROB. CODE sec. 41(d) provide that not even
murder or suicide would have caused Don Thompson to forfeit his share of his
father's estate. Therefore, since Don Thompson
was not indicted for his father's murder and since the evidence linking him to his father's death is circumstantial,
the imposition of a constructive trust in this case would be an inappropriate
expansion of this doctrine. We disagree.
“The jury
found that Don Thompson intentionally and wrongfully caused the death of his
father. There is no challenge to the sufficiency of the evidence to support
that finding. Therefore, the fact that
the jury's verdict was based on circumstantial evidence is not relevant to
the propriety of imposition of the constructive trust.
“Application of the settled law in this State to
this set of facts permits the imposition of a constructive trust. As stated by
the court in Bounds v. Caudle:[61]
“Texas courts have taken the position that the
law will impose a constructive trust upon the property of a deceased which
passed either by inheritance or by will if the beneficiary willfully and
wrongfully caused the death of the deceased.
“Defendant's fourth point of error is overruled.
“In Point of Error No. 5, defendant contends
that plaintiff's case is barred by res
judicata and by the doctrine of merger and bar. She argues that the
constructive trust cause of action should have been included in the bill of
review suit to probate Jo B. Thompson's will 3[62] and that the judgment probating the will
distributed the estate to Don Thompson and plaintiff; therefore, the prior suit
was a final disposition of the assets, and it barred any subsequent suits
concerning those assets.
“The Texas Probate Code expressly provides that
district courts have jurisdiction over suits to apply constructive trusts.[63] Defendant cites the case of Abbott
Laboratories v. Gravis,[64] as support for her argument that any action
which could have been brought in the proceeding to probate the will should have
been litigated in that proceeding. Abbott is clearly distinguishable. In
Abbott, the plaintiff's original suit was based on negligence in preparing and
furnishing a drug to the plaintiff. In a subsequent suit, which the court held
was barred by res judicata, the plaintiff pled products liability as the theory
of recovery for the same alleged injuries arising from the same incident
involving the drug. The court stated at page 642 that:
[A] party cannot relitigate matters which he
might have interposed, but failed to do so, in an action between the same
parties or their privies in reference to the same subject matter.
“A suit to probate a
will does not involve the ‘same subject matter’ as a suit to impose a
constructive trust.
“The bill of review suit
to probate the will dealt with the authenticity of the will and proof that the
testator was dead. The instant suit involves the question of whether Don
Thompson intentionally and wrongfully caused his father's death. The theory of
recovery, the operative facts, and the measure of recovery are all different in
this case. Therefore, this suit is not barred by res judicata.[65]
“In Point of Error No. 6, defendant contends
that the trial court abused its discretion in excluding the testimony of a
psychologist, Dr. Frank Wichern, regarding his opinion as to Don Thompson's
non-involvement in his father's disappearance. We disagree.
“Defendant's attorney
revealed to the court that he intended to ask Dr. Wichern his opinion
concerning whether or not Don Thompson "may have" killed his father. Plaintiff's attorney
took Dr. Wichern on voir dire to determine the basis of any opinion proffered
by the doctor. Dr. Wichern testified
that he had no personal knowledge of or contact with either Jo B. Thompson or
Don Thompson. After Don Thompson's suicide, Dr. Wichern talked to six people
for less than one hour each concerning their relationships with Don Thompson.
Some of these people did not have a relationship with Don Thompson at the time
of his father's disappearance. One person had neither known nor had any
personal contact with Don Thompson. Dr. Wichern reviewed both Don Thompson's
high school transcript and a summary prepared by his mother, the defendant, of
his growth and development. Dr. Wichern listened to the tapes made by Don
Thompson before he shot himself. The only other knowledge that Dr. Wichern had
of Jo B. Thompson's disappearance was what he had read in The Dallas Morning
News. Dr. Wichern testified that he compiled all of this information into a
"psychological autopsy" in an effort to determine Don Thompson's
state of mind at the time of his father's disappearance.
“Jo B. Thompson was last seen more than two
years prior to this trial. Defendant's
attorney revealed to the court that he intended to ask Dr. Wichern his opinion
as to Don Thompson's state of mind on the day his father disappeared. This
opinion was based on information gathered after Don Thompson's suicide. Dr.
Wichern testified that psychological autopsies have been used by psychologists
in forming opinions as to the state of mind of alleged suicide victims at the
time of their death. In those cases, the issue was whether the person committed
suicide, not whether the decedent may have killed another person two years earlier.
“Plaintiff's attorney inquired about the
purpose, acceptance, and reliability of an opinion based on a psychological
autopsy when used to determine a person's state of mind at a prior time.
Pertinent portions of Dr. Wichern's testimony are:
“Q. Has [a psychological autopsy] ever been used
to hypothesize what the state of mind was at a prior time?
“A. I have no personal knowledge of that, I
suspect it could be.
“Q. That's what you're attempting to do in this
case; is that not correct?
“A. Yes, that's right.
“Q. You're not aware that it has ever been
attempted before, though?
“A. Not to my knowledge--personal knowledge.
“At the conclusion of the voir dire, plaintiff's
attorney objected to the admission of Dr. Wichern's testimony on the grounds
that "there is not an underlying technical or scientific principle that it
is sufficiently reliable for his testimony to be of assistance to the
jury" and the testimony was not permitted by Rule 702 of the Texas Rules
of Evidence. Under TEX.R.EVID. 702, an expert's testimony should not be
admitted if it would be more likely to prejudice or confuse than to assist the
jury. Therefore, an expert's opinion should be based on an existing body of
scientific, technical, or other specialized knowledge that is pertinent to the
facts in issue. The underlying technical or scientific principle should be
sufficiently reliable for the testimony of the witness to be of assistance to
the jury.[66]
“The trial judge has broad discretion in
determining issues concerning the general admissibility of evidence.[67] This rule is consistent with prior Texas law
regarding the trial court's preliminary determination of fact as to the
admissibility of expert testimony; therefore, the trial court's decision will
not be overruled unless an abuse of discretion is shown.[68] The trial court did not
abuse its discretion in refusing to admit this testimony, especially after the
expert conceded that he did not know of any other instance where a
psychological autopsy had been used in this manner.
“Moreover, the issue to be decided in this case
is whether Don Thompson intentionally and wrongfully caused the death of his
father. Under the facts of this case, the jury did not need the assistance of
scientific, technical, or specialized knowledge to decide this question. The
admission of this testimony would not have assisted the jury in making
inferences regarding the fact issue more effectively than the jury could do so
unaided.[69] Defendant's sixth point of error is
overruled.
“Defendant argues in Point of Error No. 7 that
the trial court erred in excluding Don Thompson's alleged suicide tapes. She
argues that the tapes were admissible under either TEX.R.EVID. 803(3),
804(b)(2), or 804(b)(3)(B), or under all three.
“Rule 803(3) is an exception to the hearsay rule
which permits the admission of a "statement of the declarant's then
existing state of mind." Don Thompson's state of mind more than two years
after the date his father disappeared is not material to any issue involved in
this case. Therefore, even if the tapes technically fall within an exception to
the hearsay rule, they still are not admissible because they are not relevant.[70] .
“These tapes were also not admissible as a dying
declaration under Rule 804(b)(2). Under this rule, dying declarations which
concern the cause or the circumstances of what the declarant believed to be his
impending death are admissible as exceptions to the hearsay rule. The cause or
circumstances of Don Thompson's death were not relevant to this case, and the
tapes were properly excluded. TEX.R.EVID. 401, 402.
“Defendant also contends that the tapes were
admissible under TEX.R.EVID. 804(b)(3). 4[71] This rule concerns statements of personal or
family history and excepts certain of these statements from the hearsay
prohibition. Defendant contends that the tapes are admissible because the
statements on the tapes concern the death of a person to whom Don Thompson was
related by blood, i.e., his father. We disagree.
“On the
portions of the tapes quoted in defendant's brief, Don Thompson denies any
involvement in or knowledge of his father's disappearance. Consequently, the
proffered statements do not concern the "death" of Jo B. Thompson and
were properly excluded.
“Defendant next contends that Don Thompson's
responses to questions propounded to him by the examiner during a polygraph
examination were improperly excluded from evidence. Defendant again relies on
Rule 804(b)(3) as basis for the admission of this testimony.
“The
answers to the questions asked by the polygraph examiner indicate that Don
Thompson did not know any of the details about his father's disappearance or
did not even know if his father was dead. Therefore, these statements do not
concern the "death" of his father and, in fact, tend to show that Don
Thompson could not make any statement about his father's death because he did
not know anything about it. Therefore, the statements were properly excluded.
“In her final point of error, defendant urges
that the trial court abused its discretion in refusing to grant her motion to
transfer venue under TEX.R.CIV.P. 257 and 258. She contends that under Rule 258
the controverting affidavit submitted by plaintiff is insufficient to attack
the affidavit that she filed previously in support of her motion. We disagree.
“Plaintiff's affiant, Mr. Oxford, swore in his
affidavit that:
“I do not believe the means of knowledge whereby
JOHN B. FOUTS, HOSEA WARREN, MARY A. WESTBROOK and NANCY J. THOMPSON have
formed their opinions concerning a prejudice against DONALD MARSHALL THOMPSON
is accurate. In my opinion his estate and its beneficiaries can obtain a fair
and impartial trial on the matters in controversy in Erath County, Texas.
“These statements are sufficient to raise and
frame the issue of whether or not an impartial trial could be had in Erath
County.[72]
“Therefore, the question now becomes whether or
not the trial judge, after considering the evidence produced at the hearing,
abused his discretion in refusing to transfer venue. The evidence produced by
defendant at the hearing was controverted by plaintiff's evidence. Both sides
produced competent testimony to support their position. We find no abuse of
discretion in refusing to transfer the case.[73] All points of error are overruled.
“The judgment of the trial court is affirmed.
*
* * * *
Sanderson v. Sanderson 591
S.W.2d 623 (Tex.Civ.App. - Austin 1979)
In
Sanderson, the court of appeals can’t
resist showing off. Justice Shannon
shows mastery of vocabulary and procedure, tells the lawyers how to try the
case, and sends it back to see if they can follow instructions. Sanderson is another slayer slays the slayer
case. With all the slaying, it can be a
challenge to prove what happened, especially for those who are not as adept as
Justice Shannon, as the opinion points out.
Will they do better the next time after the court of appeals tells them
how to do it? We note that Sanderson is a second attempt by the
court, with the first opinion withdrawn. Apparently the court of appeals also
needed two tries to get it right, although they don’t tell us what they found
in need of revision in their first opinion.
“SHANNON, Justice.
“The opinion of this Court handed down on
November 14, 1979, is withdrawn, and
the following opinion replaces it.
“Appellees filed suit in the district court of
San Saba County seeking judgment for damages for the wrongful death of Ivan Glenn Sanderson and for the imposition of a
constructive trust upon that part of the estate of Glenn that would have passed
to appellants by the law of descent and distribution. After trial to a jury,
the district court entered judgment imposing the constructive trust. We will reverse the judgment and remand the
cause for a new trial.
“Glenn Sanderson and John Turner Sanderson were
half-brothers. Both men died in San Saba County of gunshot wounds on January
23, 1976. Glenn died intestate and John Turner died testate. The parties are
accounted for in the margin.1[74]
“Appellee's contention was that John Turner rose up against Glenn his
brother and slew him with two shotgun blasts. John Turner was discovered
the same day in his house, dead from a rifle shot that passed under the chin
and through the head. Appellees claimed that John Turner, in a fit of remorse, took his own life.
“Because
John Turner's right to share in Glenn's estate was allegedly burdened by the
primal curse, appellees argued that equity should not permit title to pass to
John Turner, his heirs, legatees or beneficiaries. Instead, appellees
contended that the court should impress upon that share a constructive trust
for the benefit of the other heirs of Glenn Sanderson, namely themselves.
“The court's charge contained four special
issues. The jury answered the
initial issue that on January 23, 1976, John
Turner wrongfully shot and killed Glenn. By their answers to the other issues the
jury refused to find compensatory damages and refused to assess exemplary
damages. Appellees filed no cross-points challenging the jury's refusal to
find damages.
“The
district court's judgment imposed a constructive trust upon the estate of Glenn
to the extent of the interest that passed to John Turner ". . . and/or his
heirs at law and next of kin . . ." The judgment further directed
Glennetta Sanderson, individually and in her capacity as independent executrix
of the estate of John Turner, and her children to convey to appellees and Wilma
Lou Smith their interest in the estate of Glenn.
“Appellants attack the judgment by several
points of error. Three points attack the factual cornerstone of the judgment,
the jury's finding that John Turner killed his brother. Appellants claim that
the finding is supported by no evidence or, alternatively, by insufficient
evidence.
“By entry of the judgment the district court
necessarily must have concluded that because neither the slayer nor his heirs,
legatees, or beneficiaries might profit by fratricide,
a constructive trust should be imposed upon their interest in the estate of the
fallen brother. Should there be no support or insufficient support in the
evidence for the jury's finding, the judgment must fall without regard to the
law questions concerning the imposition of the constructive trust.
“In considering a "no evidence" point,
the reviewing court must reject all evidence contrary to the jury's finding and
consider only the facts and circumstances that tend to support those findings.[75] In reviewing factual sufficiency points of
error, the court considers all of the evidence.[76]
“The district court included the following
instruction in the charge: ‘A fact may be established by direct evidence or by
circumstantial evidence or both. A fact is established by direct evidence when
proved by witnesses who saw the act done or heard the words spoken or by
documentary evidence. A fact is established by circumstantial evidence when it
may be fairly and reasonably inferred from other facts proved.’ There was no
objection to the instruction.
“The body of Glenn Sanderson was found face-down
in his field alongside a line of open post holes during the late afternoon of
January 23, 1976. The scalp, skull, and brain exhibited massive injuries caused
by two shotgun blasts. Two shotgun shells and wadding were found at the scene
of the shooting. There was testimony that the second blast was made at close
range. There was no direct evidence as to the identity of the assassin.
“Earlier in the same afternoon, the corpse of
John Turner Sanderson was discovered in the washroom of his house, lying on the
right side with a rifle to the side. The entry point of the bullet was under
the chin. There was gunpowder about the edges of the wound under the chin. The
testimony was that the character of gunshot wound involved was consistent with
suicide.
“George Shelby Sanderson testified that John
Turner and his brother Glenn ‘. . . did not get along all right.’ Harvey
Reeves, a justice of the peace of San Saba County, testified that John Turner's
son, Thomas, told him that his father and his uncle Glenn had disagreed
recently and may have traded ‘a lick or two.’ Because Thomas was a party to the
suit, his statement to the justice of the peace was admissible as an admission
against interest, an exception to the hearsay rule.[77]
“Appellees attempted to prove that Glenn was
slain with a shotgun owned by John Turner. Sheriff Brantley Barker testified
that someone brought him a twelve gauge shotgun, said to have been found in
John Turner’s pickup truck. Barker did not identify who delivered the firearm
to him.
“The sheriff took the shotgun to a hardware
store in San Saba where John Turner reportedly had taken his shotgun for
repairs in the past. The sheriff testified that the serial number of the
shotgun in his possession corresponded with the serial number in the records of
the hardware store. Appellees called no one from the hardware store to prove up
the store records and to prove that in the past John Turner had brought in the
shotgun for repairs.
“Appellees proved that the shotgun, together
with the shells and wadding found near Glenn Sanderson’s corpse, was delivered
by the sheriff to a Texas Ranger who took those items for testing to the
Ballistics Crime Laboratory of the Department of Public Safety in Austin. After
the usual tests and comparisons were made at the laboratory, the supervisor of
the laboratory, Fred Reimer, testified that he was of the opinion the shells
found near Glenn Sanderson’s corpse were fired from the shotgun allegedly owned
by John Turner Sanderson.
“After the shotgun was returned from Austin to
San Saba, the sheriff testified that he ‘gave it to the family.’ As to the
identity of the recipient of the shotgun the sheriff testified only that, ‘I’m
not sure which one (of the Sandersons) but it was some of the family that
pickup (sic) them up.’
“One problem with appellees’ proof is that the
sheriff’s testimony concerning the discovery of the shotgun in John Turner’s
pickup truck is hearsay evidence of no probative force or effect. Also hearsay
is the sheriff's evidence that John Turner had previously taken his shotgun to
the hardware store for repairs. An employee of the store could have been called
to prove up that fact and also prove up the records showing the serial number
of the weapon repaired. No objection was made to the admission of the hearsay
evidence, but none was necessary since hearsay evidence is without probative
value whether objected to or not.[78]
“Because there was no probative evidence that
the shotgun submitted for testing at the ballistics laboratory was owned by
John Turner, the opinions of Fred Reimer were of no probative value in
connecting John Turner with the slaying.
“Texas Ranger Bob Favor was permitted to testify
without objection that based upon his ‘investigation’ he was of the opinion
that ‘. . . Ivan Glenn Sanderson met his death at the hands of John Turner
Sanderson.’ Likewise, Sheriff Barker testified without objection that premised
upon his investigation he had formed the opinion that the death of Glenn
Sanderson was caused by a gunshot wound from a shotgun owned by John Turner
Sanderson.
“Appellants urge that we give no effect to
Favor's and Barker's opinion evidence in our review of the record because
unsupported conclusions of a witness do not constitute evidence of probative
force and will not support a jury finding even when admitted without objection.[79] We agree.
“If appellants had objected, the witnesses'
opinions would not have been admitted. Favor and Barker were not in any better
position than were the jurors to draw inferences and conclusions from the facts
presented. None of the admissible facts presented by Favor and Barker tended to
prove that John Turner killed Glenn, and, accordingly, their opinions based
upon these facts do not constitute probative evidence.[80]
“Considering only the evidence most favorable to
the jury's finding and disregarding entirely what is opposed to it or is
contradictory[81] we have concluded that the jury’s answer was
supported by the following evidence: Relations between John Turner and his
brother Glenn were not amicable. In fact, they had ‘traded licks’ a few days
before January 23, 1976. Both men were found dead on January 23, 1976. Glenn
had been shot twice with a twelve gauge shotgun. The shotgun was given back to
some member of the Sanderson family. John Turner was shot with his rifle under
conditions consistent with suicide.
“Although we
acknowledge that the question poses some difficulty, we have concluded that the
jury’s answer that John Turner killed his brother is at least supported by some
evidence. Accordingly, appellants’ ‘no evidence’ point of error is
overruled.
“In considering the insufficient point of error
this Court has reviewed the entire record,[82] and this Court is of the opinion that the
evidence is insufficient to support that answer. Appellants' ‘insufficient evidence’ point of error is granted.
“Appellees filed no cross-points with respect to
the failure of the jury to answer favorably the special issues submitting
damages pursuant to their wrongful death theory. Accordingly, that part of the
judgment was not appealed to this Court and, of course, is now final. The judgment imposing the constructive
trust is reversed and the cause is remanded for new trial.
*
* * * *
Parks explores a slayer’s
forfeiture of an inheritance received from the estate of a person other than
the victim. The slayer murdered his parents. Later, his maternal grandfather
died. His grandfather’s estate included
the grandfather’s inheritance from the victim.
Can the slayer inherit the interest of his grandfather in the slayer’s
victim’s estate?
Parks v. Dumas 321 S.W.2d 653 (Tex.Civ.App. -Ft. Worth 1959)
“It was
stipulated by the parties hereto that on February 16, 1957, the defendant,
James Clifford Parks, willfully, voluntarily and unlawfully killed and murdered
his parents, Luther E. and Eunice Parks, by shooting them with a gun. The
defendant was convicted of the felony offense of murdering his mother, Eunice,
and received a twenty year sentence in the penitentiary. He is now serving that
sentence. Both parents died intestate.
“This
suit was filed for the purpose of imposing a constructive trust on the
community estate of the parents of defendant. Plaintiffs were the brothers
of Luther Parks (and, except for defendant, his sole surviving heirs) and the
father and sister of Eunice Parks (her sole surviving heirs, except for
defendant).
“The court found that in
equity a constructive trust should be imposed upon all the property belonging
to the estates of Luther and Eunice Parks in favor of their lawful heirs, other
than defendant, and judgment was entered for plaintiffs accordingly.
“The defendant appealed.
“The courts in the various states have reached
different results as to whether a murderer can acquire and retain title to
property as a result of his crime. Some hold the murderer takes and retains
title to the property, others that he does not take title to the property,
while others hold that the murderer takes title to the property, but holds it
in constructive trust for the proper heirs.[83] The courts which apply the constructive
trust theory hold that the legal title passes to the murderer either by
intestacy or by will, but that equity will treat him as constructive trustee of
such property because of the unconscionable mode of its acquisition.[84]
“In 1912 the Texarkana Court of Civil Appeals in
Hill v. Noland,[85] held that the fact that the wife had
murdered her husband for the sole purpose of investing herself with the title
of his property did not forfeit her right thereto. Defendant contends the above
case should control in the instant appeal.
“We do not agree. In Greer v. Franklin Life Ins. Co.[86] the Supreme Court in referring to Hill v.
Noland said: 'In that case, incidentally, the more modern view of imposing a
constructive trust upon property inherited by a murderer from his victim, for
the benefit of the heirs other than the murderer, was evidently not suggested
or considered.'
“In Pritchett v. Henry,[87] the Beaumont Court of Civil Appeals had
before it the identical question we have in the instant case, namely: ‘Whether
* * * a person who willfully and unlawfully kills another may take title as an
heir or legatee of his victim and retain it free of a constructive trust sought
to be impressed upon such property by law for the benefit of the victim's heirs
at law other than the killer?’ The court held that the killer acquired legal
title to the property of his victim, but that the law imposed a constructive
trust thereon for the heirs other than the killer.
“In the above case the court cited with approval
Scott on Trusts, Sec. 492, wherein the author states: 'Where the Statute of
Wills and the Statute of Descent and Distribution make no provision as to the
effect of murder of the decedent by the legatee or heir, the property passes
under the will or by intestacy to him. It is then that the equitable principle
as to unjust enrichment becomes applicable. * * * By imposing a constructive
trust upon the murderer, the court is not making an exception to the provisions
of the statutes, but is merely compelling a murderer to surrender the profits
of his crime and thus preventing his unjust enrichment. * * * in order to
deprive a murderer of the property it is not necessary to make an exception to
the statute; all that is necessary is to apply the well-settled equitable
principle under which a constructive trust is imposed upon one who acquires
property through his own wrong.'
“The Supreme Court in Pope v. Garrett[88] said: ‘The argument is often made that the
imposition of a constructive trust * * * contravenes or circumvents the statute
of descent and distribution, * * * or particularly a statute which prohibits
the creation of a trust unless it is declared by an instrument in writing. It
is generally held, however, that the constructive trust is not within such
statutes or is an exception to them. It is the creature of equity.’
“In our opinion the imposition of a constructive trust does not violate the statutes of
descent and distribution. It is a creature of equity. A constructive trust
is imposed in a situation like the one before us so that the statutes of
descent and distribution may not be used as an instrument for perpetrating or
protecting a fraud. Certainly the statutes
should not be used as a vehicle to acquire property through parenticide.
“We hold
that, though defendant inherited the property of his parents, the law imposed a
constructive trust thereon in favor of the heirs other than defendant.
“Defendant
claims the court erred in divesting defendant of all legal title and interest
in and to the estate of Jim Dumas. Jim Dumas was the grandfather or defendant
and father of Eunice Parks. He died pending trial, leaving as his sole heirs a
daughter, Lucille Botts, and defendant.
“The judgment purported to deal only with the
property belonging to the estates of Luther and Eunice Parks. It is conceded by
defendant that no property of the estate of Dumas is affected by the judgment
other than whatever right Dumas had in the estate of Eunice Parks. Had not
defendant murdered his mother, Dumas would not have had any interest in her
estate.
“It is a well settled general rule that if one
person obtains the legal title to property in an unconscientious manner, so
that he cannot retain the property which really belongs to another, equity
carries out its theory of a double ownership, equitable and legal, by
impressing a constructive trust upon the property in favor of the one who is in
good conscience entitled to it, and who is considered in equity as the
beneficial owner.[89]
“Defendant indirectly acquired title by
inheritance to the so-called ‘Dumas’ interest by murdering his mother. The
method of acquisition was in an ‘unconscientious manner.’ Equity will impose a
constructive trust thereon in favor of those who are in good conscience
entitled to it.
“Judgment affirmed.
Concurring opinion of
Chief Justice Massey
“The writer readily agreed with the author of
the opinion in this case upon the main question controlling the greater part of
the property in controversy. However, my decision upon the matter of whether or
not the appellant might have inherited some interest in the property upon the
death of his grandfather occasioned certain difficulties.
“I became convinced that the holdings were correct
after reading Bogert on Trusts and Trustees, p. 8 et seq., ‘Constructive
Trusts’, sec. 472, ‘Theory of Creation’, and the neighboring sections. In the
cited section it is stated: ‘If A (person in position of the grandfather in
this case) has died after the wrongful obtaining of his property, his cause of
action to get the constructive trust passes as realty or personalty, dependent
on the character of the res involved. If the defendant is wrongfully holding
real property, A’s heirs or devisees take the right to obtain the constructive
trust; if the interest inequitably held by the defendant is personalty, A’s
personal representatives or legatees succeed to A’s right to impress a
constructive trust * * *.’
“The
appellant inherited an interest in the property of his grandfather, if any the
latter had.[90] However, he could
not have inherited any part of the cause of action to impress a constructive
trust. That cause of action was against himself. Therefore all rights in and to
the cause of action were bound to have passed to other heirs of the
grandfather.
Such cause of action was unimpaired and was to impress a constructive trust as
to the full interest of such deceased in the property. By the judgment entered
(subsequent to the death of said deceased) all beneficial interest in the
property was taken from the appellant as of the date the judgment became final.
There is no necessity to dwell here upon
other situations possible to be hypothesized and exciting to contemplate for
they are not at issue.[91] If any error is existent it is not one such
as would entitle the appellant to overthrow the judgment rendered.
* * * * *
Dopps is an interesting
case that arose after the mother of minor children killed the father. A guardianship was established and the
slayer’s right to benefit was challenged. The guardian contracted for a lawyer
on a contingent fee basis. The issues
are guardianship and legal fee issues that apply to any class of assets to
which the slayer’s rule applies, although the case happens to involve life
insurance proceeds.
Dopps v. Dopps 636 S.W.2d 723 Tex.App. - Corpus Christi
1982)
“This is an appeal from the appointment by the County Court of Cameron County of Bruce Dopps as guardian of the estates of his three
grandchildren; Richard, Camille and Cari. The appellant is Jeri Collette Dopps, mother of the children. . . .
We affirm.
“The tragic events which gave rise to this
proceeding are as follows. Until February 27, 1980, Richard and Collette Dopps
and their three children resided in the home they owned in Cameron County. That
evening, Richard Dopps was killed. He
died intestate. Approximately one week later, Collette Dopps was arrested for the murder of her husband. When she
was released on bond, she brought the children to Houston to stay with an aunt
and then returned to Cameron County to await her trial. By the end of March,
Collette decided to send the children to live with her parents in South Dakota.
The children have lived in South Dakota with their maternal grandparents, the
Duncans (not parties to the instant suit), since that time.
“When
Bruce Dopps heard of Collette's involvement in his son's death, he called an
attorney to institute guardianship proceedings. On behalf of the children, he
filed a wrongful death action against Collette in Cameron County and a petition
with the County Court to be appointed temporary guardian of their estates.
On April 24, 1980, the court granted his request. Collette Dopps filed a motion
opposing the appointment on April 29, 1980. On May 13, 1980, the Duncans filed a motion in the Circuit
Court of South Dakota for appointment as the guardians of the persons and
estates of their daughter's children, which that court granted.
“In October of 1980, Collette Dopps was convicted of voluntary manslaughter and sentenced
to serve 20 years in prison. On May 5, 1981, the County Court of Cameron County
held a hearing on Mr. Dopps' application for permanent guardianship of the
childrens' estates in Texas and Collette's motion to remove him as guardian.
“At the hearing, Mr. Dopps testified that he is
68 years-old and lives in Wichita, Kansas. He described his efforts to care for
the estate including paying the bills and an attempt to sell assets and
preparation of tax returns. Mr. Dopps stated that his purpose in seeking the
guardianship was to preserve the property for the children. On
cross-examination, Mr. Dopps
admitted that he entered into a
contingent fee arrangement with his attorney, which authorizes the attorney to
retain one-third of any amount collected on behalf of the grandchildren in the
wrongful death action and from his son's life insurance proceeds. The
policies name Collette as primary beneficiary and the children as contingent
beneficiaries. Bruce Dopps explained that he anticipated difficulty in collecting
the life insurance proceeds for the children because of the possibility of
litigation. Mr. Dopps also testified that besides the half interest in the
house in Cameron County, which the children will inherit from their father's
estate and the life insurance proceeds, the remaining assets in the childrens'
estates are some stocks and social security benefits, which are now being paid
to the Duncans for the support of the children. The record contains no evidence
of any part of the children's estates in a county in Texas other than Cameron
County. . . .
“[A]ppellant first attacks the trial court's
finding that it had jurisdiction of the case. . . .
“Subject matter jurisdiction over probate
matters including the appointment of guardians is vested in the County Court by
Tex.Const.Art. V, § 16. Appellant does not dispute subject matter jurisdiction
but apparently argues that the County Court of Cameron county lacks
jurisdiction over the property involved here.
“In that regard, the appellant urges in her
brief that this suit properly belongs in the South Dakota courts. We note,
however, that jurisdiction attaches upon the filing of suit.[92] Once jurisdiction is lawfully and properly
acquired, no subsequent fact or event may defeat it.[93] When through an exercise of discretion they
deem it proper, Texas courts may recognize prior proceedings in other states as
a matter of comity.[94] In this case the prior proceeding occurred in Texas, therefore, there was no need to
consider deferring to the South Dakota court as a matter of comity.
“The appellant admits in her brief that the
children have an interest in the house in Cameron County, because
Tex.Prob.Code § 45 provides that children are entitled to half
of the community property upon the death of one spouse. That interest vested in
the children as the heirs at law of Richard Dopps by the law of descent and
distribution.[95]
“If we were to accept appellant's argument that
the County Court of Cameron County lacked jurisdiction to appoint a guardian,
there would be no court in Texas which could appoint a guardian to care for the
childrens' property within this state. This position is contrary to authority
which holds that the state of Texas has the power to control the property of
non-resident minors situated within its borders through guardians appointed for
their estates.[96] Thus, the trial court had jurisdiction. The
first point of error is overruled.
“. . . [P]oints of error challenge the finding
by the trial court that the appointment of the appellee as guardian was in the
best interest of the children. Appellant
points to Mr. Dopps' execution of a contingent fee agreement authorizing his
attorney to retain one-third of the life insurance proceeds collected as
evidence that Mr. Dopps' appointment was not in the best interests of the
children. She brings to this court's attention the filing of an
interpleader by Prudential in Federal District Court in South Dakota admitting
responsibility to pay the children and argues that there was no need to enter
an agreement for recovery of this fund. Since the insurance company did not
admit this liability until after the hearing on Mr. Dopps' appointment as
guardian, we do not consider it. We may only look at those facts presented to
the County Court to determine whether that court erred.
“Tex.Prob.Code § 233 authorizes representatives
of estates to enter contingent fee contracts to recover claims that they in
good faith believe exist.[97] . Tex.Ins.Code Art.
21.23 provides that the interest of a beneficiary be forfeited when the
beneficiary willfully brings about the death of the insured. The statute
further provides that, in such cases, the nearest relative shall receive the
insurance proceeds. Tex.Prob.Code § 41(d) provides that beneficiaries of life
insurance policies, who are convicted and sentenced in willfully bringing about
the death of insureds, forfeit their interests in the insurance proceeds. In
Bounds v. Caudle[98] the Supreme Court considered the effect of a
conviction of negligent homicide upon a beneficiary's attempt to collect
insurance. The surviving spouse argued that a conviction for negligent homicide
implied that the killing was committed without intent and that the forfeiture
statutes should not have applied. The Supreme Court held that the judgment in
the criminal case was not binding upon the court in the civil proceeding.
Bounds v. Caudle, supra at 928.
“In the case before us, there was no conviction of willful killing at the time Mr. Dopps
entered the agreement with his attorney. At the time it would have been reasonable
to anticipate a contest for the proceeds between Mrs. Dopps as primary
beneficiary and the children as contingent beneficiaries and nearest relatives.
As Bounds makes clear, the forfeiture rules are not automatic. The
representative of the children's estate may have found it necessary to bring a
civil action to collect the insurance proceeds and in so doing would have been
permitted to make a reasonable arrangement for the payment of attorney's fees.
Of course, by the date of the hearing on the guardianship appointment, Mrs.
Dopps had been convicted of voluntary manslaughter and it was rather clear that
the forfeiture provision would operate. Notwithstanding the reasonableness and
good faith of the agreement when Mr. Dopps entered into it, if as an automatic
result of making the appointment, the County Court had caused the childrens'
estates to lose one-third of the insurance proceeds needlessly, its finding
that the appointment is in the best interest of the children would be
unsupported. But, before any attorney's fees are actually paid, the guardian
must obtain the approval of the court after producing proof that the fees were
reasonable and were necessarily incurred. Tex.Prob.Code § 242. Thus, the appointment of Mr. Dopps did not
automatically cause the loss of one-third of the life insurance proceeds to the
childrens' estates. The trial court's finding that the appointment of Mr. Dopps
as guardian is in the best interest of the children is supported by some
evidence and by sufficient evidence.
“The judgment of the trial court is affirmed.
* * * * *
There are sensible
cases, and there are Looney cases. Gordy is a Looney case. Looney was the
slayer and Howe was the victim. Howe
was Looney’s mother. Looney gave birth
to an illigitimate child who was named Looney at birth. Looney, the infant, was given up for
adoption by Looney, her mother. The
adoptive parent’s changed the name of the Looney infant. We don’t know the new name. Actually, we don’t know where the infant is,
or how to contact her. The adoptive
parents refused to participate in the proceedings, but their lawyer appeared to
represent the infant, although the infant hadn’t been served. The majority says it can’t be tried without
the participation of the infant. The
dissent claims that the case can never be tried after the court’s
decision. The opinion was issued after
a rehearing. Rehearings are not uncommon in Texas probate litigation.
Gordy v. Alexander
550 S.W.2d 146 Tex.App. - Amarillo 1977)
“Our opinion issued on March 23, 1977, is
withdrawn, and the following opinion, issued subsequently to appellees' motion
for rehearing, is substituted therefor.
“Jean Reece Gordy
brought this suit to impose a constructive trust on the assets of the estate of
Evelyn Howe, deceased. The district
court sustained the defendant's plea in abatement and dismissed the suit.
In her appeal, Gordy has challenged the propriety of the trial court's action
in dismissing the cause and rendering final judgment that she take nothing in
this suit. Reversed and remanded.
“The cause was not heard on its merits and the
facts were not fully developed. However, the record discloses the following
matters:
“It is alleged
in Plaintiffs' First Amended Original Petition that Mrs. Evelyn Howe was murdered on June 13, 1973. Such
petition further alleged that Mrs. Howe's daughter, Marilyn Looney, was
involved in the murder; however, there has been no adjudication concerning
such allegation. Mrs. Howe's will left
all her property in trust for Looney. The
will also provided that Mrs. Howe's property should pass free of trust to
plaintiff Jean Gordy, her sister, if Looney predeceased her mother.
“The will was admitted to probate on July 9,
1973. On March 12, 1975, Gordy filed her action to impose a constructive trust
upon the assets which were being held in trust for Looney's benefit. Looney and
the trustee of the testamentary trust interposed their "Plea in
Abatement." The tenor of this plea was that Shellie Looney, Marilyn's illegitimate daughter, was the murder
victim's sole heir and is eligible to inherit the estate. They argued that Shellie was the only
person with standing to impose the constructive trust and that failure to join
her was fatal to Gordy's case. The trial court agreed, and on June 18,
1975, it dismissed the case for failure
to join an indispensable party. Gordy moved to reinstate the case and on
July 11, 1975, her motion was granted.
In repleading her case, Gordy attempted
to join Shellie, two-and-one-half years old, as a plaintiff. Her task was
complicated by the fact that Shellie had been adopted away from Looney. The
adoptive parents declined the opportunity to become involved in the lawsuit,
but permitted their attorney to appear and represent Shellie in the
lawsuit. After concluding that Gordy had
failed in her attempt to join Shellie, the trial court, on November 25, 1975,
sustained Looney's "Plea in Abatement" (except as to the contention
that the cause should be heard in the probate court) and dismissed Gordy's suit
and rendered a final take-nothing judgment against her; however, the cause was
dismissed as to Shellie without prejudice to prosecute any claim she may assert.
Gordy's appeal raises two points of error which attack the actions by the trial
court in failing to consider Shellie as a party and in dismissing Gordy's cause
without prejudice. Preliminarily to passing upon Gordy's points of error, we
shall consider two jurisdictional attacks raised by Looney's two cross points.
“In her first cross point, Looney has argued that this court is without jurisdiction over this
appeal. When it reinstated Gordy's action on July 11, 1975, the trial court
did so by announcing its decision in open court. Looney has argued that this
oral order was ineffective to reinstate the cause and that the thirty day
period for appeal lapsed without appeal being perfected. In our opinion, the
trial court's announcement constituted a rendition of its decree reinstating
the cause.[99] Also judgment nunc pro tunc regarding
reinstatement of the case was entered and included in a supplemental transcript
filed with this court.[100] In view of the foregoing, the trial court
retained jurisdiction over the cause and Gordy's first cross point is
overruled.
“Looney's second cross point attacks the subject
matter jurisdiction of the district court. Looney has argued that Section 5 of
the Texas Probate Code vests exclusive subject matter jurisdiction over this
action in the probate court of Dallas County.
Section 5(d) was amended in 1973 to read:
All courts exercising original probate
jurisdiction shall have the power to hear all matters incident to an estate,
including but not limited to, all claims by or against an estate, all actions
for trial of title to land incident to an estate and for the enforcement of
liens thereon incident to an estate, all actions for trial of the right of
property incident to an estate, and actions to construe wills. Tex.Prob.Code §
5(d)
“Although the amendments were intended to
broaden the jurisdiction of the probate court, decisions construing the
amendments have not given them the effect of excluding the district court's
jurisdiction.[101] Looney has argued that the imposition of a
constructive trust is a matter "incident to an estate," and that
exclusive jurisdiction to hear such cases rests in the probate court. The record
shows that the estate has already been probated and turned over to the
testamentary trustee, and the present proceedings are to determine whether a
constructive trust should be imposed and alternatively to construe the will.
“A constructive trust is considered a
"creature of equity" designed to correct an injustice. The district
courts clearly have jurisdiction in actions to impose a constructive trust.[102] Amended Section 5 does not reflect any
legislative intent to alter or overturn this well-established rule. Insofar as
construction of the will may be involved, jurisdiction of such matter is
exclusively in the district court.[103] We hold that the district court had subject
matter jurisdiction over this cause. Looney's second cross point is overruled.
“Both of Gordy's points of error attack the
trial court's action in dismissing the cause pursuant to Looney's "Plea in
Abatement." By that instrument, Looney requested that the court dismiss
the suit because (1) Shellie Looney was not joined, and (2) Gordy had no
standing to prosecute the action.
“In substance, Looney's "Plea in
Abatement" was a plea in bar. By it, Looney sought a final ruling from the
trial court that Gordy lacked standing to bring this suit and that the cause
should be dismissed. Regardless of the label attached to it, this was a plea in bar rather than a
plea in abatement.[104]
“It is our opinion that it was error for the trial court to dismiss this action pursuant to
Looney's plea in bar. Absent an agreement between the parties, a summary disposition
based upon pleadings, affidavits, and arguments of counsel can be had only by
summary judgment proceedings.[105] Moreover, summary judgment would be proper
only in the event there are no unresolved fact issues.
“Furthermore, we have concluded that the trial
court erred in holding that Gordy had no justiciable interest in this
controversy. To prevent a murderer from
profiting by his own wrong, equity will impress a constructive trust upon any
assets he received through his victim's will.[106] Whether
the trust will be impressed in favor of the heirs of the murder victim or the
contingent beneficiary named in the will should be determined according to the
intent of the murder victim.[107] Unless established as a matter of law, this intent question is one for the trier
of fact and both the heirs of the murder victim and the contingent beneficiary
named in the will have a justiciable interest in the controversy. In the
case before us, both Shellie Looney,
Mrs. Howe's sole eligible heir at law, and Gordy, the contingent beneficiary
named in Mrs. Howe's will, have a justiciable interest in the case.[108]
“Gordy's contention that she has a justiciable
interest in this action is further supported by our supreme court's recent
decision in Deveroex v. Nelson.[109] *[110] . In that case, the primary beneficiary
under a life insurance policy murdered the insured. Although article 21.23 of
the Texas Insurance Code provided that, in such circumstances, the insurance
proceeds should pass to the "nearest relative" of the murder victim,
the court construed the statute so as to accommodate the murder victim's
expressed intent. Instead of the "nearest relative," the court
allowed the named contingent beneficiary under the policy to recover the
proceeds. The court reached this conclusion even though the contingency, death
of the primary beneficiary, had not yet occurred. In this case, as in that one,
the intent of the murder victim should
determine who benefits from any constructive trust.[111] However, we do not agree that the decedent's
intention for Gordy to take, under these circumstances,[112] has been conclusively established and it is
our opinion that the opportunity for complete factual development in this
regard should be available to all parties.
“Looney has argued, however, that prior Texas decisions
have impressed constructive trusts only in favor of the heirs of the murder
victim.[113] None of the cases cited for this proposition
by Gordy involved a will naming a contingent beneficiary to take in the event
the alleged wrongdoer as primary beneficiary was disqualified to take under the
will. Because the issue regarding a contingent beneficiary was not raised in
those cases, we do not consider those cases controlling here.
“Shellie,
as an heir, has a justiciable interest under which she can prevail in the event
that the fact finder determines that Mrs. Howe would have intended that Shellie
take the assets of the estate if the primary beneficiary under the will was
disqualified to do so. Because Shellie has a justiciable interest in the case,
she should be made a party. Although the plaintiff's amended petition reflects
that an agreement has been made whereunder the heir and the contingent
beneficiary, as co-plaintiffs, would share equally in any benefits recovered by
either of them, we hold that the heir has not effectively been made a party to
the suit. No suit has been brought in her behalf by a next friend and she has
not been made a defendant.
“We overrule appellant's points of error insofar
as they complain of the trial court's conclusion that Shellie was not
effectively made a party to the suit. We
sustain appellant's points of error complaining of the trial court's action in
holding that Gordy did not have a justiciable interest in the estate of the
deceased and in rendering final judgment against her. . . .
“[I]t is our opinion that the trial court erred
in rendering a final judgment against Gordy in response to the plea in
abatement, and in effect, dismissing Gordy's action with prejudice. We agree,
however, with the trial court's conclusion that Shellie, as an heir, is an
indispensable and necessary party to this action and that her right to have an
action brought in her behalf should not be prejudiced. The foregoing facts and
circumstances of this case show no reason why Shellie should not be a party
through her next friend. Any competent
adult may sue in that capacity so long as it is in the best interest of the
child.[114] We therefore reverse the judgment of the
trial court and remand the cause to it with instructions to abate the action
until Shellie Looney is properly made a party. At that time, the merits of the
case including questions involving Mrs. Howe's intent can be fully litigated.
This holding is limited to the particular facts and circumstances involved in
this case, wherein it appears feasible to join the child by next friend. We
express no opinion with respect to circumstances where such joinder cannot be
accomplished.
Concurring and
dissenting opinion of Justice Reynolds
“Because the trial court erred in summarily
determining that Jean Reece Gordy has no justiciable interest in this
litigation, I concur that the judgment must be reversed and the cause remanded.
However, for the reason that I do not agree Shellie Looney is an indispensable
party to this action, I respectfully disassociate myself from the majority's
instruction that the proceedings be abated until she is made a party.
“Certainly, Shellie Looney would be a proper
party to the action; but, in my view of Rule 39, Texas Rules of Civil
Procedure, she is not an indispensable party. By that rule, she is an
indispensable party only if she is subject to service of process and if (1) in
her absence complete relief cannot be accorded among those already parties to
this cause, or (2) she claims an interest in the subject matter of the
litigation and is so situated that an adjudication in her absence may (i)
actually impair or impede her ability to protect that interest, or (ii) subject
any of those who are parties to a substantial risk by reason of that interest.
It seems at once apparent that the circumstances of this cause do not bring
Shellie Looney within the operation of the rule.
“First and foremost, Shellie Looney's adoptive identity has not been revealed and, so long
as it remains undisclosed, she is not subject to service of process. She,
therefore, is not, within the meaning of the rule, an indispensable party.
“Moreover, the issue now before the trial court
i. e., whether a constructive trust is to be imposed on the decedent's estate
in favor of Jean Reece Gordy can be adjudicated in the absence of Shellie
Looney. While it may be said that any
interest she may have as an heir of the decedent could be better protected if
she were a party to the action, the decisive fact is that an affirmative claim
of interest in her behalf has not been interposed in the proceedings.
“Additionally, there is no assurance of Shellie
Looney's voluntary appearance in the cause. Thus, sans service of process on or
a voluntary appearance by Shellie Looney, neither of which is within the
control of the parties to the cause, the
majority's instruction to abate dictates that the issue now ripe for
adjudication will pend forever.
“Accordingly, I respectfully dissent to the
holding that the proceedings be abated until Shellie Looney is made a party. I
would reverse the judgment and remand the cause without direction.
* * * * *
Texas probate
jurisdiction is a quagmire. Mejorada
wades into that quagmire. Beware of
thinking that any court or any person can accurately explain Texas probate
jurisdiction. Some things are
indescribable. Texas probate
jurisdiction is one of those indescribable things. Mejorada explores a court’s
jurisdiction to create a slayer’s rule constructive trust.
Mejorada v. Gonzalez 663 S.W.2d 891
(Tex.App.- San Antonio 1983)
“This is an appeal from the district court’s dismissal for lack of jurisdiction over a suit for
conversion of assets of an estate.
“Appellant, the administrator of the estate, sued appellee in district court for
conversion of a certificate of deposit claimed by the estate, and
alternatively, for imposition of a constructive trust on the proceeds of that
certificate. The district court
dismissed without prejudice for want of jurisdiction. The court held the
action was within the exclusive jurisdiction of the Webb constitutional county
court or of the Webb County Court at Law.
“We
reverse the dismissal on grounds that the district court alone can supply
appellant the full relief he requests, namely the imposition of a constructive
trust.
“Appellant, Manuel Mejorada, alleges the
following facts in his petition. Rafael Carranza had caused a certificate of
deposit to be issued in his own name and that of appellee, Ramoncita Gonzalez.
Neither the certificate nor the signature card mentioned survivorship rights.
After Carranza died intestate, a check for the amount in the certificate was
made out to Gonzalez, who transferred the money to Alamo National Bank of San
Antonio. Appellant as administrator of Carranza's estate filed suit in district
court to recover the amount from Gonzalez.
“The
district court found as facts the following. Appellant had been named
administrator of Carranza's estate in a Mexican court where estate
administration proceedings were still pending. By virtue of having been named
administrator by the Mexican court, appellant was granted letters of ancillary
administration by the Webb County Constitutional County Court, where the
ancillary administration was still pending. Prior to his death, the
decedent and Gonzalez were common law husband and wife.
“TEX. CONST. art. V, § 8, gives the district
court, concurrently with the county court, the general jurisdiction of a
probate court. The same section of the Constitution gives the legislature the
power to increase, diminish or eliminate the jurisdiction of either the
district court or the county court in probate matters. The same section gives
the district court general original jurisdiction over all causes of action
whatever for which a remedy or jurisdiction is not provided by law or the
Constitution.
“Appellee's contention below and here is that
the legislature, with the above authority, amended TEX.PROB.CODE § 5(c) so as to divest the district court of
probate jurisdiction in counties with a county court at law (such as Webb
County). Further, the legislature, in TEX.PROB.CODE § 5(d), gave the county
court power to hear all matters "incident to an estate." Therefore,
appellee urges, the county court and not the district court has exclusive
jurisdiction over the subject matter of this action.
“The amendments to the Constitution and the
Probate Code did have the effect of broadening the jurisdiction of courts
hearing probate matters, but they did not take away the jurisdiction of the
district courts. This is particularly true in a matter involving a request to
impose a constructive trust upon the assets of an estate.[115]
“TEX.PROB.CODE § 5A(a) and (b) define what is
included in the phrase "incident to an estate." Subsection (a) sets
out what is included in the phrase when the proceedings are in constitutional
county courts and statutory county courts at law. Subsection (b) sets out what
is included in the phrase when the proceedings are in statutory probate courts
and district courts. The definitions are virtually identical except that the
language "the interpretation and administration of testamentary trusts and
the applying of constructive trust" is only found in the subsection (b)
applying to statutory probate courts and district courts. The obvious intent of
the legislature was to avoid the possibility of a non-lawyer county judge being
faced with deciding questions of the law of trusts by withholding jurisdiction
over that subject matter. The district court has such jurisdiction under the
Constitution and Probate Code.
“Where it
appeared from the pleadings that the suit involved issues for which the
jurisdiction of the county court was inadequate to grant the relief sought, the
district court should have exercised its jurisdiction.[116]
“The. . . . case is remanded to the district
court for further proceedings.
* * * * *
Ragland explores probate
court jurisdiction to impose a constructive trust and the application of the
slayer’s rule to community property.
Ragland v. Ragland 743 S.W.2d 758 (Tex.App. - Waco 1987)
“The
constitutional county court of Somervell County imposed a constructive trust on
the funds in a profit-sharing plan to prevent a common-law wife from unjustly
enriching herself by murdering her husband. The judgment will be reversed
because only a statutory probate court or a district court can impose a
constructive trust.
“Lee Ann
Ragland was convicted of murdering her common-law husband, Stephen Ragland,
and sentenced to forty years in prison. Marine
Drilling Company, her husband's employer, deposited $2,313.64 by interpleader
in the constitutional county court of Somervell County in the proceeding
administering his estate. The funds were from a profit-sharing plan and
represented contributions Ragland had made from his salary and the company's
matching contributions. He had named Lee Ann Ragland as beneficiary of the
funds in the event of his death. However, the court concluded that she was not
entitled to receive any of the funds because she had voluntarily and wrongfully
caused her husband's death. Consequently, it awarded one-half of the funds to
Ragland's estate and one-half to Lee Ann Ragland, impressed with a constructive
trust in favor of the estate. Lee Ann Ragland argues under a single point
that the court erred when it impressed a constructive trust on her one-half
community interest in the funds and that, in any event, only a district court
could impose a constructive trust on her husband's one-half interest.
“A constructive trust may be imposed upon the
property of a deceased to prevent the beneficiary, who wilfully and wrongfully
caused the decedent's death, from profiting from his own wrong. See Bounds v.
Caudle.[117] Section 5A(a) of the Probate Code defines
the terms "appertaining to estates" and "incident to an
estate" as they relate to the probate jurisdiction of the constitutional
county court and statutory county court at law. See Tex.Prob.Code § 5A(a).
These terms are defined for purposes of the probate jurisdiction of a statutory
probate court or district court in section 5A(b). See id. at § 5A(b). The
definitions in the two subsections are virtually identical, except that the
legislature omitted any reference to constructive trusts in subsection (a) and
expressly gave the statutory probate court or district court jurisdiction to
apply constructive trusts in subsection (b).[118]
“Legislative intent can be inferred from the
absence or presence of a particular provision in a statute. See Freels v.
Walker[119] Considering the express reference to
constructive trusts in subsection (b) and the absence of such an express
reference in subsection (a), one can reasonably infer that the legislature must
have intended to limit jurisdiction to impose a constructive trust to either
the statutory probate court or district court. Accordingly, the constitutional county court of
Somervell County exceeded its jurisdiction when it purported to impose a
constructive trust in favor of the estate.[120]
“Furthermore, Ragland's estate concedes on appeal that the funds were community
property and, for that reason, the court could apply a constructive trust only
on the one-half interest which Lee Ann Ragland would have otherwise inherited
from her husband under the laws of descent and distribution. Section 41(d)
of the Probate Code provides that a conviction cannot work a forfeiture of the
criminal's estate. Thus, a constructive trust cannot be used to
deprive a murderer of property lawfully acquired by him, but merely[121] to prevent him from
acquiring a beneficial interest from his unlawful act.[122] Therefore, the court could not impose a constructive trust on the community
interest already vested in Lee Ann Ragland, but only on the one-half interest
she would have inherited from her husband as a result of her wrongful act.
“The judgment is reversed and the cause is
remanded for further proceedings under section 5A(b) of the Texas Probate Code.[123]
* * * * *
Weldon is a special case
in the pantheon of cases exposing the nightmare that is Texas probate court
jurisdiction.
Weldon also is a
slayer’s rule case in which the son who shot and killed his mother was not
prohibited from inheriting. Yes, the
slayer inherited. There is hope for
slayers and their lawyers who take the slayer’s case on a contingent fee! But, any Texas lawyer who takes on a
slayer’s rule case, or any other probate litigation, should read Weldon, be
aware of the practical consequences of the jurisdictional problems, and
consider whether it is more profitable to walk away from a rightful inheritance
than it is to obtain that inheritance through the Texas judicial process.
The pain caused by the
Weldon family tradgedy was followed by almost two decades of litigation in
which the parties were bounced from court to court. This final court of appeals seemed reluctant to send the case
back to start over once again. The
impact of the procedural nightmare on the slayer, his sister their family,
friends and attorneys must have been awful.
After reading Weldon, pause for a moment to consider the effect of the
court procedural and jurisdictional foolishness on the people involved.
Weldon v. Hill 678 S.W.2d 268 (Tex.App. - Ft. Worth 1984)
“This is a suit arising out of and ancillary to
a probate matter. The present cause of
action sought a determination of appellee's, J.M. Hill's, rights as a lawful
legatee and devisee under the will of his deceased mother, Mabel Hill. The suit
further sought to require an accounting by Lillie Mae Weldon, appellant here
and daughter of the deceased, as the independent executrix of the estate of
Mabel Hill. Appellee also sought a determination of and declaration by the
court as to the property to which he would be entitled upon partition and
distribution of such estate. Trial was to a jury and based upon the jury's
answer to a single special issue judgment was entered in favor of the appellee
from which judgment the present appeal was taken.
“We
affirm.
“Appellant raises two points of error in the
present appeal. Her points of error challenge the jurisdiction of the trial court and the propriety of the trial
court's overruling of her plea in abatement. Though neither point of error challenges
the sufficiency of the evidence, a partial review of the facts is necessary.
“On the evening of December 7, 1967, the appellee shot and killed his mother,
Mabel Hill. A review of the facts of this shooting are not necessary for a
determination of this appeal. In the early part of 1968, the last will of Mabel Hill was admitted for probate in the County
Court of Stephens County, Texas. The will of Mabel Hill named her daughter,
Lillie Mae Weldon, appellant here, as independent executrix and directed that
she act without bond. The will further directed that "no proceedings be
had in Probate Court other than to probate this will and return an inventory,
appraisement and list of claims." Letters testamentary were issued to
appellant as independent executrix
upon her taking of the oath required by law. An inventory and appraisement was entered in the probate proceedings
and approved by the court in September of 1970.
“The will
of Mabel Hill disposed of all of her property, both real and personal, by
bequests to both her son, appellee, and her daughter, appellant. The will
restricted the sale of all real property for a period of twenty years after the
death of Mable Hill and further directed that should appellee or appellant die
before the expiration of such time then their interest should go to their
respective "body heirs".
“Acting
as independent executrix, the appellant has refused to partition and distribute
any of the property and assets of the estate of Mabel Hill to appellee.
Appellant has justified such refusal by alleging that appellee intentionally
caused the death of their mother, Mabel Hill. Appellee filed an application
for partition and distribution of the estate in the probate proceedings.
Thereafter, the County Court of Stephens
County, on its own motion, transferred the probate proceedings to the District
Court of Stephens County. That probate proceeding is still pending in the
District Court of Stephens County under Cause No. 18,493-A.
“In September of 1982, appellee initiated the present cause of action under a separate cause
number, 21,827, in the District Court of Stephens County. Appellant filed
an original answer, subject to her plea in abatement, which contained a plea to
the jurisdiction of the court and alleged the intentional killing of Mabel
Hill. The court overruled appellant's plea in abatement. Appellant filed a motion to dismiss alleging want of jurisdiction of
the District Court which motion was denied by the court.
“The docket sheet of the District Court of
Stephens County reflects that case # 21,827, came to trial on May 31, 1983.
Such docket sheet further reflects that plaintiff, appellee here, moved for a mistrial and same was granted by the
court. Venue was changed and on July
25, 1983, the cause was transferred by
the 90th District Court sitting in Stephens County to the 90th District Court
sitting in Young County. The case
proceeded to trial and judgment was entered by the District Court of Young
County based on the jury's answer to a single special issue. The special
issue inquired: "Do you find from a
preponderance of the evidence that J.M. Hill knowingly or intentionally shot
and killed Mabel Hill?" The jury answered in the negative by stating
"We do not". At trial, the
parties stipulated that the records before the court were true and correct,
that the probate proceedings were then
pending in the District Court of Stephens County under cause no. 18,493,
that certain powers of attorney executed by the children of appellee, J.M.
Hill, in his favor were acceptable and finally that appellee did shoot and kill Mabel Hill.
“The present appeal arising from the lawsuit
filed in 1982 is not a result of the first trial or appeal for the issues
addressed in this case. The record shows appellee
previously filed an application for partition and distribution of the estate of
Mabel Hill and the County Court of Stephens County dismissed the same for lack
of jurisdiction. Appellee appealed that matter to the District Court of
Stephens County which entered a judgment in favor of appellee on May 30, 1980.
Such judgment was based on a jury finding that appellee, here, did not
knowingly or intentionally shoot and kill Mabel Hill. Appellant appealed that
judgment to the Eleventh Supreme Judicial District Court of Civil Appeals in
Eastland, which court, in an unpublished opinion, vacated the district court's
judgment and dismissed the cause. The Eastland Court of Civil Appeals
stated:
“This is a probate matter. J.M. Hill filed in
the County Court of Stephens County an application for partition and distribution
of the Estate of Mabel Hill against Lillie Mae Weldon, Independent Executrix of
said estate. The application was dismissed for lack of jurisdiction. Hill
appealed said dismissal to the district court of Stephens County. After Mrs.
Weldon's motion to dismiss was overruled by the district court and after a jury
trial, judgment was entered for Hill. Mrs. Weldon appeals. We vacate the
judgment of the trial court and dismiss the cause.
“In her first point of error Mrs. Weldon urges
that the trial court erred in entering judgment because the trial court lacked jurisdiction. We agree.[124] 1[125]
“The net effect of the above is that the probate of the will of Mabel Hill has remained open for the past sixteen years and still remains open today. During this time none of the property or assets of Mabel Hill have been distributed under her will and the independent executrix, appellant, has maintained total control over all of such property and assets. The inactivity and absence of resolve in the affairs of the estate of Mabel Hill is mainly due to the extreme animosity between the appellant and appellee as noted by the